Modeling L-Band Synthetic Aperture Radar Data Through Dielectric Changes in Soil Moisture and Vegetation Over Shrublands

L-band airborne synthetic aperture radar observations were made over California shrublands to better understand the effects of soil and vegetation parameters on backscattering coefficient <inline-formula><tex-math notation="LaTeX"> $(\sigma ^{0})$</tex-math></inline-formula>. Temporal changes in <inline-formula><tex-math notation="LaTeX">$\sigma ^{0}$</tex-math></inline-formula> of up to 3 dB were highly correlated to surface soil moisture but not to vegetation, even though vegetation water content (VWC) varied seasonally by a factor of two. HH was always greater than VV, suggesting the importance of double-bounce scattering by the woody parts. However, the geometric and dielectric properties of the woody parts did not vary significantly over time. Instead the changes in VWC occurred primarily in thin leaves that may not meaningfully influence absorption and scattering. A physically based model for single scattering by discrete elements of plants successfully simulated the magnitude of the temporal variations in HH, VV, and HH/VV with a difference of less than 0.9 dB for both the mean and standard deviation when compared with the airborne data. In order to simulate the observations, the VWC input of the plant to the model was formulated as a function of plant's dielectric property (water fraction) while the plant geometry remains static in time. In comparison, when the VWC input was characterized by the geometry of a growing plant, the model performed poorly in describing the observed patterns in the <inline-formula><tex-math notation="LaTeX">$\sigma ^{0}$</tex-math> </inline-formula> changes. The modeling results offer explanation of the observation that soil moisture correlated highly with <inline-formula><tex-math notation="LaTeX">$\sigma ^{0}$</tex-math></inline-formula>: the dominant mechanisms for HH and VV are double-bounce scattering by trunk, and soil surface scattering, respectively. The time-series inversion of the physical model was able to retrieve soil moisture with the difference of <inline-formula> <tex-math notation="LaTeX">$- {\text{0.037}}\, \text{m}^{3}{/ \text{m}}^{3}$</tex-math></inline-formula> (mean), <inline-formula><tex-math notation="LaTeX">${\text{0.025}}\, \text{m}^{3}{/ \text{m}}^{3}$</tex-math></inline-formula> (standard deviation), and 0.89 (correlation), which demonstrates the efficacy of the model-based time-series soil moisture retrieval for shrublands.

[1]  Motofumi Arii,et al.  Retrieval of soil moisture under vegetation using polarimetric radar , 2009 .

[2]  M. S. Moran,et al.  Long‐term meteorological and soil hydrology database, Walnut Gulch Experimental Watershed, Arizona, United States , 2008 .

[3]  Jakob J. van Zyl,et al.  A General Characterization for Polarimetric Scattering From Vegetation Canopies , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[4]  S. Rice Reflection of electromagnetic waves from slightly rough surfaces , 1951 .

[5]  M. S. Moran,et al.  Estimating soil moisture at the watershed scale with satellite-based radar and land surface models , 2004 .

[6]  Thomas J. Jackson,et al.  Multiple Scattering Effects With Cyclical Correction in Active Remote Sensing of Vegetated Surface Using Vector Radiative Transfer Theory , 2016, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[7]  Hiroyoshi Yamada,et al.  Theoretical Characterization of X-Band Multiincidence Angle and Multipolarimetric SAR Data From Rice Paddies at Late Vegetative Stage , 2017, IEEE Transactions on Geoscience and Remote Sensing.

[8]  Fawwaz Ulaby,et al.  Microwave Dielectric Spectrum of Vegetation - Part II: Dual-Dispersion Model , 1987, IEEE Transactions on Geoscience and Remote Sensing.

[9]  Mark S. Seyfried,et al.  Correction of Surface Roughness and Topographic Effects on Airborne SAR in Mountainous Rangeland Areas , 1999 .

[10]  Kamal Sarabandi,et al.  An empirical model and an inversion technique for radar scattering from bare soil surfaces , 1992, IEEE Trans. Geosci. Remote. Sens..

