A Dynamic 3D Spontaneous Micro-expression Database: Establishment and Evaluation

—Micro-expressions are spontaneous, unconscious facial movements that show people's true inner emotions and have great potential in related fields of psychological testing. Since the face is a 3D deformation object, the occurrence of an expression can arouse spatial deformation of the face, but limited by the available databases are 2D videos, lacking the description of 3D spatial information of micro-expressions. In this paper, we proposed a new database that contains 373 micro-expression samples, each consisting of 2D video sequence and corresponding 3D point cloud sequence. These samples were classified using objective method based on facial action coding system, as well as non-objective emotion classification method combining video contents and participants’ self-reports. We extracted 2D and 3D features using the local binary patterns on three orthogonal planes (LBP-TOP) and curvature algorithms, respectively, and evaluated the classification accuracies of these two features and their fusion results with leave-one-subject-out (LOSO) and 10-fold cross-validation. Further, we used various advanced neural network algorithms for database evaluation, the results show that classification accuracies are improved by fusing 3D features than using only 2D features. The database offers original and cropped micro-expression samples, which will facilitate the exploration and research on 3D spatio-temporal features of micro-expression.

[1]  Tong Chen,et al.  Micro-expression Recognition Based on Facial Graph Representation Learning and Facial Action Unit Fusion , 2021, 2021 IEEE/CVF Conference on Computer Vision and Pattern Recognition Workshops (CVPRW).

[2]  W. Meng,et al.  Video-Based Facial Micro-Expression Analysis: A Survey of Datasets, Features and Algorithms , 2021, IEEE Transactions on Pattern Analysis and Machine Intelligence.

[3]  Puneet Gupta MERASTC: Micro-Expression Recognition Using Effective Feature Encodings and 2D Convolutional Neural Network , 2021, IEEE Transactions on Affective Computing.

[4]  Chaoyi Zhang,et al.  ICE-GAN: Identity-aware and Capsule-Enhanced GAN for Micro-Expression Recognition and Synthesis , 2020, ArXiv.

[5]  Guoying Zhao,et al.  Sparsity-Aware Deep Learning for Automatic 4D Facial Expression Recognition , 2020, ArXiv.

[6]  Yan Wang,et al.  Spatiotemporal Feature Descriptor for Micro-Expression Recognition Using Local Cube Binary Pattern , 2019, IEEE Access.

[7]  Matti Pietikäinen,et al.  Extended Local Binary Patterns for Efficient and Robust Spontaneous Facial Micro-Expression Recognition , 2019, IEEE Access.

[8]  Hasan Demirel,et al.  4D facial expression recognition using multimodal time series analysis of geometric landmark-based deformations , 2019, The Visual Computer.

[9]  John See,et al.  MEGC 2019 – The Second Facial Micro-Expressions Grand Challenge , 2019, 2019 14th IEEE International Conference on Automatic Face & Gesture Recognition (FG 2019).

[10]  Subrahmanyam Murala,et al.  LEARNet: Dynamic Imaging Network for Micro Expression Recognition , 2019, IEEE Transactions on Image Processing.

[11]  Snehasis Mukherjee,et al.  Spontaneous Facial Micro-Expression Recognition using 3D Spatiotemporal Convolutional Neural Networks , 2019, 2019 International Joint Conference on Neural Networks (IJCNN).

[12]  Huai-Qian Khor,et al.  Shallow Triple Stream Three-dimensional CNN (STSTNet) for Micro-expression Recognition , 2019, 2019 14th IEEE International Conference on Automatic Face & Gesture Recognition (FG 2019).

[13]  Guoying Zhao,et al.  Spatiotemporal Recurrent Convolutional Networks for Recognizing Spontaneous Micro-Expressions , 2019, IEEE Transactions on Multimedia.

[14]  Matti Pietikäinen,et al.  Discriminative Spatiotemporal Local Binary Pattern with Revisited Integral Projection for Spontaneous Facial Micro-Expression Recognition , 2019, IEEE Transactions on Affective Computing.

[15]  Xiaolan Fu,et al.  CAS(ME)$^2$ : A Database for Spontaneous Macro-Expression and Micro-Expression Spotting and Recognition , 2018, IEEE Transactions on Affective Computing.

[16]  Qiang Wu,et al.  A survey: facial micro-expression recognition , 2018, Multimedia Tools and Applications.

[17]  John See,et al.  A Survey of Automatic Facial Micro-Expression Analysis: Databases, Methods, and Challenges , 2018, Front. Psychol..

