Channel Estimation and Hybrid Precoding for Frequency Selective Multiuser mmWave MIMO Systems

Configuring the hybrid precoders and combiners in a millimeter wave multiuser multiple-input multiple-output system is challenging in frequency selective channels. In this paper, we develop a system that uses compressive estimation on the uplink to configure precoders and combiners for the downlink. In the first step, the base station (BS) simultaneously estimates the channels from all the mobile stations on each subcarrier. To reduce the number of measurements required, compressed sensing techniques are developed that exploit common support on the different subcarriers. In the second step, exploiting reciprocity and the channel estimates the BS designs hybrid precoders and combiners. Two algorithms are developed for this purpose, with different performance and complexity tradeoffs: First, a factorization of the purely digital solution; and second, an iterative hybrid design. Extensive numerical experiments evaluate the proposed solutions comparing to the state-of-the-art strategies, and illustrating design tradeoffs in overhead, complexity, and performance.

[1]  Zhi Chen,et al.  Channel Estimation for Millimeter-Wave Multiuser MIMO Systems via PARAFAC Decomposition , 2016, IEEE Transactions on Wireless Communications.

[2]  Chen Hu,et al.  Channel Estimation for Millimeter-Wave Massive MIMO With Hybrid Precoding Over Frequency-Selective Fading Channels , 2016, IEEE Communications Letters.

[3]  Robert W. Heath,et al.  Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems , 2014, IEEE Journal of Selected Topics in Signal Processing.

[4]  Derrick Wing Kwan Ng,et al.  Multi-User Precoding and Channel Estimation for Hybrid Millimeter Wave Systems , 2017, IEEE Journal on Selected Areas in Communications.

[5]  Giuseppe Caire,et al.  Massive MIMO Channel Subspace Estimation From Low-Dimensional Projections , 2015, IEEE Transactions on Signal Processing.

[6]  Robert W. Heath,et al.  Low Complexity Hybrid Precoding Strategies for Millimeter Wave Communication Systems , 2016, IEEE Transactions on Wireless Communications.

[7]  Emre Telatar,et al.  Capacity of Multi-antenna Gaussian Channels , 1999, Eur. Trans. Telecommun..

[8]  Andrea J. Goldsmith,et al.  Capacity limits of MIMO channels , 2003, IEEE J. Sel. Areas Commun..

[9]  Jeffrey G. Andrews,et al.  Multimode Transmission for Multiuser MIMO Systems With Block Diagonalization , 2008, IEEE Transactions on Signal Processing.

[10]  Erik G. Larsson,et al.  Massive MIMO Performance—TDD Versus FDD: What Do Measurements Say? , 2017, IEEE Transactions on Wireless Communications.

[11]  Luc Vandendorpe,et al.  Robust Sum MSE Optimization for Downlink Multiuser MIMO Systems With Arbitrary Power Constraint: Generalized Duality Approach , 2012, IEEE Transactions on Signal Processing.

[12]  Tung-Sang Ng,et al.  Generalized multiuser orthogonal space-division multiplexing , 2004, IEEE Transactions on Wireless Communications.

[13]  Robert W. Heath,et al.  Spatially Sparse Precoding in Millimeter Wave MIMO Systems , 2013, IEEE Transactions on Wireless Communications.

[14]  Luc Vandendorpe,et al.  On the Number of RF Chains and Phase Shifters, and Scheduling Design With Hybrid Analog–Digital Beamforming , 2014, IEEE Transactions on Wireless Communications.

[15]  Mehrdad Dianati,et al.  Hybrid Beamforming for Large Antenna Arrays With Phase Shifter Selection , 2016, IEEE Transactions on Wireless Communications.

[16]  Robert W. Heath,et al.  Dynamic Subarrays for Hybrid Precoding in Wideband mmWave MIMO Systems , 2016, IEEE Transactions on Wireless Communications.

[17]  Junho Lee,et al.  AF relaying for millimeter wave communication systems with hybrid RF/baseband MIMO processing , 2014, 2014 IEEE International Conference on Communications (ICC).

[18]  Adnan Shahid,et al.  Resource Allocation for Transmit Hybrid Beamforming in Decoupled Millimeter Wave Multiuser-MIMO Downlink , 2017, IEEE Access.

[19]  R. Srikant,et al.  Maximizing Sum Rate and Minimizing MSE on Multiuser Downlink: Optimality, Fast Algorithms and Equivalence via Max-min SINR , 2011, IEEE Transactions on Signal Processing.

[20]  Robert W. Heath,et al.  MIMO Precoding and Combining Solutions for Millimeter-Wave Systems , 2014, IEEE Communications Magazine.

[21]  Robert W. Heath,et al.  An Overview of Signal Processing Techniques for Millimeter Wave MIMO Systems , 2015, IEEE Journal of Selected Topics in Signal Processing.

