The Medieval Climate Anomaly and Byzantium: A review of the evidence on climatic fluctuations, economic performance and societal change

Abstract At the beginning of the Medieval Climate Anomaly, in the ninth and tenth century, the medieval eastern Roman empire, more usually known as Byzantium, was recovering from its early medieval crisis and experiencing favourable climatic conditions for the agricultural and demographic growth. Although in the Balkans and Anatolia such favourable climate conditions were prevalent during the eleventh century, parts of the imperial territories were facing significant challenges as a result of external political/military pressure. The apogee of medieval Byzantine socio-economic development, around AD 1150, coincides with a period of adverse climatic conditions for its economy, so it becomes obvious that the winter dryness and high climate variability at this time did not hinder Byzantine society and economy from achieving that level of expansion. Soon after this peak, towards the end of the twelfth century, the populations of the Byzantine world were experiencing unusual climatic conditions with marked dryness and cooler phases. The weakened Byzantine socio-political system must have contributed to the events leading to the fall of Constantinople in AD 1204 and the sack of the city. The final collapse of the Byzantine political control over western Anatolia took place half century later, thus contemporaneous with the strong cooling effect after a tropical volcanic eruption in AD 1257. We suggest that, regardless of a range of other influential factors, climate change was also an important contributing factor to the socio-economic changes that took place in Byzantium during the Medieval Climate Anomaly. Crucially, therefore, while the relatively sophisticated and complex Byzantine society was certainly influenced by climatic conditions, and while it nevertheless displayed a significant degree of resilience, external pressures as well as tensions within the Byzantine society more broadly contributed to an increasing vulnerability in respect of climate impacts. Our interdisciplinary analysis is based on all available sources of information on the climate and society of Byzantium, that is textual (documentary), archaeological, environmental, climate and climate model-based evidence about the nature and extent of climate variability in the eastern Mediterranean. The key challenge was, therefore, to assess the relative influence to be ascribed to climate variability and change on the one hand, and on the other to the anthropogenic factors in the evolution of Byzantine state and society (such as invasions, changes in international or regional market demand and patterns of production and consumption, etc.). The focus of this interdisciplinary study was to address the possible causal relationships between climatic and socio-economic change and to assess the resilience of the Byzantine socio-economic system in the context of climate change impacts.

[1]  G. Schwarz-Zanetti,et al.  Winter air temperature variations in western Europe during the Early and High Middle Ages (AD 750–1300) , 1998 .

[2]  Jie Zhou,et al.  Circa a.d. 626 volcanic eruption, climatic cooling, and the collapse of the Eastern Turkic Empire , 2007 .

[3]  V. Masson‐Delmotte,et al.  Estimates of volcanic-induced cooling in the Northern Hemisphere over the past 1,500 years , 2015 .

[4]  A. Izdebski,et al.  On the Use of Palynological Data in Economic History: New Methods and an Application to Agricultural Output in Central Europe, 0–2000 AD , 2014 .

[5]  Thomas Raddatz,et al.  A reconstruction of global agricultural areas and land cover for the last millennium , 2008 .

[6]  J. Guiot A robust spatial reconstruction of April to September temperature in Europe: Comparisons between the medieval period and the recent warming with a focus on extreme values , 2012 .

[7]  R. Ellenblum The Collapse of the Eastern Mediterranean: Climate Change and the Decline of the East, 950–1072 , 2012 .

[8]  A. Robock,et al.  Northern Hemispheric cryosphere response to volcanic eruptions in the Paleoclimate Modeling Intercomparison Project 3 last millennium simulations , 2013 .

[9]  H. Lohmann SURVEY IN DER CHORA VON MILET: VORBERICHT UBER DIE KAMPAGNEN DER JAHRE 1996 UND 1997 , 1999 .

[10]  R. Allan,et al.  Constraining the temperature history of the past millennium using early instrumental observations , 2012 .

[11]  P. Mothes,et al.  The plinian fallout associated with Quilotoa's 800 yr BP eruption, Ecuadorian Andes , 2008 .

