Scaling and uncertainty in the relationship between the NDVI and land surface biophysical variables: An analysis using a scene simulation model and data from FIFE

Biophysical inversion of remotely sensed data is constrained by the complexity of the remote sensing process. Variations in sensor response associated with solar and sensor geometries, surface directional reflectance, topography, atmospheric absorption and scattering, and sensor electrical-optical engineering interact in complex manners that are difficult to deconvolve and quantify in individual images or in time series of images. We have developed a model of the remote sensing process to allow systematic examination of these factors. The model is composed of three main components, including a ground scene model, an atmospheric model, and a sensor model, and may be used to simulate imagery produced by instruments such as the Landsat Thematic Mapper and the Advanced Very High Resolution Radiometer. Using this model, we examine the effect of subpixel variance in leaf area index (LAI) on relationships among LAI, the fraction of absorbed photosynthetically active radiation (FPAR), and the normalized difference vegetation index (NDVI). To do this, we use data from the first ISLSCP Field Experiment (FIFE) to parameterize ground scene properties within the model. Our results demonstrate interactions between sensor spatial resolution and spatial autocorrelation in ground scenes that produce a variety of effects in the relationship between both LAI and FPAR and NDVI. Specifically, sensor regularization, nonlinearity in the relationship between LAI and NDVI, and scaling the NDVI all influence the range, variance, and uncertainty associated with estimates of LAI and FPAR inverted from simulated NDVI data. These results have important implications for parameterization of land surface process models using biophysical variables such as LAI and FPAR estimated from remotely sensed data.

[1]  C. Field,et al.  A reanalysis using improved leaf models and a new canopy integration scheme , 1992 .

[2]  Ranga B. Myneni,et al.  Simulation of space measurements of vegetation canopy bidirectional reflectance factors , 1993 .

[3]  P. Sellers Canopy reflectance, photosynthesis, and transpiration. II. the role of biophysics in the linearity of their interdependence , 1987 .

[4]  Robert H. Kidd,et al.  Performance Modeling of Earth Resources Remote Sensors , 1976, IBM J. Res. Dev..

[5]  F. Baret,et al.  Potentials and limits of vegetation indices for LAI and APAR assessment , 1991 .

[6]  Philip J. Peters An Extension Of Image Quality: Computer Modeling A Complete Electro-Optical System , 1982 .

[7]  Ghassem R. Asrar,et al.  Theory and applications of optical remote sensing. , 1989 .

[8]  J. Michaelsen,et al.  Estimating grassland biomass and leaf area index using ground and satellite data , 1994 .

[9]  David A. Landgrebe,et al.  Modeling, simulation, and analysis of optical remote sensing systems , 1989 .

[10]  Charles L. Walthall,et al.  Prairie grassland bidirectional reflectances measured by different instruments at the FIFE site , 1992 .

[11]  A. Huete A soil-adjusted vegetation index (SAVI) , 1988 .

[12]  Inez Y. Fung,et al.  Application of Advanced Very High Resolution Radiometer vegetation index to study atmosphere‐biosphere exchange of CO2 , 1987 .

[13]  James R. Wang,et al.  Active and passive microwave measurements of soil moisture in FIFE , 1992 .

[14]  S. Goward,et al.  Vegetation canopy PAR absorptance and the normalized difference vegetation index - An assessment using the SAIL model , 1992 .

[15]  A. M. Vogelmann,et al.  Multispectral sensor data simulation modeling based on the multiple scattering LOWTRAN code , 1988 .

[16]  C. Justice,et al.  Global land cover classification by remote sensing: present capabilities and future possibilities , 1991 .

[17]  W. Dulaney,et al.  Normalized difference vegetation index measurements from the Advanced Very High Resolution Radiometer , 1991 .

[18]  F. E. Nicodemus,et al.  Geometrical considerations and nomenclature for reflectance , 1977 .

[19]  Brian L. Markham,et al.  Surface reflectance retrieval from satellite and aircraft sensors: Results of sensor and algorithm comparisons during FIFE , 1992 .

[20]  M. Duggin Factors limiting the discrimination and quantification of terrestrial features using remotely sensed radiance , 1985 .

[21]  N. Lam,et al.  Environmental analysis using integrated GIS and remotely sensed data - Some research needs and priorities , 1991 .

[22]  R. Myneni,et al.  Atmospheric effects and spectral vegetation indices , 1994 .

[23]  R. Myneni,et al.  A Three-Dimensional Radiative Transfer Method for Optical Remote Sensing of Vegetated Land Surfaces , 1991, [Proceedings] IGARSS'91 Remote Sensing: Global Monitoring for Earth Management.

