Physics-Based Modeling of Active and Passive Microwave Covariations Over Vegetated Surfaces

Active and passive low-frequency microwave measurements from a number of space- and airborne instruments are used to estimate soil moisture. Each of the sensing approaches has distinct advantages and disadvantages. There is increasing interest in combining active and passive measurements in order to realize the advantages and alleviate the disadvantages. In order to combine active and passive measurements, their covariations with respect to soil moisture need to be known. The covariation is dependent on how the active and passive microwaves interact with vegetation canopy and soil surface. In this paper, we introduce a physics-based model for the covariation of active and passive microwaves over soil surfaces with vegetation cover. The analytical form for a covariation function is derived which depends on the scattering and absorption of microwaves by soil and vegetation with different orientations, structures, and water contents. The main finding is that the covariation function <inline-formula> <tex-math notation="LaTeX">$\beta $ </tex-math></inline-formula> is related to the roughness and vegetation losses in the two measurements. An increase in soil roughness or in vegetation cover leads to less negative values of <inline-formula> <tex-math notation="LaTeX">$\beta $ </tex-math></inline-formula>, which is pronounced for dense and moist vegetation. Both the soil and vegetation components introduce a polarization dependence of <inline-formula> <tex-math notation="LaTeX">$\beta $ </tex-math></inline-formula> that is caused by polarization-induced differences in soil scattering and oriented plant structures. The forward modeled covariations are plotted together with statistically derived covariation estimates from two months of global active and passive L-band observations of the Soil Moisture Active Passive mission. The physically modeled and statistically derived estimates of covariation are comparable in magnitude and scale.

[1]  A. K. Fung,et al.  A scatter model for vegetation up to Ku-band , 1984 .

[2]  Dara Entekhabi,et al.  Impact of Multiresolution Active and Passive Microwave Measurements on Soil Moisture Estimation Using the Ensemble Kalman Smoother , 2007, IEEE Transactions on Geoscience and Remote Sensing.

[3]  Yann Kerr,et al.  Active and Passive Vegetated Surface Models With Rough Surface Boundary Conditions From NMM3D , 2013, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[4]  John C. Curlander,et al.  Synthetic Aperture Radar: Systems and Signal Processing , 1991 .

[5]  Irena Hajnsek,et al.  Investigation of SMAP Fusion Algorithms With Airborne Active and Passive L-Band Microwave Remote Sensing , 2016, IEEE Transactions on Geoscience and Remote Sensing.

[6]  Richard K. Moore,et al.  Radar remote sensing and surface scattering and emission theory , 1986 .

[7]  Roger H. Lang,et al.  Electromagnetic Backscattering from a Layer of Vegetation: A Discrete Approach , 1983, IEEE Transactions on Geoscience and Remote Sensing.

[8]  Leung Tsang,et al.  A Simple Relation between Active And Passive Microwave Remote Sensing Measurements of Earth Terrain , 1982, IEEE Transactions on Geoscience and Remote Sensing.

[9]  Qin Li,et al.  A generalized power law spectrum and its applications to the backscattering of soil surfaces based on the integral equation model , 2002, IEEE Trans. Geosci. Remote. Sens..

[10]  Richard K. Moore,et al.  Microwave Remote Sensing, Active and Passive , 1982 .

[11]  F. Ulaby,et al.  Vegetation modeled as a water cloud , 1978 .

[12]  Kalifa Goita,et al.  The Soil Moisture Active Passive Validation Experiment 2012 (SMAPVEX12): Prelaunch Calibration and Validation of the SMAP Soil Moisture Algorithms , 2015, IEEE Transactions on Geoscience and Remote Sensing.

[13]  M. Schmid Principles Of Optics Electromagnetic Theory Of Propagation Interference And Diffraction Of Light , 2016 .

[14]  D. Entekhabi,et al.  The global distribution and dynamics of surface soil moisture , 2017 .

[15]  David M. Le Vine,et al.  Discrete scatter model for microwave radar and radiometer response to corn: comparison of theory and data , 1994, IEEE Trans. Geosci. Remote. Sens..

[16]  T. Jackson,et al.  Use of active and passive microwave remote sensing for soil moisture estimation through corn , 1996 .