[12]  David Frank,et al.  Orbital forcing of tree-ring data , 2012 .

[13]  D. Abulafia,et al.  Economic expansion in the Byzantine empire 900–1200: Frontmatter , 1990 .

[14]  J. Marotzke,et al.  Forcing, feedback and internal variability in global temperature trends , 2015, Nature.

[15]  G. Koloch,et al.  Exploring Byzantine and Ottoman economic history with the use of palynological data: a quantitative approach (with one map and 32 figures) , 2016 .

[16]  D. Stathakopoulos Famine and Pestilence in the Late Roman and Early Byzantine Empire: A Systematic Survey of Subsistence Crises and Epidemics , 2004 .

[17]  Quansheng Ge,et al.  Temperature variation through 2000 years in China: An uncertainty analysis of reconstruction and regional difference , 2010 .

[18]  Gregory J. Hakim,et al.  Assimilation of Time-Averaged Pseudoproxies for Climate Reconstruction , 2014 .

[19]  J. Poblome,et al.  Climate, people, fire and vegetation: new insights into vegetation dynamics in the Eastern Mediterranean since the 1st century AD , 2012 .

[20]  Malcolm K. Hughes,et al.  Climate in Medieval Time , 2003, Science.

[21]  Karl E. Taylor,et al.  An overview of CMIP5 and the experiment design , 2012 .

[22]  Jack L. Davis,et al.  The Pylos Regional Archaeological Project Part I: Overview and the Archaeological Survey , 1997 .

[23]  A. Degaetano,et al.  A regional high‐frequency reconstruction of May–June precipitation in the north Aegean from oak tree rings, A.D. 1089–1989 , 2007 .

[24]  J. Haldon The state and the tributary mode of production , 1993 .

[25]  H. Wanner,et al.  Inter-hemispheric temperature variability over the past millennium , 2014 .

[26]  C. Timmreck,et al.  Limited temperature response to the very large AD 1258 volcanic eruption , 2009 .

[27]  H. Weiss,et al.  Drought is a recurring challenge in the Middle East , 2012, Proceedings of the National Academy of Sciences.

[28]  Heinz Wanner,et al.  Historical Climatology In Europe – The State Of The Art , 2005 .

[29]  Christos Zerefos,et al.  Heat wave changes in the eastern Mediterranean since 1960 , 2010 .

[30]  P. Thonemann The Maeander Valley: A Historical Geography from Antiquity to Byzantium , 2011 .

[31]  Jaclyn N. Brown,et al.  Climate Drift in the CMIP5 Models , 2013 .

[32]  R. Ellenblum The Collapse of the Eastern Mediterranean , 2012 .

[33]  M. Winstrup,et al.  Timing and climate forcing of volcanic eruptions for the past 2,500 years , 2015, Nature.

[34]  Jean-Claude Cheynet L'aristocratie byzantine (VIIIe - XIIIe siècle) , 2000 .

[35]  J. Jungclaus,et al.  Enhanced 20th-century heat transfer to the Arctic simulated in the context of climate variations over the last millennium , 2013 .

[36]  K. Holmgren,et al.  Climate in the eastern Mediterranean, and adjacent regions, during the past 6000 years – A review , 2011 .

[37]  Johann H. Jungclaus,et al.  On-line and off-line data assimilation in palaeoclimatology: a case study , 2015 .

[38]  E. Xoplaki,et al.  Palaeolimnological evidence for an east-west climate see-saw in the Mediterranean since AD 900 , 2012 .

[39]  Crowley,et al.  Atmospheric science: Methane rises from wetlands , 2011, Nature.

[40]  H. B. Mann Nonparametric Tests Against Trend , 1945 .

[41]  David Frank,et al.  Old World megadroughts and pluvials during the Common Era , 2015, Science Advances.

[42]  J. Cheynet La résistance aux Turcs en Asie Mineure entre Mantzikert et la Première Croisade , 1998 .

[43]  A. Talbot,et al.  Constantinople and the Latins: The Foreign Policy of Andronicus II, 1282-1328 , 1972 .

