Applying a process-based model in Norway spruce management

Abstract This study integrates an ecological process-based growth model, economic description of forestry and derivative-free numerical optimization for analysing optimal management of even-aged Norway spruce ( Picea abies [L.] Karst.) stands in fertile southern Finland sites. The process-based growth model is built on fundamental ecological theories of photosynthesis, tree structure and competition between trees. Because of the sound theoretical basis the validity of the optimization results is not restricted to a limited set of states determined by the boundaries of empirical data. The detailed structure of the growth model enables the inclusion of timber quality and its dependence on the size and quality of branches. The optimized variables include the initial stand density, the number, type and intensity of thinnings and the rotation period. The results yield a detailed and coherent picture of optimal stand level management. Comparing the optimal solutions with silvicultural practices suggests that the latter are based on unoptimal thinnings, too low stand density and too long rotation periods. As a consequence a fraction of harvested trees contain too large dry branches and qualify only as low value pulpwood implying that the bare land value remains below 60% of its maximized level.

[1]  Thomas Rötzer,et al.  Models for supporting forest management in a changing environment , 2011 .

[2]  Risto Sievänen,et al.  Height growth strategies in open-grown trees , 1992 .

[3]  Michael G. Ryan,et al.  A simple method for estimating gross carbon budgets for vegetation in forest ecosystems. , 1991, Tree physiology.

[4]  B. Solberg,et al.  Analysis of optimal economic management regimes for Picea abies stands using a stage‐structured optimal‐control model , 1991 .

[5]  A. Mäkelä,et al.  Generating 3D sawlogs with a process-based growth model , 2003 .

[6]  B. Zeide Thinning and Growth: A Full Turnaround , 2001, Journal of Forestry.

[7]  A. Mäkelä,et al.  Stem form and branchiness of Norway spruce as a sawn timber—Predicted by a process based model , 2007 .

[8]  A. Mäkelä,et al.  Effects of thinning and fertilization on wood properties and economic returns for Norway spruce , 2008 .

[9]  R. Dewar A Model of the Coupling between Respiration, Active Processes and Passive Transport , 2000 .

[10]  Timo Pukkala,et al.  Using Numerical Optimization for Specifying Individual-Tree Competition Models , 2000, Forest Science.

[11]  Annikki Mäkelä,et al.  Simulating wood quality in forest management models , 2011 .

[12]  Robert G. Haight,et al.  Optimal harvesting with stand density targets : managing Rocky Mountain conifer stands for multiple forests outputs , 1992 .

[13]  L. Valsta,et al.  A Scenario Approach to Stochastic Anticipatory Optimization in Stand Management , 1992, Forest Science.

[14]  H. Mäkinen,et al.  Thinning intensity and growth of Norway spruce stands in Finland , 2004 .

[15]  T. Kira,et al.  A QUANTITATIVE ANALYSIS OF PLANT FORM-THE PIPE MODEL THEORY : I.BASIC ANALYSES , 1964 .

[16]  J. P. Roise A nonlinear programming approach to stand optimization , 1986 .

[17]  T. Kira,et al.  A QUANTITATIVE ANALYSIS OF PLANT FORM-THE PIPE MODEL THEORY : II. FURTHER EVIDENCE OF THE THEORY AND ITS APPLICATION IN FOREST ECOLOGY , 1964 .

[18]  Pekka Nöjd,et al.  Fine root biomass in relation to site and stand characteristics in Norway spruce and Scots pine stands. , 2007, Tree physiology.

[19]  Timo Pukkala,et al.  Tree-selection algorithms for optimizing thinning using a distance-dependent growth model , 1998 .

[20]  L. Valsta,et al.  An optimization model for Norway spruce management based on individual-tree growth models. , 1992 .

[21]  M. Slodičák Wind and Trees: Thinning regime in stands of Norway spruce subjected to snow and wind damage , 1995 .

[22]  Timo Melkas,et al.  Modelling bark thickness of Picea abies with taper curves , 2005 .

[23]  H. Mäkinen,et al.  Predicting branch characteristics of Norway spruce (Picea abies (L.) Karst.) from simple stand and tree measurements , 2003 .

[24]  A. Mäkelä Derivation of stem taper from the pipe theory in a carbon balance framework. , 2002, Tree physiology.

[25]  Robert G. Haight,et al.  Optimizing Any-Aged Management of Mixed-Species Stands: II. Effects of Decision Criteria , 1990, Forest Science.

[26]  Bruce C. Larson,et al.  Forest Stand Dynamics , 1990 .

[27]  A. Cajander,et al.  Forest types and their significance. , 1949 .

[28]  Robert Hooke,et al.  `` Direct Search'' Solution of Numerical and Statistical Problems , 1961, JACM.

[29]  A. Mäkelä,et al.  Estimating annual GPP, NPP and stem growth in Finland using summary models , 2010 .

[30]  Hans Pretzsch,et al.  Stand density and growth of Norway spruce (Picea abies (L.) Karst.) and European beech (Fagus sylvatica L.): evidence from long-term experimental plots , 2005, European Journal of Forest Research.

[31]  T. W. Bowersox The Practice of Silviculture—Applied Forest Ecology, Ninth Edition , 1997, Forest Science.

[32]  A. Mäkelä,et al.  Self-shading affects allometric scaling in trees , 2010 .

[33]  J. P. Roise,et al.  An Approach for Optimizing Residual Diameter Class Distributions When Thinning Even-Aged Stands , 1986 .

[34]  A. Mäkelä,et al.  Summary models for light interception and light-use efficiency of non-homogeneous canopies. , 2007, Tree physiology.

[35]  K. Hyytiäinen,et al.  Economics of Forest Thinnings and Rotation Periods for Finnish Conifer Cultures , 2002 .

[36]  D. M. Smith,et al.  The Practice Of Silviculture: Applied Forest Ecology , 2014 .

[37]  K. Hyytiäinen,et al.  Effects of initial stand states on optimal thinning regime and rotation of Picea abies stands , 2006 .

[38]  A. Mäkelä,et al.  Connecting a process-based forest growth model to stand-level economic optimization , 2004 .

[39]  E. Assmann,et al.  The Principles of Forest Yield Study: Studies in the Organic Production, Structure, Increment and Yield of Forest Stands , 2013 .

[40]  M. Usher,et al.  A Matrix Approach to the Management of Renewable Resources, with Special Reference to Selection Forests , 1966 .