[17]  Leung Tsang,et al.  Backscattering Coefficients, Coherent Reflectivities, and Emissivities of Randomly Rough Soil Surfaces at L-Band for SMAP Applications Based on Numerical Solutions of Maxwell Equations in Three-Dimensional Simulations , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[18]  Dara Entekhabi,et al.  Sensitivity of Aquarius Active and Passive Measurements Temporal Covariability to Land Surface Characteristics , 2015, IEEE Transactions on Geoscience and Remote Sensing.

[19]  W. Peake Interaction of electromagnetic waves with some natural surfaces , 1959 .

[20]  Jiancheng Shi,et al.  The Soil Moisture Active Passive (SMAP) Mission , 2010, Proceedings of the IEEE.

[21]  David M. Le Vine,et al.  Dependence of attenuation in a vegetation canopy on frequency and plant water content , 1996, IEEE Trans. Geosci. Remote. Sens..

[22]  Heather McNairn,et al.  Comparison of Airborne Passive and Active L-Band System (PALS) Brightness Temperature Measurements to SMOS Observations During the SMAP Validation Experiment 2012 (SMAPVEX12) , 2015, IEEE Geoscience and Remote Sensing Letters.

[23]  Alexander A. Chukhlantsev,et al.  Microwave radiometry of vegetation canopies , 2006 .

[24]  N. Chauhan,et al.  Soil moisture estimation under a vegetation cover: Combined active passive microwave remote sensing approach , 1997 .

[25]  A. Al Bitar,et al.  Modelling the Passive Microwave Signature from Land Surfaces: A Review of Recent Results and Application to the L-Band SMOS SMAP Soil Moisture Retrieval Algorithms , 2017 .

[26]  E. Pottier,et al.  Polarimetric Radar Imaging: From Basics to Applications , 2009 .

[27]  Thomas J. Jackson,et al.  Observations of soil moisture using a passive and active low-frequency microwave airborne sensor during SGP99 , 2002, IEEE Trans. Geosci. Remote. Sens..

[28]  Roger H. Lang,et al.  Microwave Backscattering And Emission Model For Grass Canopies , 1991, [Proceedings] IGARSS'91 Remote Sensing: Global Monitoring for Earth Management.

[29]  Jakob J. van Zyl,et al.  Vegetation effects on soil moisture estimation , 2004, IGARSS 2004. 2004 IEEE International Geoscience and Remote Sensing Symposium.

[30]  Fawwaz Ulaby,et al.  Preliminaly Evaluation of the SIR-B Response to Soil Moisture, Surface Roughness, and Crop Canopy Cover , 1986, IEEE Transactions on Geoscience and Remote Sensing.

[31]  Simon Yueh,et al.  Active–Passive Disaggregation of Brightness Temperatures During the SMAPVEX12 Campaign , 2016, IEEE Transactions on Geoscience and Remote Sensing.

[32]  Paolo Ferrazzoli,et al.  Combined use of active and passive microwave satellite data to constrain a discrete scattering model , 2014 .

[33]  Wade T. Crow,et al.  A method for retrieving high-resolution surface soil moisture from hydros L-band radiometer and Radar observations , 2006, IEEE Transactions on Geoscience and Remote Sensing.

[34]  Venkat Lakshmi,et al.  Retrieval of soil moisture from passive and active L/S band sensor (PALS) observations during the Soil Moisture Experiment in 2002 (SMEX02) , 2004 .

[35]  Thomas J. Jackson,et al.  Radar Vegetation Index for Estimating the Vegetation Water Content of Rice and Soybean , 2012, IEEE Geoscience and Remote Sensing Letters.

[36]  Jean-Pierre Wigneron,et al.  A composite discrete-continuous approach to model the microwave emission of vegetation , 1995, IEEE Trans. Geosci. Remote. Sens..

[37]  J. Kong,et al.  Scattering of Electromagnetic Waves: Theories and Applications , 2000 .

[38]  Irena Hajnsek,et al.  An Iterative Generalized Hybrid Decomposition for Soil Moisture Retrieval Under Vegetation Cover Using Fully Polarimetric SAR , 2015, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[39]  Michael W. Spencer,et al.  SMAP L-Band Microwave Radiometer: Instrument Design and First Year on Orbit , 2017, IEEE Transactions on Geoscience and Remote Sensing.

