CramÉr-Rao Bounds for Direction Finding by an Acoustic Vector Sensor Under Nonideal Gain-Phase Responses, Noncollocation, or Nonorthogonal Orientation

An acoustic vector-sensor (also known as vector-hydrophone in underwater applications) is composed of two or three spatially collocated but orthogonally oriented acoustic velocity sensors, plus possibly a collocated acoustic pressure sensor. Such an acoustic vector sensor is versatile for direction-finding, due to its azimuth-elevation spatial response's independence from the incident source's frequency, and bandwidth. However, previously unavailable in the open literature is how the acoustic vector sensor's far-field direction-of-arrival estimates may be adversely affected by any unknown nonideality in the acoustic vector sensor's gain response, phase response, collocation, or orthogonal orientation among its constituent velocity sensors. This paper pioneers a characterization of how these various unknown nonidealities degrade direction-finding accuracy, via Cramer-Rao bound analysis.

[1]  David Lubman Antifade sonar employs acoustic field diversity to recover signals from multipath fading , 1996 .

[2]  Nicolas Le Bihan,et al.  Quaternion-MUSIC for vector-sensor array processing , 2006, IEEE Transactions on Signal Processing.

[3]  K.T. Wong,et al.  Source Tracking with Multiple-Forgetting-Factor RLS Using a Vector-Hydrophone Away From or Near a Reflecting Boundary , 2006, OCEANS 2006 - Asia Pacific.

[4]  William S. Hodgkiss,et al.  VLF source localization with a freely drifting acoustic sensor array , 1993 .

[5]  W. Hodgkiss,et al.  Energetics of the deep ocean’s infrasonic sound field , 1991 .

[6]  H. Keshavarz Beam patterns of an underwater acoustic vector hydrophone located near a reflecting boundary , 2004, Oceans '04 MTS/IEEE Techno-Ocean '04 (IEEE Cat. No.04CH37600).

[7]  Kyatsandra G. Nagananda,et al.  Subspace intersection method of bearing estimation in shallow ocean using acoustic vector sensors , 2008, 2008 16th European Signal Processing Conference.

[8]  Albert H. Nuttall,et al.  Directivity factors for linear arrays of velocity sensors , 2001 .

[9]  J. A. McConnell,et al.  Analysis of a compliantly suspended acoustic velocity sensor. , 2003, The Journal of the Acoustical Society of America.

[10]  Nan Zou,et al.  Vector Hydrophone Array Development and its Associated DOA Estimation Algorithms , 2006, OCEANS 2006 - Asia Pacific.

[11]  Parkins,et al.  Error analysis of a practical energy density sensor , 2000, The Journal of the Acoustical Society of America.

[12]  H.-W. Chen,et al.  Wideband MVDR beamforming for acoustic vector sensor linear array , 2004 .

[13]  H. Cox,et al.  Adaptive cardioid processing , 1992, [1992] Conference Record of the Twenty-Sixth Asilomar Conference on Signals, Systems & Computers.

[14]  Arye Nehorai,et al.  Acoustic vector-sensor beamforming and Capon direction estimation , 1998, IEEE Trans. Signal Process..

[15]  J. Kendall,et al.  Hydrophone for Measuring Particle Velocity , 1956 .

[16]  Kainam Thomas Wong,et al.  Beam patterns of an underwater acoustic vector hydrophone located away from any reflecting boundary , 2002 .

[17]  V. A. Shchurov Coherent and diffusive fields of underwater acoustic ambient noise , 1991 .

[18]  Arye Nehorai,et al.  Wideband source localization using a distributed acoustic vector-sensor array , 2003, IEEE Trans. Signal Process..

[19]  Charles Maerfeld,et al.  PVF2 velocity hydrophones , 1985 .

[20]  T. R. Empson,et al.  Why an optically‐based hydrophone works better , 1987 .

[21]  Michael D. Zoltowski,et al.  Root-MUSIC-based azimuth-elevation angle-of-arrival estimation with uniformly spaced but arbitrarily oriented velocity hydrophones , 1999, IEEE Trans. Signal Process..

