Rural innovation systems and networks: findings from a study of Ethiopian smallholders

Ethiopian agriculture is changing as new actors, relationships, and policies influence the ways in which small-scale, resource-poor farmers access and use information and knowledge in their agricultural production decisions. Although these changes suggest new opportunities for smallholders, too little is known about how changes will ultimately improve the wellbeing of smallholders in Ethiopia. Thus, we examine whether these changes are improving the ability of smallholders to innovate and thus improve their own welfare. In doing so, we analyze interactions between smallholders and other actors to provide new perspectives on the role played by smallholder innovation networks in the agricultural sector by drawing on data from community case studies conducted in 10 localities. Findings suggest that public extension and administration exert a strong influence over smallholder networks, potentially crowding out market-based and civil society actors, and thus limiting beneficial innovation processes. From a policy perspective, the findings suggest the need to further explore policies and programs that create more space for market and civil society to participate in smallholder innovation networks and improve welfare. From a conceptual and methodological perspective, our findings suggest the need to incorporate rigorous applications of social network analysis into the application of innovation systems theory.

[1]  Samuel Morley,et al.  The impact of CAFTA on employment, production and poverty in El Salvador , 2008 .

[2]  J. Fagerberg,et al.  The Oxford handbook of innovation , 2006 .

[3]  D. Resnick,et al.  Growth options and poverty reduction in Ethiopia , 2005 .

[4]  A. Case,et al.  Diffusion as a Learning Process: Evidence from HYV Cotton , 1994 .

[5]  Andrew Hall,et al.  Enhancing agricultural innovation : how to go beyond the strengthening of research systems , 2006 .

[6]  D. Spielman,et al.  Policies to promote cereal intensification in Ethiopia: A review of evidence and experience , 2007 .

[7]  Carl J. Dahlman,et al.  The Knowledge Economy, the Kam Methodology and World Bank Operations , 2005 .

[8]  C. Freeman Technology policy and economic performance : lessons from Japan , 1987 .

[9]  G. Dosi,et al.  Technical Change and Economic Theory , 1989 .

[10]  C. Freeman The ‘National System of Innovation’ in historical perspective , 1995 .

[11]  M. Smale,et al.  Trading millet and sorghum genetic resources women vendors in the village fairs of San and Souentza, Mali , 2008 .

[12]  Don E. Kash,et al.  The Complexity Challenge: Technological Innovation for the 21st Century , 1999 .

[13]  Rodrigo Arocena,et al.  Innovation Systems and Developing Countries , 2002 .

[14]  A. Hall,et al.  Institutional Developments in Indian Agricultural Research and Development Systems: emerging patterns of public and private sector activity. Paper based on collaborative project. Natural Resources Institute (NRI), UK and National Centre for Agricultural Economics and Policy Research, India. , 1999 .

[15]  S. Benin,et al.  Benefit-cost analysis of Uganda's clonal coffee replanting program: An ex-ante analysis , 2008 .

[16]  D. Darr,et al.  Mechanisms of Innovation Diffusion Under Information Abundance and Information Scarcity—On the Contribution of Social Networks in Group Vs. Individual Extension Approaches in Semi-Arid Kenya , 2008 .

[17]  J. Thurlow,et al.  Asian-driven Resource Booms in Africa: Rethinking the Impacts on Development , 2008 .

[18]  John Hoddinott,et al.  Must Conditional Cash Transfer Programs be Conditioned to be Effective? The Impact of Conditioning Transfers on School Enrollment in Mexico , 2009 .

[19]  J. Moody The Structure of a Social Science Collaboration Network: Disciplinary Cohesion from 1963 to 1999 , 2004 .

[20]  Imran Rasul,et al.  Social Networks and Technology Adoption in Northern Mozambique , 2002 .

[21]  S. Morley,et al.  The impact of CAFTA on poverty, distribution, and growth in El Salvador , 2007 .

[22]  S. Fan,et al.  Investing in African Agriculture to Halve Poverty by 2015 , 2008 .

[23]  Franco Malerba,et al.  Sectoral Systems: How and Why Innovation Differs across Sectors , 2006 .

[24]  R. Hanneman Introduction to Social Network Methods , 2001 .

[25]  Kaivan Munshi Social learning in a heterogeneous population: technology diffusion in the Indian Green Revolution , 2004 .

[26]  L. Aalen Ethnic federalism in a dominant party state: The Ethiopian experience 1991-2000 , 2002 .

[27]  Joseph S. Renzulli,et al.  The Three-Ring Conception of Giftedness: Its Implications for Understanding the Nature of Innovation , 2003 .

[28]  Stephen Biggs,et al.  A multiple source of innovation model of agricultural research and technology promotion. , 1990 .

[29]  Daniel A. Levinthal,et al.  ABSORPTIVE CAPACITY: A NEW PERSPECTIVE ON LEARNING AND INNOVATION , 1990 .

[30]  Andrew Hall,et al.  Coping with change, complexity and diversity in agriculture — the case of rhizobium inoculants in Thailand , 1995 .

[31]  E. Nkonya,et al.  From the Ground up: Impacts of a Pro-poor Community-driven Development Project in Nigeria , 2010 .

[32]  Nicholas Minot,et al.  Impact of Contract Farming on Income: Linking Small Farmers, Packers, and Supermarkets in China , 2009 .

[33]  Mika Ueyama Income growth and gender bias in childhood mortality in developing countries , 2007 .