[11]  Francesco Mattia,et al.  Hydrology and Earth System Sciences Soil Moisture Retrieval through a Merging of Multi-temporal L-band Sar Data and Hydrologic Modelling , 2022 .

[12]  Jiancheng Shi,et al.  Estimation of bare surface soil moisture and surface roughness parameter using L-band SAR image data , 1997, IEEE Trans. Geosci. Remote. Sens..

[13]  Seung-Bum Kim,et al.  Models of L-Band Radar Backscattering Coefficients Over Global Terrain for Soil Moisture Retrieval , 2014, IEEE Transactions on Geoscience and Remote Sensing.

[14]  W. Wagner,et al.  A Method for Estimating Soil Moisture from ERS Scatterometer and Soil Data , 1999 .

[15]  Leung Tsang,et al.  Backscattering Coefficients, Coherent Reflectivities, and Emissivities of Randomly Rough Soil Surfaces at L-Band for SMAP Applications Based on Numerical Solutions of Maxwell Equations in Three-Dimensional Simulations , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[16]  Fawwaz T. Ulaby,et al.  Using Mimics To Model L-band Multiangle and Multitemporal Backscatter From A Walnut Orchard , 1990 .

[17]  Thomas R. Loveland,et al.  The IGBP-DIS global 1 km land cover data set , 1997 .

[18]  Mahta Moghaddam,et al.  Potential of L-Band Radar for Retrieval of Canopy and Subcanopy Parameters of Boreal Forests , 2012, IEEE Transactions on Geoscience and Remote Sensing.

[19]  Thomas J. Jackson,et al.  Coherent Model of L-Band Radar Scattering by Soybean Plants: Model Development, Evaluation, and Retrieval , 2016, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[20]  Susan C. Steele-Dunne,et al.  Impact of Diurnal Variation in Vegetation Water Content on Radar Backscatter From Maize During Water Stress , 2014, IEEE Transactions on Geoscience and Remote Sensing.

[21]  Stephen L. Durden,et al.  Modeling and observation of the radar polarization signature of forested areas , 1989 .

[22]  F. Ulaby,et al.  Vegetation modeled as a water cloud , 1978 .

[23]  Richard M. Lucas,et al.  A Generalized Radar Backscattering Model Based on Wave Theory for Multilayer Multispecies Vegetation , 2011, IEEE Transactions on Geoscience and Remote Sensing.

[24]  Jakob J. van Zyl,et al.  Soil Moisture Retrieval Using Time-Series Radar Observations Over Bare Surfaces , 2012, IEEE Transactions on Geoscience and Remote Sensing.

[25]  Yisok Oh,et al.  Condition for precise measurement of soil surface roughness , 1998, IEEE Trans. Geosci. Remote. Sens..

[26]  F. Ulaby,et al.  Microwave Dielectric Behavior of Wet Soil-Part 1: Empirical Models and Experimental Observations , 1985, IEEE Transactions on Geoscience and Remote Sensing.

[27]  Richard K. Moore,et al.  Radar remote sensing and surface scattering and emission theory , 1986 .

[28]  Roger H. Lang,et al.  Electromagnetic Backscattering from a Layer of Vegetation: A Discrete Approach , 1983, IEEE Transactions on Geoscience and Remote Sensing.

[29]  Heather McNairn,et al.  First order surface roughness correction of active microwave observations for estimating soil moisture , 1997, IEEE Trans. Geosci. Remote. Sens..

[30]  Sergey A. Komarov,et al.  Generalized refractive mixing dielectric model for moist soils , 2002, IEEE International Geoscience and Remote Sensing Symposium.

[31]  Thomas J. Jackson,et al.  Surface Soil Moisture Retrieval Using the L-Band Synthetic Aperture Radar Onboard the Soil Moisture Active–Passive Satellite and Evaluation at Core Validation Sites , 2017, IEEE Transactions on Geoscience and Remote Sensing.