[40]  P. Pampaloni,et al.  Comarison between the microwave emissivity and backscatter coefficient of crops , 1989, IEEE Transactions on Geoscience and Remote Sensing.

[41]  W. Peake,et al.  Rayleigh scattering from leaves , 1969 .

[42]  Dara Entekhabi,et al.  Vegetation optical depth and scattering albedo retrieval using time series of dual-polarized L-band radiometer observations , 2016 .

[43]  Irena Hajnsek,et al.  Model-based Inversion of Soil Parameters under Vegetation using Ground-to-Volume Ratios , 2010 .

[44]  D. Lawrence,et al.  Regions of Strong Coupling Between Soil Moisture and Precipitation , 2004, Science.

[45]  Mark Heuer,et al.  Direct and indirect effects of atmospheric conditions and soil moisture on surface energy partitioning revealed by a prolonged drought at a temperate forest site , 2006 .

[46]  R. Jangid,et al.  Emission and scattering behaviour of bare and vegetative soil surfaces of different moist states by microwave remote sensing , 2013 .

[47]  Leung Tsang,et al.  Electromagnetic Scattering of Randomly Rough Soil Surfaces Based on Numerical Solutions of Maxwell Equations in Three-Dimensional Simulations Using a Hybrid UV/PBTG/SMCG Method , 2012, IEEE Transactions on Geoscience and Remote Sensing.

[48]  Roger H. Lang,et al.  Electromagnetic backscattering from a sparse distribution of lossy dielectric scatterers , 1981 .

[49]  M. A. Karam,et al.  Scattering from randomly oriented circular discs with application to vegetation , 1983 .

[50]  L. Guerriero,et al.  Synergy of active and passive signatures to decouple soil and vegetation effects , 2010, 2010 11th Specialist Meeting on Microwave Radiometry and Remote Sensing of the Environment.

[51]  T. Schmugge,et al.  Vegetation effects on the microwave emission of soils , 1991 .

[52]  Yang Du,et al.  Sensitivity to soil moisture by active and passive microwave sensors , 2000, IEEE Trans. Geosci. Remote. Sens..

[53]  S. Cloude Polarisation: Applications in Remote Sensing , 2009 .

[54]  Christoph Rüdiger,et al.  Effect of Land-Cover Type on the SMAP Active/Passive Soil Moisture Downscaling Algorithm Performance , 2015, IEEE Geoscience and Remote Sensing Letters.

[55]  Dara Entekhabi,et al.  An Algorithm for Merging SMAP Radiometer and Radar Data for High-Resolution Soil-Moisture Retrieval , 2011, IEEE Transactions on Geoscience and Remote Sensing.

[56]  Rocco Panciera,et al.  Evaluation of the SMAP brightness temperature downscaling algorithm using active–passive microwave observations , 2014 .

[57]  Qin Li,et al.  Emissivity simulations in passive microwave remote sensing with 3-D numerical solutions of Maxwell equations , 2004, IEEE Transactions on Geoscience and Remote Sensing.

[58]  Thomas Jagdhuber,et al.  Soil parameter retrieval under vegetation cover using SAR polarimetry , 2012 .

[59]  R. Ludwig,et al.  On the derivation of soil surface roughness from multi parametric PolSAR data and its potential for hydrological modeling , 2008 .

[60]  Jiancheng Shi,et al.  Tests of the SMAP Combined Radar and Radiometer Algorithm Using Airborne Field Campaign Observations and Simulated Data , 2014, IEEE Transactions on Geoscience and Remote Sensing.

[61]  Kamal Sarabandi,et al.  Microwave Radar and Radiometric Remote Sensing , 2013 .

[62]  Paolo Ferrazzoli,et al.  L-Band Passive and Active Signatures of Vegetated Soil: Simulations With a Unified Model , 2016, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[63]  Adriano Camps,et al.  A Change Detection Algorithm for Retrieving High-Resolution Soil Moisture From SMAP Radar and Radiometer Observations , 2009, IEEE Transactions on Geoscience and Remote Sensing.