A Robust Algorithm for Estimating Surface Fractional Vegetation Cover from Landsat Data

Fractional vegetation cover (FVC) is an essential land surface parameter for Earth surface process simulations and global change studies. The currently existing FVC products are mostly obtained from low or medium resolution remotely sensed data, while many applications require the fine spatial resolution FVC product. The availability of well-calibrated coverage of Landsat imagery over large areas offers an opportunity for the production of FVC at fine spatial resolution. Therefore, the objective of this study is to develop a general and reliable land surface FVC estimation algorithm for Landsat surface reflectance data under various land surface conditions. Two machine learning methods multivariate adaptive regression splines (MARS) model and back-propagation neural networks (BPNNs) were trained using samples from PROSPECT leaf optical properties model and the scattering by arbitrarily inclined leaves (SAIL) model simulations, which included Landsat reflectance and corresponding FVC values, and evaluated to choose the method which had better performance. Thereafter, the MARS model, which had better performance in the independent validation, was evaluated using ground FVC measurements from two case study areas. The direct validation of the FVC estimated using the proposed algorithm (Heihe: R2 = 0.8825, RMSE = 0.097; Chengde using Landsat 7 ETM+: R2 = 0.8571, RMSE = 0.078, Chengde using Landsat 8 OLI: R2 = 0.8598, RMSE = 0.078) showed the proposed method had good performance. Spatial-temporal assessment of the estimated FVC from Landsat 7 ETM+ and Landsat 8 OLI data confirmed the robustness and consistency of the proposed method. All these results indicated that the proposed algorithm could obtain satisfactory accuracy and had the potential for the production of high-quality FVC estimates from Landsat surface reflectance data.

[1]  Antonio J. Plaza,et al.  Comparison Between Fractional Vegetation Cover Retrievals from Vegetation Indices and Spectral Mixture Analysis: Case Study of PROBA/CHRIS Data Over an Agricultural Area , 2009, Sensors.

[2]  Ke Zhou,et al.  Fractional vegetation cover estimation over large regions using GF-1 satellite data , 2014, Asia-Pacific Environmental Remote Sensing.

[3]  Donghui Xie,et al.  Accuracy evaluation of the ground-based fractional vegetation cover measurement by using simulated images , 2012, 2012 IEEE International Geoscience and Remote Sensing Symposium.

[4]  D. Barrett,et al.  Estimating fractional cover of photosynthetic vegetation, non-photosynthetic vegetation and bare soil in the Australian tropical savanna region upscaling the EO-1 Hyperion and MODIS sensors. , 2009 .

[5]  F. J. García-Haro,et al.  Multitemporal and multiresolution leaf area index retrieval for operational local rice crop monitoring , 2016 .

[6]  F. J. García-Haro,et al.  INTER-COMPARISON OF SEVIRI/MSG AND MERIS/ENVISAT BIOPHYSICAL PRODUCTS OVER EUROPE AND AFRICA , 2008 .

[7]  Joanne C. White,et al.  Generation of dense time series synthetic Landsat data through data blending with MODIS using a spatial and temporal adaptive reflectance fusion model. , 2009 .

[8]  I. C. Prentice,et al.  Evaluation of ecosystem dynamics, plant geography and terrestrial carbon cycling in the LPJ dynamic global vegetation model , 2003 .

[9]  Feng Gao,et al.  A Modified Neighborhood Similar Pixel Interpolator Approach for Removing Thick Clouds in Landsat Images , 2012, IEEE Geoscience and Remote Sensing Letters.

[10]  Frédéric Baret,et al.  A Generic Algorithm to Estimate LAI, FAPAR and FCOVER Variables from SPOT4_HRVIR and Landsat Sensors: Evaluation of the Consistency and Comparison with Ground Measurements , 2015, Remote. Sens..