[22]  Emil Björnson,et al.  Massive MIMO: ten myths and one critical question , 2015, IEEE Communications Magazine.

[23]  Emil Björnson,et al.  Optimal Multiuser Transmit Beamforming: A Difficult Problem with a Simple Solution Structure [Lecture Notes] , 2014, IEEE Signal Processing Magazine.

[24]  Zhi Chen,et al.  Compressive channel estimation for millimeter wave multiuser MIMO systems via pilot reuse , 2016, 2016 8th International Conference on Wireless Communications & Signal Processing (WCSP).

[25]  Robert W. Heath,et al.  Frequency Selective Hybrid Precoding for Limited Feedback Millimeter Wave Systems , 2015, IEEE Transactions on Communications.

[26]  Bruno Clerckx,et al.  Multiuser Millimeter Wave Beamforming Strategies With Quantized and Statistical CSIT , 2017, IEEE Transactions on Wireless Communications.

[27]  Md Saifur Rahman,et al.  Multi-user MIMO strategies for a millimeter wave communication system using hybrid beam-forming , 2015, 2015 IEEE International Conference on Communications (ICC).

[28]  Robert W. Heath,et al.  Hybrid MIMO Architectures for Millimeter Wave Communications: Phase Shifters or Switches? , 2015, IEEE Access.

[29]  Holger Boche,et al.  Rate Optimization for Multiuser MIMO Systems With Linear Processing , 2008, IEEE Transactions on Signal Processing.

[30]  Robert W. Heath,et al.  Limited Feedback Hybrid Precoding for Multi-User Millimeter Wave Systems , 2014, IEEE Transactions on Wireless Communications.

[31]  Robert W. Heath,et al.  Frequency selective multiuser hybrid precoding for mmWave systems with imperfect channel knowledge , 2016, 2016 50th Asilomar Conference on Signals, Systems and Computers.

[32]  John M. Cioffi,et al.  Weighted sum-rate maximization using weighted MMSE for MIMO-BC beamforming design , 2008, IEEE Trans. Wirel. Commun..

[33]  Robert W. Heath,et al.  Optimality of Frequency Flat Precoding in Frequency Selective Millimeter Wave Channels , 2017, IEEE Wireless Communications Letters.

[34]  Junho Lee,et al.  Exploiting spatial sparsity for estimating channels of hybrid MIMO systems in millimeter wave communications , 2014, 2014 IEEE Global Communications Conference.

[35]  Robert W. Heath,et al.  Dictionary-free hybrid precoders and combiners for mmWave MIMO systems , 2015, 2015 IEEE 16th International Workshop on Signal Processing Advances in Wireless Communications (SPAWC).

[36]  Norbert Wiener,et al.  Extrapolation, Interpolation, and Smoothing of Stationary Time Series, with Engineering Applications , 1949 .

[37]  Luis Castedo,et al.  Channel Estimation and Hybrid Precoding/Combining for Frequency Selective Multiuser mmWave Systems , 2017, GLOBECOM 2017 - 2017 IEEE Global Communications Conference.

[38]  Shaoqian Li,et al.  Compressive Sensing-Based Beamforming for Millimeter-Wave OFDM Systems , 2017, IEEE Transactions on Communications.

[39]  Michael Joham,et al.  QoS constrained power minimization in the MISO broadcast channel with imperfect CSI , 2015, Signal Process..

[40]  A.F. Molisch,et al.  Variable-phase-shift-based RF-baseband codesign for MIMO antenna selection , 2005, IEEE Transactions on Signal Processing.

[41]  Khaled Ben Letaief,et al.  Alternating Minimization Algorithms for Hybrid Precoding in Millimeter Wave MIMO Systems , 2016, IEEE Journal of Selected Topics in Signal Processing.

[42]  Martin Haardt,et al.  Zero-forcing methods for downlink spatial multiplexing in multiuser MIMO channels , 2004, IEEE Transactions on Signal Processing.

[43]  Robert W. Heath,et al.  Channel Estimation for Hybrid Architecture-Based Wideband Millimeter Wave Systems , 2016, IEEE Journal on Selected Areas in Communications.

[44]  Alle-Jan van der Veen,et al.  Analog Beamforming in MIMO Communications With Phase Shift Networks and Online Channel Estimation , 2010, IEEE Transactions on Signal Processing.

[45]  Michael Joham,et al.  MSE Balancing in the MIMO BC: Unequal Targets and Probabilistic Interference Constraints , 2017, IEEE Transactions on Signal Processing.

[46]  Derrick Wing Kwan Ng,et al.  Multiuser precoding and channel estimation for hybrid millimeter wave MIMO systems , 2017, 2017 IEEE International Conference on Communications (ICC).

[47]  Robert W. Heath,et al.  Frequency-domain Compressive Channel Estimation for Frequency-Selective Hybrid mmWave MIMO Systems , 2017, ArXiv.