[18]  Huai-Qian Khor,et al.  Enriched Long-Term Recurrent Convolutional Network for Facial Micro-Expression Recognition , 2018, 2018 13th IEEE International Conference on Automatic Face & Gesture Recognition (FG 2018).

[19]  Wei-Chuen Yau,et al.  OFF-ApexNet on Micro-expression Recognition System , 2018, Signal Process. Image Commun..

[20]  Moi Hoon Yap,et al.  A Review on Facial Micro-Expressions Analysis: Datasets, Features and Metrics , 2018, ArXiv.

[21]  Guoying Zhao,et al.  Learning From Hierarchical Spatiotemporal Descriptors for Micro-Expression Recognition , 2018, IEEE Transactions on Multimedia.

[22]  Jingting Li,et al.  A Survey on Databases of Facial Macro-expression and Micro-expression , 2018, VISIGRAPP.

[23]  R. Zhou,et al.  A New Standardized Emotional Film Database for Asian Culture , 2017, Front. Psychol..

[24]  Min Peng,et al.  Dual Temporal Scale Convolutional Neural Network for Micro-Expression Recognition , 2017, Front. Psychol..

[25]  Moi Hoon Yap,et al.  Objective Classes for Micro-Facial Expression Recognition , 2017, J. Imaging.

[26]  Sujing Wang,et al.  A main directional maximal difference analysis for spotting facial movements from long-term videos , 2017, Neurocomputing.

[27]  Shikha Tripathi,et al.  Emotion Recognition from Facial Expressions of 4D Videos Using Curves and Surface Normals , 2016, IHCI.

[28]  Guoying Zhao,et al.  Sparse tensor canonical correlation analysis for micro-expression recognition , 2016, Neurocomputing.

[29]  Guoying Zhao,et al.  A Main Directional Mean Optical Flow Feature for Spontaneous Micro-Expression Recognition , 2016, IEEE Transactions on Affective Computing.

[30]  David Declercq,et al.  3D face recognition using covariance based descriptors , 2016, Pattern Recognit. Lett..

[31]  Shaun J. Canavan,et al.  Multimodal Spontaneous Emotion Corpus for Human Behavior Analysis , 2016, 2016 IEEE Conference on Computer Vision and Pattern Recognition (CVPR).

[32]  KokSheik Wong,et al.  Less is More: Micro-expression Recognition from Video using Apex Frame , 2016, Signal Process. Image Commun..

[33]  Guoying Zhao,et al.  Spontaneous micro-expression spotting via geometric deformation modeling , 2016, Comput. Vis. Image Underst..

[34]  Matti Pietikäinen,et al.  Facial Micro-Expression Recognition Using Spatiotemporal Local Binary Pattern with Integral Projection , 2015, 2015 IEEE International Conference on Computer Vision Workshop (ICCVW).

[35]  Matti Pietikäinen,et al.  Towards Reading Hidden Emotions: A Comparative Study of Spontaneous Micro-Expression Spotting and Recognition Methods , 2015, IEEE Transactions on Affective Computing.

[36]  Xi Zhao,et al.  An efficient multimodal 2D + 3D feature-based approach to automatic facial expression recognition , 2015, Comput. Vis. Image Underst..

[37]  K. Mala,et al.  Landmark identification in 3D image for facial expression recognition , 2015, 2015 International Conference on Computing and Communications Technologies (ICCCT).

[38]  Qiuqi Ruan,et al.  Fully automatic 3D facial expression recognition using polytypic multi-block local binary patterns , 2015, Signal Process..

[39]  John See,et al.  LBP with Six Intersection Points: Reducing Redundant Information in LBP-TOP for Micro-expression Recognition , 2014, ACCV.

[40]  KokSheik Wong,et al.  Subtle Expression Recognition Using Optical Strain Weighted Features , 2014, ACCV Workshops.

[41]  Huicheng Zheng,et al.  A Delaunay-Based Temporal Coding Model for Micro-expression Recognition , 2014, ACCV Workshops.

[42]  Shaun J. Canavan,et al.  BP4D-Spontaneous: a high-resolution spontaneous 3D dynamic facial expression database , 2014, Image Vis. Comput..

[43]  Qiuqi Ruan,et al.  Automatic 3D facial expression recognition based on polytypic Local Binary Pattern , 2014, 2014 12th International Conference on Signal Processing (ICSP).

[44]  Qi Wu,et al.  For micro-expression recognition: Database and suggestions , 2014, Neurocomputing.

[45]  Stefanos Zafeiriou,et al.  Incremental Face Alignment in the Wild , 2014, 2014 IEEE Conference on Computer Vision and Pattern Recognition.