[11]  Yuwei Li,et al.  Fractional Forest Cover Changes in Northeast China From 1982 to 2011 and Its Relationship With Climatic Variations , 2015, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[12]  W. Verhoef Light scattering by leaf layers with application to canopy reflectance modeling: The Scattering by Arbitrarily Inclined Leaves (SAIL) model , 1984 .

[13]  G. Gutman,et al.  The derivation of the green vegetation fraction from NOAA/AVHRR data for use in numerical weather prediction models , 1998 .

[14]  Klaus-Robert Müller,et al.  Analyzing Local Structure in Kernel-Based Learning: Explanation, Complexity, and Reliability Assessment , 2013, IEEE Signal Processing Magazine.

[15]  H. Gausman,et al.  Interaction of Isotropic Light with a Compact Plant Leaf , 1969 .

[16]  J. Poesen,et al.  The European Soil Erosion Model (EUROSEM): A dynamic approach for predicting sediment transport from fields and small catchments. , 1998 .

[17]  Zhe Zhu,et al.  Object-based cloud and cloud shadow detection in Landsat imagery , 2012 .

[18]  Xihan Mu,et al.  A novel method for extracting green fractional vegetation cover from digital images , 2012 .

[19]  M. S. Moran,et al.  Spatial and temporal dynamics of vegetation in the San Pedro River basin area , 2000 .

[20]  Bingfang Wu,et al.  Identification of priority areas for controlling soil erosion , 2010 .

[21]  Pat L. Scaramuzza,et al.  Characterizing LEDAPS surface reflectance products by comparisons with AERONET, field spectrometer, and MODIS data , 2013 .

[22]  A. Schneider,et al.  Mapping rice paddy extent and intensification in the Vietnamese Mekong River Delta with dense time stacks of Landsat data , 2015 .

[23]  Jingfeng Xiao,et al.  A comparison of methods for estimating fractional green vegetation cover within a desert-to-upland transition zone in central New Mexico, USA , 2005 .

[24]  R. Lacaze,et al.  Global mapping of vegetation parameters from POLDER multiangular measurements for studies of surface-atmosphere interactions: A pragmatic method and its validation , 2002 .

[25]  Xiaoxia Wang,et al.  Comparison of Four Machine Learning Methods for Generating the GLASS Fractional Vegetation Cover Product from MODIS Data , 2016, Remote. Sens..

[26]  C. Woodcock,et al.  Improvement and expansion of the Fmask algorithm: cloud, cloud shadow, and snow detection for Landsats 4–7, 8, and Sentinel 2 images , 2015 .

[27]  W. Verhoef,et al.  PROSPECT+SAIL models: A review of use for vegetation characterization , 2009 .

[28]  T. Nilson A theoretical analysis of the frequency of gaps in plant stands , 1971 .

[29]  Eric E. Small,et al.  The Effects of Satellite-Derived Vegetation Cover Variability on Simulated Land–Atmosphere Interactions in the NAMS , 2005 .

[30]  Ryutaro Tateishi,et al.  Remote Sensing of Fractional Green Vegetation Cover Using Spatially-Interpolated Endmembers , 2012, Remote. Sens..

[31]  Jerome H. Friedman Multivariate adaptive regression splines (with discussion) , 1991 .

[32]  Darrel L. Williams,et al.  Landsat-7 Long-Term Acquisition Plan: Development and Validation , 2006 .

[33]  D. Roy,et al.  The availability of cloud-free Landsat ETM+ data over the conterminous United States and globally , 2008 .

[34]  Guangjian Yan,et al.  Validating GEOV1 Fractional Vegetation Cover Derived From Coarse-Resolution Remote Sensing Images Over Croplands , 2015, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[35]  A. Kalra,et al.  Estimating soil moisture using remote sensing data: A machine learning approach , 2010 .

[36]  Antonio J. Plaza,et al.  Hyperspectral Unmixing Overview: Geometrical, Statistical, and Sparse Regression-Based Approaches , 2012, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[37]  Keith D. Shepherd,et al.  Rapid characterization of Organic Resource Quality for Soil and Livestock Management in Tropical Agroecosystems Using Near Infrared Spectroscopy. , 2003 .