[44]  R. Forthofer,et al.  Rank Correlation Methods , 1981 .

[45]  José Marín Byzantium and the Dark Ages: a civilization on trial , 2008 .

[46]  H. Wanner,et al.  Wet season Mediterranean precipitation variability: influence of large-scale dynamics and trends , 2004 .

[47]  M. Angold Belle Époque or crisis? (1025–1118) , 2019, The Cambridge History of the Byzantine Empire c.500–1492.

[48]  S. Solanki,et al.  Evolution of the solar irradiance during the Holocene , 2011, 1103.4958.

[49]  H. Goosse,et al.  Robust global ocean cooling trend for the pre-industrial Common Era , 2015 .

[50]  Scholasticus Cassianus Bassus,et al.  Geoponica: sive Cassiani Bassi Scholastici De Re Rustica Eclogae , 1998 .

[51]  M. Widmann,et al.  Transient simulations, empirical reconstructions and forcing mechanisms for the Mid-holocene hydrological climate in southern Patagonia , 2007 .

[52]  E. Xoplaki,et al.  Spatial and Temporal Characteristics of Climate in Medieval Times Revisited , 2011 .

[53]  J. Crow Oxford Handbook of Byzantine Studies , 2008 .

[54]  N. Oikonomidès,et al.  Fiscalité et exemption fiscale à Byzance (IXe-XIe s.) , 1996 .

[55]  John A. Eddy,et al.  The Maunder Minimum , 1976, Science.

[56]  T. Crowley,et al.  Technical details concerning development of a 1200 yr proxy index for global volcanism , 2012 .

[57]  V. Jomelli,et al.  The Medieval Climate Anomaly and the Little Ice Age in the eastern Ecuadorian Andes , 2012 .

[58]  T. Wigley,et al.  Historical climatology , 2020, Nature.

[59]  C. Roberts,et al.  Historical landscape change in Cappadocia (central Turkey): a palaeoecological investigation of annually laminated sediments from Nar lake , 2008 .

[60]  Malcolm K. Hughes,et al.  Tree rings and volcanic cooling , 2012 .

[61]  M. Waelkens,et al.  The evolution of the settlement pattern from prehistoric until recent times , 2003 .

[62]  Hugues Goosse,et al.  Using data assimilation to study extratropical Northern Hemisphere climate over the last millennium , 2009 .

[63]  Douglas Maraun,et al.  Characterisation of extreme winter precipitation in Mediterranean coastal sites and associated anomalous atmospheric circulation patterns , 2010 .

[64]  M. Hendy Byzantium, 1081–1204: An Economic Reappraisal , 1970, Transactions of the Royal Historical Society.

[65]  G. Schmidt,et al.  Volcanic and Solar Forcing of Climate Change during the Preindustrial Era , 2003 .

[66]  W. Dörfler,et al.  Mid- to late-Holocene climate change in central Turkey: The Tecer Lake record , 2011 .

[67]  H. Wanner,et al.  2500 Years of European Climate Variability and Human Susceptibility , 2011, Science.

[68]  J. Guiot,et al.  Pollen data as climate proxies , 2007 .

[69]  N. Graham,et al.  Continental-scale temperature variability during the past two millennia , 2013 .

[70]  M. Richards,et al.  Reconstructing the diets of Greek Byzantine populations (6th-15th centuries AD) using carbon and nitrogen stable isotope ratios. , 2011, American journal of physical anthropology.

[71]  John L. Teall The Byzantine Agricultural Tradition , 1971 .

[72]  J. Vroom Byzantine to modern pottery in the Aegean: 7th to 20th century:an introduction and field guide , 2005 .

[73]  Caspar M. Ammann,et al.  Support for global climate reorganization during the “Medieval Climate Anomaly” , 2011 .

[74]  Ioannis G. Telelis,et al.  Climatic Fluctuations in the Eastern Mediterranean and the Middle East AD 300–1500 from Byzantine Documentary and Proxy Physical Paleoclimatic Evidence – A Comparison , 2008 .