[34]  K. Tronvoll,et al.  The Culture of Power in Contemporary Ethiopian Political Life , 2003 .

[35]  S. Chowdhury,et al.  Spatial Coordination in Public Good Allocation Nonparametric Evidence from Decentralized Indonesia , 2007 .

[36]  Markus Balzat,et al.  Recent trends in the research on national innovation systems , 2004 .

[37]  J. Castella,et al.  Social networks and information access: Implications for agricultural extension in a rice farming community in northern Vietnam , 2006 .

[38]  A. Gulati,et al.  The rise of supermarkets and their development implications: International experience relevant for India , 2008 .

[39]  Bjørn Johnson,et al.  Innovation Systems and Developing Countries Experiences from the SUDESCA Project , 2001 .

[40]  M. Smale,et al.  Seed provision and dryland crops in the semiarid regions of Eastern Kenya , 2007 .

[41]  John Scott Social Network Analysis , 1988 .

[42]  M. Bell,et al.  The micro-determinants of meso-level learning and innovation: evidence from a Chilean wine cluster , 2005 .

[43]  Javier M. Ekboir,et al.  Public-private interactions and technology policy in innovation processes for zero tillage in Argentina. , 2002 .

[44]  D. Byerlee Agricultural Research Policy in an Era of Privatization , 2002 .

[45]  Azage Tegegne,et al.  Commercialization of Ethiopian agriculture: Extension service from input supplier to knowledge broker and facilitator , 2006 .

[46]  M. Rosenzweig,et al.  Learning by Doing and Learning from Others: Human Capital and Technical Change in Agriculture , 1995, Journal of Political Economy.

[47]  H. De Vroom,et al.  Organization for Economic Cooperation and Development (OECD) , 2006 .

[48]  D. North Institutions, Institutional Change and Economic Performance: Economic performance , 1990 .

[49]  David J. Spielman,et al.  Strengthening Agricultural Education and Training in sub-Saharan Africa from an Innovation Systems Perspective: A Case Study of Mozambique , 2008 .

[50]  N. Clark Innovation Systems, Institutional Change And The New Knowledge Market: Implications For Third World Agricultural Development , 2002 .

[51]  D. Darr,et al.  The spread of innovations within formal and informal farmers groups: Evidence from rural communi- ties of semi-arid Eastern Africa , 2006 .

[52]  Timothy G. Conley,et al.  Social Learning Through Networks: The Adoption of New Agricultural Technologies in Ghana , 2001 .

[53]  J. Thurlow,et al.  Accelerating Growth and Structural Transformation: Ghana’s Options for Reaching Middle-Income Country Status , 2008 .

[54]  B. Lundvall National Systems of Innovation , 1992 .

[55]  X. Diao,et al.  Growth Options and Poverty Reduction in Ethiopia: An Economy-Wide Model Analysis , 2007 .

[56]  Mark S. Granovetter The Strength of Weak Ties , 1973, American Journal of Sociology.

[57]  K. Tronvoll,et al.  Ethiopia since the Derg: a decade of democratic pretension and performance , 2003 .

[58]  F. Malerba Sectoral systems of innovation and production , 2002 .

[59]  S. Morley,et al.  The impact of CAFTA on employment, production, and poverty in Honduras: , 2008 .

[60]  J. Okello,et al.  Food safety requirements in African green bean exports and their impact on small farmers , 2007 .

[61]  Boru Douthwaite,et al.  Building farmers' capacities for networking (Part I): Strengthening rural groups in Colombia through network analysis , 2006 .

[62]  J. Pender,et al.  Determinants of smallholder commercialization of food crops: Theory and evidence from Ethiopia , 2007 .

[63]  Sharon L. Milgram,et al.  The Small World Problem , 1967 .

[64]  S. Biggs,et al.  Sources of innovation in agricultural technology , 1981 .

[65]  K. Belay Postgraduate Training in Agricultural Sciences in Ethiopia: Achievements and Challenges , 2004 .

[66]  Andrew Hall,et al.  From measuring impact to learning institutional lessons: an innovation systems perspective on improving the management of international agricultural research , 2003 .

[67]  Nicholas A. Linacre,et al.  Regional biotechnology regulations: Design options and implications for good governance , 2008 .

[68]  S. Winter,et al.  Introduction: The Nature and Dynamics of Organizational Capabilities , 2001 .

[69]  B. Lundvall Product Innovation and User-Producer Interaction , 1985 .

[70]  Kamiljon T. Akramov,et al.  Decentralization, local government elections and voter turnout in Pakistan , 2008 .

[71]  V. R. Sulaiman,et al.  Public-private sector interaction in the Indian agricultural research system: an innovation systems perspective on institutional reform. , 2002 .

[72]  R. Nelson National Innovation Systems: A Comparative Analysis , 1993 .

[73]  Rick Davies Scale, Complexity and the Representation of Theories of Change , 2005 .

[74]  Andrew Hall,et al.  Research as Capacity Building: The Case of an NGO Facilitated Post-Harvest Innovation System for the Himalayan Hills , 2003 .

[75]  J. Dessein,et al.  Be like bees – the politics of mobilizing farmers for development in Tigray, Ethiopia , 2008 .

[76]  L. Clark Building farmers´ capacities for networking (part II) : Strengthening agricultural supply chains in Bolivia using network analysis , 2006 .