Analysis of a Multibeam Optical Beamforming Network Based on Blass Matrix Architecture

We present an extensive analysis of an optical Blass-matrix architecture as a beamforming network with potential for multibeam operation in wireless systems. Its design relies on the use of phase shifters and Mach–Zehnder Interferometers (MZIs) inside an $M\times N$ matrix, and enables the generation of M beams by N-element antenna arrays. We start our analysis from an optical signal with amplitude modulation by discrete microwave tones, and confirm the possibility to translate its optical phase shifts inside the matrix into equivalent phase shifts in the microwave domain. We show this is possible when the input is an optical single-side band signal and the optical carrier is reinserted before photodetection. We extend the conclusions to the case of an optical signal carrying a microwave with quadrature amplitude modulation (QAM) and the case of simultaneous inputs at the M input ports. Based on this analysis, we propose a Blass-matrix configuration algorithm taking into account the properties of the MZIs. Through simulations, we validate the potential for multibeam operation, and evaluate the beamforming performance at 28.5 GHz with respect to the QAM order, symbol rate, and pulse shaping parameters. In all cases with rate up to 3 Gbaud, the bit-error rate remains lower than 10–3, showing that the beam squinting effect, which is present in our design, can be tolerated. Finally, we study the frequency dependence of the beamforming performance due to inevitable asymmetries of the MZIs and length variations of the waveguides, and evaluate the impact of the imperfections in the couplers inside the MZIs and the phase shifters. We show that in all cases the performance degradation is negligible for realistic fabrication and operation conditions.

[1]  P.J. Matthews,et al.  A wide-band fiber-optic true-time-steered array receiver capable of multiple independent simultaneous beams , 1998, IEEE Photonics Technology Letters.

[2]  Leimeng Zhuang,et al.  Novel Ring Resonator-Based Integrated Photonic Beamformer for Broadband Phased Array Receive Antennas—Part I: Design and Performance Analysis , 2010, Journal of Lightwave Technology.

[3]  L. Jofre,et al.  Optical phase-based beamformer using MZM SSB modulation combined with crystal polarization optics and a spatial light modulator , 2008 .

[4]  N. Riza,et al.  An acoustooptic-phased-array antenna beamformer for multiple simultaneous beam generation , 1992, IEEE Photonics Technology Letters.

[5]  Leimeng Zhuang,et al.  Novel Ring Resonator-Based Integrated Photonic Beamformer for Broadband Phased Array Receive Antennas—Part II: Experimental Prototype , 2010, Journal of Lightwave Technology.

[6]  Mehdi Alouini,et al.  Time delay generation at high frequency using SOA based slow and fast light. , 2011, Optics express.

[7]  Optical Beamforming Network with Multibeam Capability based on a Spatial Light Modulator , 2008, OFC/NFOEC 2008 - 2008 Conference on Optical Fiber Communication/National Fiber Optic Engineers Conference.

[8]  H. Avramopoulos,et al.  Photonic integration technology for the interface between the optical and wireless part in 5G networks: The H2020-ICT-HAMLET approach , 2017, 2017 IEEE Photonics Society Summer Topical Meeting Series (SUM).

[9]  Werner Wiesbeck,et al.  Digital beamforming in SAR systems , 2003, IEEE Trans. Geosci. Remote. Sens..

[10]  Ray T. Chen,et al.  Photonic phased-array antenna system based on detector-switched optical blass matrix true-time delay steering and heterodyne RF generation , 2000 .

[11]  Juerg Leuthold,et al.  Comparison of steering angle and bandwidth for various phased array antenna concepts , 2016 .

[12]  G. Grosskopf,et al.  Photonic 60-GHz maximum directivity beam former for smart antennas in mobile broad-band communications , 2002, IEEE Photonics Technology Letters.

[13]  L Yaron,et al.  Photonic Beamformer Receiver With Multiple Beam Capabilities , 2010, IEEE Photonics Technology Letters.

[14]  Shuangfeng Han,et al.  Large-scale antenna systems with hybrid analog and digital beamforming for millimeter wave 5G , 2015, IEEE Communications Magazine.

[15]  N.A. Riza High speed multi-beamfoming for wideband phased arrays , 2003, MWP 2003 Proceedings. International Topical Meeting on Microwave Photonics, 2003..

[16]  Shouyuan Shi,et al.  Optical phase feed network and ultra-wideband phased array , 2012, IEEE Photonics Conference 2012.

[17]  Roelof Bernardus Timens,et al.  Low-Loss Si3N4 TriPleX Optical Waveguides: Technology and Applications Overview , 2018, IEEE Journal of Selected Topics in Quantum Electronics.

[18]  Hyoung-Joo Kim,et al.  Optical true time-delay beamformer based on microwave photonics for phased array radar , 2011, 2011 3rd International Asia-Pacific Conference on Synthetic Aperture Radar (APSAR).

[19]  Arjan Meijerink,et al.  Large-scale integrated optics using TriPleX waveguide technology: from UV to IR , 2009, OPTO.

[20]  P. J. Matthews,et al.  Integrated optical Butler matrix for beam forming in phased-array antennas , 1990, Photonics West - Lasers and Applications in Science and Engineering.