[46]  Xiaolan Fu,et al.  Face Recognition and Micro-expression Recognition Based on Discriminant Tensor Subspace Analysis Plus Extreme Learning Machine , 2014, Neural Processing Letters.

[47]  Guoying Zhao,et al.  CASME II: An Improved Spontaneous Micro-Expression Database and the Baseline Evaluation , 2014, PloS one.

[48]  S. Berretti,et al.  Automatic facial expression recognition in real-time from dynamic sequences of 3D face scans , 2013, The Visual Computer.

[49]  Wen-Jing Yan,et al.  How Fast are the Leaked Facial Expressions: The Duration of Micro-Expressions , 2013 .

[50]  Daniel McDuff,et al.  Affectiva-MIT Facial Expression Dataset (AM-FED): Naturalistic and Spontaneous Facial Expressions Collected "In-the-Wild" , 2013, 2013 IEEE Conference on Computer Vision and Pattern Recognition Workshops.

[51]  Qi Wu,et al.  CASME database: A dataset of spontaneous micro-expressions collected from neutralized faces , 2013, 2013 10th IEEE International Conference and Workshops on Automatic Face and Gesture Recognition (FG).

[52]  Matti Pietikäinen,et al.  A Spontaneous Micro-expression Database: Inducement, collection and baseline , 2013, 2013 10th IEEE International Conference and Workshops on Automatic Face and Gesture Recognition (FG).

[53]  Mohammad H. Mahoor,et al.  DISFA: A Spontaneous Facial Action Intensity Database , 2013, IEEE Transactions on Affective Computing.

[54]  Shaun J. Canavan,et al.  A dynamic curvature based approach for facial activity analysis in 3D space , 2012, 2012 IEEE Computer Society Conference on Computer Vision and Pattern Recognition Workshops.

[55]  D. Matsumoto,et al.  Evidence for training the ability to read microexpressions of emotion , 2011 .

[56]  Thomas S. Huang,et al.  Expression recognition from 3D dynamic faces using robust spatio-temporal shape features , 2011, Face and Gesture 2011.

[57]  Dmitry B. Goldgof,et al.  Macro- and micro-expression spotting in long videos using spatio-temporal strain , 2011, Face and Gesture 2011.

[58]  Stefano Berretti,et al.  Local 3D Shape Analysis for Facial Expression Recognition , 2010, 2010 20th International Conference on Pattern Recognition.

[59]  Takeo Kanade,et al.  The Extended Cohn-Kanade Dataset (CK+): A complete dataset for action unit and emotion-specified expression , 2010, 2010 IEEE Computer Society Conference on Computer Vision and Pattern Recognition - Workshops.

[60]  Pascal Frossard,et al.  3D Face Recognition with Sparse Spherical Representations , 2008, Pattern Recognit..

[61]  Matti Pietikäinen,et al.  Dynamic Texture Recognition Using Local Binary Patterns with an Application to Facial Expressions , 2007, IEEE Transactions on Pattern Analysis and Machine Intelligence.

[62]  Jun Wang,et al.  A 3D facial expression database for facial behavior research , 2006, 7th International Conference on Automatic Face and Gesture Recognition (FGR06).

[63]  Chitra Dorai,et al.  COSMOS - A Representation Scheme for 3D Free-Form Objects , 1997, IEEE Trans. Pattern Anal. Mach. Intell..

[64]  Andrea J. van Doorn,et al.  Surface shape and curvature scales , 1992, Image Vis. Comput..

[65]  P. Ekman,et al.  Nonverbal Leakage and Clues to Deception †. , 1969, Psychiatry.

[66]  Huimin Ma,et al.  STA-GCN: Spatio-Temporal AU Graph Convolution Network for Facial Micro-expression Recognition , 2021, PRCV.

[67]  Nicholas Costen,et al.  SAMM: A Spontaneous Micro-Facial Movement Dataset , 2018, IEEE Transactions on Affective Computing.

[68]  Katherine B. Martin,et al.  Facial Action Coding System , 2015 .

[69]  Zhaoyu Wang,et al.  Analyses of a Multimodal Spontaneous Facial Expression Database , 2013, IEEE Transactions on Affective Computing.

[70]  Yuichi Ohta,et al.  Facial micro-expressions recognition using high speed camera and 3D-gradient descriptor , 2009, ICDP.

[71]  Pan Gang New method for facial feature detection based on range data , 2005 .

[72]  An Lu-ling Data Segmentation Algorithm for a Triangular Mesh Model , 2003 .

[73]  J. Gross,et al.  Emotion elicitation using films , 1995 .