[22]  G. L. D'Spain Relationship of underwater acoustic intensity measurements to beamforming , 1994 .

[23]  Arye Nehorai,et al.  Identifiability in Array Processing Models with Vector-Sensor Applications , 1994, IEEE Seventh SP Workshop on Statistical Signal and Array Processing.

[24]  J. C. Shipps,et al.  A miniature vector sensor for line array applications , 2003, Oceans 2003. Celebrating the Past ... Teaming Toward the Future (IEEE Cat. No.03CH37492).

[25]  M. Elwenspoek,et al.  Three-dimensional sound intensity measurements using Microflown particle velocity sensors , 1999, Technical Digest. IEEE International MEMS 99 Conference. Twelfth IEEE International Conference on Micro Electro Mechanical Systems (Cat. No.99CH36291).

[26]  Javad Ahmadi-Shokouh,et al.  A Vector-Hydrophone's Minimal Composition for Finite Estimation-Variance in Direction-Finding Near/Without a Reflecting Boundary , 2007, IEEE Transactions on Signal Processing.

[27]  Hui Junying Study on the physical basis of pressure and particle velocity combined processing , 2000 .

[28]  Douglas L. Jones,et al.  Beamformer performance with acoustic vector sensors in air. , 2006, The Journal of the Acoustical Society of America.

[29]  Michael D. Zoltowski,et al.  Extended-aperture underwater acoustic multisource azimuth/elevation direction-finding using uniformly but sparsely spaced vector hydrophones , 1997 .

[30]  J.A. Clark,et al.  Localization of Radiating Sources along the Hull of a Submarine Using a Vector Sensor Array , 2006, OCEANS 2006.

[31]  V. A. Shchurov,et al.  The interaction of energy flows of underwater ambient noise and a local source , 1991 .

[32]  H. Cox,et al.  Super-directivity revisited , 2004, Proceedings of the 21st IEEE Instrumentation and Measurement Technology Conference (IEEE Cat. No.04CH37510).

[33]  Na Qi,et al.  Acoustic Vector Hydrophone Array Supergain Energy Flux Beamforming , 2006, 2006 8th international Conference on Signal Processing.

[34]  William S. Hodgkiss,et al.  The simultaneous measurement of infrasonic acoustic particle velocity and acoustic pressure in the ocean by freely drifting Swallow floats , 1991 .

[35]  Gary R. Wilson,et al.  Vector sensors and vector sensor line arrays: Comments on optimal array gain and detection , 2006 .

[36]  G. V. Anand,et al.  Source localisation in shallow ocean using a vertical array of acoustic vector sensors , 2007, 2007 15th European Signal Processing Conference.

[37]  Arye Nehorai,et al.  Effects of sensor placement on acoustic vector-sensor array performance , 1999 .

[38]  V. G. Idichandy,et al.  A perforated-ball velocity meter for underwater kinematics measurement in waves and current , 2000, Proceedings of the 2000 International Symposium on Underwater Technology (Cat. No.00EX418).

[39]  Zhiwen Liu,et al.  Perturbation analysis of conjugate MI-ESPRIT for single acoustic vector-sensor-based noncircular signal direction finding , 2007, Signal Process..

[40]  Peter J. Stein,et al.  Pressure gradient sensors for bearing determination in shallow water tracking ranges , 2008 .

[41]  Kainam Thomas Wong Adaptive source localisation and blind beamforming for underwater acoustic wideband fast frequency-hop signals of unknown hop sequences and unknown arrival angles using a vector-hydrophone , 1999, WCNC. 1999 IEEE Wireless Communications and Networking Conference (Cat. No.99TH8466).

[42]  Kyatsandra G. Nagananda,et al.  Subspace intersection method of high-resolution bearing estimation in shallow ocean using acoustic vector sensors , 2010, Signal Process..

[43]  Tianshuang Qiu,et al.  Underwater sources location in non-Gaussian impulsive noise environments , 2006, Digit. Signal Process..

[44]  Steven Kay,et al.  Fundamentals Of Statistical Signal Processing , 2001 .