[21]  R.T. Chen,et al.  Photonic Crystal Fiber Beamformer for Multiple $X$ -Band Phased-Array Antenna Transmissions , 2008, IEEE Photonics Technology Letters.

[22]  V. Polo,et al.  A novel 2N beams heterodyne optical beamforming architecture based on N/spl times/N optical Butler matrices , 2002, 2002 IEEE MTT-S International Microwave Symposium Digest (Cat. No.02CH37278).

[23]  Alle-Jan van der Veen,et al.  Analog Beamforming in MIMO Communications With Phase Shift Networks and Online Channel Estimation , 2010, IEEE Transactions on Signal Processing.

[24]  M. Chen,et al.  Hybrid Photonic True-Time Delay Modules for Quasi-Continuous Steering of 2-D Phased-Array Antennas , 2013, Journal of Lightwave Technology.

[25]  A. Duerinckx Matched Gaussian Apodization of Pulsed Acoustic Phased Arrays , 1980 .

[26]  Nabeel Agha Riza Novel acousto-optic systems for spectrum analysis and phased array radar signal processing , 1990 .

[27]  H. Avramopoulos,et al.  Enabling photonic integration technology for microwave photonics in 5G systems , 2017, 2017 19th International Conference on Transparent Optical Networks (ICTON).

[28]  R. Miura,et al.  Optical processor for multibeam microwave array antennas , 1996 .

[29]  Yoshio Karasawa,et al.  Spatial optical beam-forming network for receiving-mode multibeam array antenna - proposal and experiment , 2002 .

[30]  R. DeSalvo,et al.  Experimental demonstration of optical guided-wave Butler matrices , 1997 .

[31]  Robert J. Mailloux,et al.  Phased Array Antenna Handbook , 1993 .

[32]  Jianping Yao,et al.  Photonic True-Time Delay Beamforming Based on Superstructured Fiber Bragg Gratings With Linearly Increasing Equivalent Chirps , 2009, Journal of Lightwave Technology.

[33]  M. Frankel,et al.  True time-delay fiber-optic control of an ultrawideband array transmitter/receiver with multibeam capability , 1995 .

[34]  David Hillerkuss,et al.  Continuously tunable true-time delays with ultra-low settling time. , 2015, Optics express.

[35]  G. Agrawal Fiber‐Optic Communication Systems , 2021 .

[36]  Alessandro Toscano,et al.  A novel design method for Blass matrix beam-forming networks , 2002 .

[37]  Weifeng Zhang,et al.  Photonic Generation of Millimeter-Wave Signals With Tunable Phase Shift , 2012, IEEE Photonics Journal.

[38]  Azad Siahmakoun,et al.  Multiple-beam fiber-optic beamformer with binary array of delay lines , 2003 .

[39]  N. Alic,et al.  Microsecond Parametric Optical Delays , 2010, Journal of Lightwave Technology.

[40]  Toshiyuki Ando,et al.  Spatial light modulator based optically controlled beamformer for variable multiple-spot beam antenna , 2011, 2011 International Topical Meeting on Microwave Photonics jointly held with the 2011 Asia-Pacific Microwave Photonics Conference.

[41]  José Capmany,et al.  Microwave photonics combines two worlds , 2007 .

[42]  Jing Zhao,et al.  Wideband multi-beam photonics-based RF beamformer , 2010, 2010 IEEE International Symposium on Phased Array Systems and Technology.

[43]  L. Zhuang,et al.  Broadband optical beam forming for airborne phased array antenna , 2009, 2009 IEEE Aerospace conference.

[44]  Xiaoke Yi,et al.  Photonic Beamforming Based on Programmable Phase Shifters With Amplitude and Phase Control , 2011, IEEE Photonics Technology Letters.

[45]  W. Ng,et al.  Photonics for microwave systems and ultra-wideband signal processing , 2016 .

[46]  J. Mork,et al.  Controlling Microwave Signals by Means of Slow and Fast Light Effects in SOA-EA Structures , 2007, IEEE Photonics Technology Letters.

[47]  A. Leinse,et al.  Optical beamforming based on microwave photonic signal processing , 2017, International Conference on Space Optics.

[48]  Y. Lo,et al.  Optimization of directivity and signal-to-noise ratio of an arbitrary antenna array , 1966 .

[49]  Byung-Ki Kim,et al.  Smart antennas in wireless communications: base-station diversity and handset beamforming , 2000 .

[50]  Nabeel A. Riza Optical multiple beam-forming systems for wireless communication antennas , 1995, Optics & Photonics.

[51]  Boo-Gyoun Kim,et al.  Optical True Time-Delay for Two-Dimensional $X$ -Band Phased Array Antennas , 2007, IEEE Photonics Technology Letters.

[52]  Chris G. H. Roeloffzen,et al.  Ultra-low-power stress-optics modulator for microwave photonics , 2017, OPTO.

[53]  A.J. Seeds,et al.  Microwave Photonics , 2006, Journal of Lightwave Technology.

[54]  T. Ohira Adaptive array antenna beamforming architectures as viewed by a microwave circuit designer , 2000, 2000 Asia-Pacific Microwave Conference. Proceedings (Cat. No.00TH8522).