[75]  R. Morris THE POWERFUL AND THE POOR INTENTH-CENTURY BY ZANTIUM: LAW AND REALITY , 1976 .

[76]  S. Stine,et al.  Extreme and persistent drought in California and Patagonia during mediaeval time , 1994, Nature.

[77]  Sturt W. Manning,et al.  The Climate and Environment of Byzantine Anatolia: Integrating Science, History, and Archaeology , 2014, Journal of Interdisciplinary History.

[78]  B. Stolte A Social History of Byzantium , 2009 .

[79]  C. Corona,et al.  Growing Season Temperatures in Europe and Climate Forcings Over the Past 1400 Years , 2010, PloS one.

[80]  Caspar M. Ammann,et al.  Climate forcing reconstructions for use in PMIP simulations of the last millennium (v1.0) , 2011 .

[81]  A. Izdebski A Rural Economy in Transition: Asia Minor from Late Antiquity into the early Middle Ages , 2013 .

[82]  Sandy P. Harrison,et al.  Relationships between plant traits and climate in the Mediterranean region: A pollen data analysis , 2004 .

[83]  R. Ousterhout A Rural Economy in Transition: Asia Minor from Late Antiquity into the Early Middle Ages , 2014, Journal of Interdisciplinary History.

[84]  Eugene R. Wahl,et al.  Last Millennium Climate and Its Variability in CCSM4 , 2013 .

[85]  B. Stevens,et al.  Climate and carbon cycle changes from 1850 to 2100 in MPI‐ESM simulations for the Coupled Model Intercomparison Project phase 5 , 2013 .

[86]  E. Zorita,et al.  Large-scale temperature response to external forcing in simulations and reconstructions of the last millennium , 2012 .

[87]  V. Conrad The Climate of the Mediterranean Region , 1943 .

[88]  Alain Ducellier Balkan Powers: Albania, Serbia and Bulgaria (1200–1300) , 2009, The Cambridge History of the Byzantine Empire c.500–1492.

[89]  A. Robock,et al.  Volcanic forcing of climate over the past 1500 years: An improved ice core-based index for climate models , 2006 .

[90]  E. Xoplaki,et al.  Long‐term drought severity variations in Morocco , 2007 .

[91]  M. Türkeş,et al.  SPATIAL AND TEMPORAL ANALYSIS OF ANNUAL RAINFALL VARIATIONS IN TURKEY , 1996 .

[92]  J. Haldon Social Élites, Wealth, and Power , 2009 .

[93]  W. Anderson Settlement Change in Byzantine Galatia : An Assessment of Finds from the General Survey of Central Anatolia , 2012 .

[94]  P. Jones,et al.  A European daily high-resolution gridded data set of surface temperature and precipitation for 1950-2006 , 2008 .

[95]  J. Haldon Byzantium In the Seventh Century: Forms of representation: language, literature and the icon , 1990 .

[96]  M. Widmann,et al.  Reconstructing Large-scale Variability from Palaeoclimatic Evidence by Means of Data Assimilation Through Upscaling and Nudging(DATUN) , 2004 .

[97]  Michael Schulz,et al.  Information from paleoclimate archives , 2013 .

[98]  P. Magdalino The Empire of the Komnenoi (1118–1204) , 2019, The Cambridge History of the Byzantine Empire c.500–1492.

[99]  B. Otto‐Bliesner,et al.  Climate response to large, high‐latitude and low‐latitude volcanic eruptions in the Community Climate System Model , 2009 .

[100]  D. Fleitmann,et al.  Climate on the Southern Black Sea coast during the Holocene: implications from the Sofular Cave record , 2011 .

[101]  P. Frankopan Land and Power in the Middle and Later Period , 2009 .

[102]  J. Guiot,et al.  Early urban impact on Mediterranean coastal environments , 2013, Scientific Reports.

[103]  M. Kendall,et al.  Rank Correlation Methods , 1949 .

[104]  Axel Timmermann,et al.  under a Creative Commons License. Climate of the Past The origin of the European “Medieval Warm Period ” ∗ , 2006 .