[45]  J. A. McConnell,et al.  Development of a high frequency underwater acoustic intensity probe , 2002, OCEANS '02 MTS/IEEE.

[46]  J.C. Shipps,et al.  The use of vector sensors for underwater port and waterway security , 2004, ISA/IEEE Sensors for Industry Conference, 2004. Proceedings the.

[47]  G.L. Edmonds,et al.  Initial Analysis Of The Data From The Vertical DIFAR Array , 1992, OCEANS 92 Proceedings@m_Mastering the Oceans Through Technology.

[48]  Doekle Reinder Yntema,et al.  A four particle velocity sensor device , 2006 .

[49]  Arye Nehorai,et al.  Performance bounds for estimating vector systems , 2000, IEEE Trans. Signal Process..

[50]  Liu Xun Passive tracking and size estimation of volume target based on acoustic vector intensity , 2001 .

[51]  B. H. Maranda The statistical accuracy of an arctangent bearing estimator , 2003, Oceans 2003. Celebrating the Past ... Teaming Toward the Future (IEEE Cat. No.03CH37492).

[52]  S. Kay Fundamentals of statistical signal processing: estimation theory , 1993 .

[53]  U Qian-hao High resolution DOA estimation in beam space based on acoustic vector-sensor array , 2004 .

[54]  W.S. Hodgkiss,et al.  A Vertical Array Of Directional Acoustic Sensors , 1992, OCEANS 92 Proceedings@m_Mastering the Oceans Through Technology.

[55]  M. T. Silvia,et al.  A theoretical and experimental investigation of low-frequency acoustic vector sensors , 2002, OCEANS '02 MTS/IEEE.

[56]  G. V. Anand,et al.  Multiple source localization in shallow ocean using a uniform linear horizontal array of acoustic vector sensors , 2007, TENCON 2007 - 2007 IEEE Region 10 Conference.

[57]  F. Desharnais,et al.  Acoustic intensity measurements with Swallow floats , 1994 .

[58]  Huaihai Guo,et al.  A New Vector Sensor Receiver for Underwater Acoustic Communication , 2007, OCEANS 2007.

[59]  D. Trivett,et al.  ARAP - Deep Ocean Vector Sensor Research Array , 2006, OCEANS 2006.

[60]  Arye Nehorai,et al.  Acoustic vector-sensor processing in the presence of a reflecting boundary , 2000, IEEE Trans. Signal Process..

[61]  B. A. Cray Directional point receivers: the sound and the theory , 2002, OCEANS '02 MTS/IEEE.

[62]  Michael D. Zoltowski,et al.  Closed-form underwater acoustic direction-finding with arbitrarily spaced vector hydrophones at unknown locations , 1997 .

[63]  J.W. van Honschoten,et al.  Optimization of a thermal flow sensor for acoustic particle velocity measurements , 2005, Journal of Microelectromechanical Systems.

[64]  V. A. Shchurov,et al.  The ambient noise energy motion in the near-surface layer in ocean wave-guide , 1994 .

[65]  Huawei Chen,et al.  Coherent signal-subspace processing of acoustic vector sensor array for DOA estimation of wideband sources , 2005, Signal Process..

[66]  Michael R. Benjamin,et al.  Autonomous Control of an Autonomous Underwater Vehicle Towing a Vector Sensor Array , 2007, Proceedings 2007 IEEE International Conference on Robotics and Automation.

[67]  K.T. Wong,et al.  Self-initiating MUSIC-based direction finding in underwater acoustic particle velocity-field beamspace , 2000, IEEE Journal of Oceanic Engineering.

[68]  Anmin Kong,et al.  A comparative study of DOA estimation using vector/gradient sensors , 2006, OCEANS 2006 - Asia Pacific.

[69]  Albert H Nuttall,et al.  Highly directional acoustic receivers. , 2003, The Journal of the Acoustical Society of America.

[70]  Michael D. Zoltowski,et al.  Near-field/far-field azimuth and elevation angle estimation using a single vector hydrophone , 2001, IEEE Trans. Signal Process..

[71]  Arye Nehorai,et al.  Acoustic vector-sensor array processing , 1994, IEEE Trans. Signal Process..