[24]  David A. Landgrebe,et al.  An analytical model of Earth-observational remote sensing systems , 1991, IEEE Trans. Syst. Man Cybern..

[25]  S. Running,et al.  Forest ecosystem processes at the watershed scale: Sensitivity to remotely-sensed leaf area index estimates , 1993 .

[26]  Gordon B. Bonan,et al.  Importance of leaf area index and forest type when estimating photosynthesis in boreal forests , 1993 .

[27]  Hui Qing Liu,et al.  An error and sensitivity analysis of the atmospheric- and soil-correcting variants of the NDVI for the MODIS-EOS , 1994, IEEE Trans. Geosci. Remote. Sens..

[28]  P. Deschamps,et al.  Description of a computer code to simulate the satellite signal in the solar spectrum : the 5S code , 1990 .

[29]  C. Woodcock,et al.  The factor of scale in remote sensing , 1987 .

[30]  C. Woodcock,et al.  Autocorrelation and regularization in digital images. I. Basic theory , 1988 .

[31]  Ramakrishna R. Nemani,et al.  Mapping regional forest evapotranspiration and photosynthesis by coupling satellite data with ecosystem simulation , 1989 .

[32]  Clare D. McGillem,et al.  A Parametric Model for Multispectral Scanners , 1980, IEEE Transactions on Geoscience and Remote Sensing.

[33]  C. Woodcock,et al.  Autocorrelation and regularization in digital images. II. Simple image models , 1989 .

[34]  David A. Landgrebe,et al.  Simulation of optical remote sensing systems , 1989 .

[35]  C. Justice,et al.  Selecting the spatial resolution of satellite sensors required for global monitoring of land transformations , 1988 .

[36]  Carl F. Schueler,et al.  Radiometer End-To-End Simulation , 1982, Other Conferences.

[37]  Mark A. Friedl,et al.  Covariance of Biophysical Data With Digital Topographic and Land Use Maps Over the FIFE Site , 1992 .

[38]  S. Running,et al.  Mapping Regional Forest Evapotranspiration And Photosynthesis By Coupling Satellite Data With Ecosystem Simulation , 1989, 10th Annual International Symposium on Geoscience and Remote Sensing.

[39]  Robert Frouin,et al.  Variability of photosynthetically available and total solar irradiance at the surface during FIFE - A satellite description , 1990 .

[40]  R. Dubayah Estimating net solar radiation using Landsat Thematic Mapper and digital elevation data , 1992 .

[41]  Gérard Dedieu,et al.  Methodology for the estimation of terrestrial net primary production from remotely sensed data , 1994 .

[42]  B. Choudhury Multispectral satellite data in the context of land surface heat balance , 1991 .

[43]  Alan H. Strahler,et al.  On the nature of models in remote sensing , 1986 .

[44]  Robert N. Colwell,et al.  Manual of remote sensing , 1983 .

[45]  N. Goel Models of vegetation canopy reflectance and their use in estimation of biophysical parameters from reflectance data , 1988 .

[46]  Richard Reeves,et al.  "First-Principles Deterministic Simulation Of IR And Visible Imagery" , 1988, Defense, Security, and Sensing.

[47]  P. Sellers Canopy reflectance, photosynthesis and transpiration , 1985 .

[48]  J. Randerson,et al.  Terrestrial ecosystem production: A process model based on global satellite and surface data , 1993 .

[49]  C. J. Robinove,et al.  Assumptions implicit in remote sensing data acquisition and analysis , 1990 .

[50]  G. Suits The calculation of the directional reflectance of a vegetative canopy , 1971 .

[51]  W. Verhoef Light scattering by leaf layers with application to canopy reflectance modeling: The Scattering by Arbitrarily Inclined Leaves (SAIL) model , 1984 .

[52]  B. Choudhury,et al.  Spatial heterogeneity in vegetation canopies and remote sensing of absorbed photosynthetically active radiation: A modeling study , 1992 .

[53]  S. Goetz,et al.  Satellite remote sensing of surface energy balance : success, failures, and unresolved issues in FIFE , 1992 .

[54]  J. Dozier Spectral Signature of Alpine Snow Cover from the Landsat Thematic Mapper , 1989 .

[55]  R. Myneni,et al.  Measuring and modeling spectral characteristics of a tallgrass prairie , 1989 .

[56]  Piers J. Sellers,et al.  Relations between surface conductance and spectral vegetation indices at intermediate (100 m2 to 15 km2) length scales , 1992 .

[57]  A. Strahler,et al.  Geometric-Optical Modeling of a Conifer Forest Canopy , 1985, IEEE Transactions on Geoscience and Remote Sensing.

[58]  S. Prince A model of regional primary production for use with coarse resolution satellite data , 1991 .