[105]  David K. Pettegrew,et al.  The Eastern Korinthia Archaeological Survey: Integrated Methods for a Dynamic Landscape , 2006 .

[106]  Christos Zerefos,et al.  A review of 2000 years of paleoclimatic evidence in the Mediterranean , 2012 .

[107]  W. Treadgold,et al.  Economic Expansion in the Byzantine Empire, 900–1200 , 1991 .

[108]  P. Sen Estimates of the Regression Coefficient Based on Kendall's Tau , 1968 .

[109]  Liping Zhou,et al.  Pollen indicators of human activity , 2008 .

[110]  Ioannis Telelis Historical-Climatological Information from the Time of the Byzantine Empire (4 , 2005 .

[111]  Melanie J. Leng,et al.  A high-resolution late Holocene lake isotope record from Turkey and links to North Atlantic and monsoon climate , 2006 .

[112]  Richard W. Bulliet Cotton, Climate, and Camels in Early Islamic Iran: A Moment in World History , 2009 .

[113]  Angeliki E. Laiou-Thomadakis,et al.  The economic history of Byzantium : from the seventh through the fifteenth century , 2002 .

[114]  Corinne Le Quéré,et al.  Climate Change 2013: The Physical Science Basis , 2013 .

[115]  E. Zorita,et al.  A regional climate palaeosimulation for Europe in the period 1500–1990 – Part 1: Model validation , 2013 .

[116]  M. Kaplan Les hommes et la terre à Byzance du vie au xie siècle : Propriété et exploitation du sol , 1992 .

[117]  W. G. Strand,et al.  Climate System Response to External Forcings and Climate Change Projections in CCSM4 , 2012 .

[118]  H. Wanner,et al.  Mediterranean summer air temperature variability and its connection to the large-scale atmospheric circulation and SSTs , 2003 .

[119]  Surono,et al.  Source of the great A.D. 1257 mystery eruption unveiled, Samalas volcano, Rinjani Volcanic Complex, Indonesia , 2013, Proceedings of the National Academy of Sciences.

[120]  G. Faluvegi,et al.  Global Signatures and Dynamical Origins of the Little Ice Age and Medieval Climate Anomaly , 2009, Science.

[121]  J. Guiot,et al.  Vulnerability of Mediterranean Ecosystems to Long-Term Changes along the Coast of Israel , 2014, PloS one.

[122]  H. Forbes,et al.  A Rough and Rocky Place: The Landscape and Settlement History of the Methana Peninsula, Greece , 1998 .

[123]  E. Xoplaki,et al.  Variability of Climate in Meridional Balkans during the Periods 1675–1715 and 1780–1830 and its Impact on Human Life , 2001 .

[124]  G. Hegerl,et al.  European summer temperatures since Roman times , 2016 .

[125]  H. Lamb The early medieval warm epoch and its sequel , 1965 .

[126]  Fahu Chen,et al.  Hydroclimatic changes in China and surroundings during the Medieval Climate Anomaly and Little Ice Age: spatial patterns and possible mechanisms , 2015 .

[127]  Malcolm K. Hughes,et al.  Was there a ‘medieval warm period’, and if so, where and when? , 1994 .

[128]  D. Shipley,et al.  The Laconia Survey: Continuity and Change in a Greek Rural Landscape , 2003 .

[129]  J. Koder Der Lebensraum der Byzantiner : historisch-geographischer Abriß ihres mittelalterlichen Staates im östlichen Mittelmeerraum , 1984 .

[130]  P. Stephenson The Byzantine Frontier at the Lower Danube in the Late Tenth and Eleventh Centuries , 1999 .

[131]  Archie Dunn The Economic History of Byzantium from the Seventh through the Fifteenth Century , 2005 .

[132]  Hugues Goosse,et al.  The medieval climate anomaly in Europe: Comparison of the summer and annual mean signals in two reconstructions and in simulations with data assimilation , 2012 .

[133]  C. Timmreck,et al.  The influence of eruption season on the global aerosol evolution and radiative impact of tropical volcanic eruptions , 2011 .