[38]  T. Carlson,et al.  On the relation between NDVI, fractional vegetation cover, and leaf area index , 1997 .

[39]  Frédéric Baret,et al.  Fractional vegetation cover estimation algorithm for Chinese GF-1 wide field view data , 2016 .

[40]  J. Townshend,et al.  A long-term Global LAnd Surface Satellite (GLASS) data-set for environmental studies , 2013 .

[41]  Duong H. Nong,et al.  Mapping Urban Transitions Using Multi-Temporal Landsat and DMSP-OLS Night-Time Lights Imagery of the Red River Delta in Vietnam , 2014 .

[42]  O. Hagolle,et al.  LAI, fAPAR and fCover CYCLOPES global products derived from VEGETATION: Part 1: Principles of the algorithm , 2007 .

[43]  Xi Chen,et al.  A comparison of methods for estimating fractional vegetation cover in arid regions , 2011 .

[44]  Lei Zhang,et al.  Forest cover classification using Landsat ETM+ data and time series MODIS NDVI data , 2014, Int. J. Appl. Earth Obs. Geoinformation.

[45]  Robert E. Wolfe,et al.  A Landsat surface reflectance dataset for North America, 1990-2000 , 2006, IEEE Geoscience and Remote Sensing Letters.

[46]  J. Privette,et al.  Inversion methods for physically‐based models , 2000 .

[47]  Aleixandre Verger,et al.  Optimal modalities for radiative transfer-neural network estimation of canopy biophysical characteristics: Evaluation over an agricultural area with CHRIS/PROBA observations , 2011 .

[48]  S. Goward,et al.  An automated approach for reconstructing recent forest disturbance history using dense Landsat time series stacks , 2010 .

[49]  A. Huete,et al.  Development of a two-band enhanced vegetation index without a blue band , 2008 .

[50]  R. Pech,et al.  The assessment and monitoring of sparsely vegetated rangelands using calibrated Landsat data , 1988 .

[51]  Frédéric Baret,et al.  GEOV1: LAI and FAPAR essential climate variables and FCOVER global time series capitalizing over existing products. Part1: Principles of development and production , 2013 .

[52]  F. Baret,et al.  PROSPECT: A model of leaf optical properties spectra , 1990 .

[53]  J. Friedman Multivariate adaptive regression splines , 1990 .

[54]  Annemarie Schneider,et al.  Monitoring land cover change in urban and peri-urban areas using dense time stacks of Landsat satellite data and a data mining approach , 2012 .

[55]  Feng Gao,et al.  A simple and effective method for filling gaps in Landsat ETM+ SLC-off images , 2011 .

[56]  Manuel Campos-Taberner,et al.  Development of an earth observation processing chain for crop bio-physical parameters at local scale , 2015, 2015 IEEE International Geoscience and Remote Sensing Symposium (IGARSS).

[57]  D. Roberts,et al.  A comparison of error metrics and constraints for multiple endmember spectral mixture analysis and spectral angle mapper , 2004 .

[58]  A. Barron,et al.  Discussion: Multivariate Adaptive Regression Splines , 1991 .

[59]  Suhong Liu,et al.  Global Land Surface Fractional Vegetation Cover Estimation Using General Regression Neural Networks From MODIS Surface Reflectance , 2015, IEEE Transactions on Geoscience and Remote Sensing.

[60]  C. Bacour,et al.  Comparison of four radiative transfer models to simulate plant canopies reflectance: direct and inverse mode. , 2000 .

[61]  Quan Sun,et al.  ractional vegetation cover estimation in arid and semi-arid environments using J-1 satellite hyperspectral data , 2012 .

[62]  A. Gitelson,et al.  Novel algorithms for remote estimation of vegetation fraction , 2002 .