CONVERGENCE, ADAPTATION, AND CONSTRAINT

Convergent evolution of similar phenotypic features in similar environmental contexts has long been taken as evidence of adaptation. Nonetheless, recent conceptual and empirical developments in many fields have led to a proliferation of ideas about the relationship between convergence and adaptation. Despite criticism from some systematically minded biologists, I reaffirm that convergence in taxa occupying similar selective environments often is the result of natural selection. However, convergent evolution of a trait in a particular environment can occur for reasons other than selection on that trait in that environment, and species can respond to similar selective pressures by evolving nonconvergent adaptations. For these reasons, studies of convergence should be coupled with other methods—such as direct measurements of selection or investigations of the functional correlates of trait evolution—to test hypotheses of adaptation. The independent acquisition of similar phenotypes by the same genetic or developmental pathway has been suggested as evidence of constraints on adaptation, a view widely repeated as genomic studies have documented phenotypic convergence resulting from change in the same genes, sometimes even by the same mutation. Contrary to some claims, convergence by changes in the same genes is not necessarily evidence of constraint, but rather suggests hypotheses that can test the relative roles of constraint and selection in directing phenotypic evolution.

[1]  Thomas S. Ray,et al.  Life's Solution: Inevitable Humans in a Lonely Universe , 2006, Artificial Life.

[2]  S. Gould,et al.  Exaptation—a Missing Term in the Science of Form , 1982, Paleobiology.

[3]  D. Wake,et al.  Homoplasy: From Detecting Pattern to Determining Process and Mechanism of Evolution , 2011, Science.

[4]  C Tristan Stayton,et al.  TESTING HYPOTHESES OF CONVERGENCE WITH MULTIVARIATE DATA: MORPHOLOGICAL AND FUNCTIONAL CONVERGENCE AMONG HERBIVOROUS LIZARDS , 2006, Evolution; international journal of organic evolution.

[5]  Dolph Schluter,et al.  ADAPTIVE RADIATION ALONG GENETIC LINES OF LEAST RESISTANCE , 1996, Evolution; international journal of organic evolution.

[6]  D. Irschick,et al.  How does selection operate on whole-organism functional performance capacities? A review and synthesis , 2008 .

[7]  Jonathan B. Losos,et al.  Lizards in an Evolutionary Tree: Ecology and Adaptive Radiation of Anoles , 2009 .

[8]  A. Meyer,et al.  Adaptation in the age of ecological genomics: insights from parallelism and convergence. , 2011, Trends in ecology & evolution.

[9]  E. Martins The Comparative Method in Evolutionary Biology, Paul H. Harvey, Mark D. Pagel. Oxford University Press, Oxford (1991), vii, + 239 Price $24.95 paperback , 1992 .

[10]  P. Reich,et al.  From tropics to tundra: global convergence in plant functioning. , 1997, Proceedings of the National Academy of Sciences of the United States of America.

[11]  J. L. Gittleman The phylogeny of parental care in fishes , 1981, Animal Behaviour.

[12]  P. Grandcolas,et al.  Testing adaptation with phylogeny: how to account for phylogenetic pattern and selective value together , 2003 .

[13]  R. L. Young,et al.  Morphological diversity and ecological similarity: versatility of muscular and skeletal morphologies enables ecological convergence in shrews , 2010 .

[14]  A. Devries,et al.  Convergent evolution of antifreeze glycoproteins in Antarctic notothenioid fish and Arctic cod. , 1997, Proceedings of the National Academy of Sciences of the United States of America.

[15]  T. Garland,et al.  Phylogenetic approaches in comparative physiology , 2005, Journal of Experimental Biology.

[16]  Joe C. Campbell,et al.  Developmental Constraints and Evolution: A Perspective from the Mountain Lake Conference on Development and Evolution , 1985, The Quarterly Review of Biology.

[17]  Burt,et al.  Natural selection in the wild. , 2000, Trends in ecology & evolution.

[18]  Jeremy Schmutz,et al.  Adaptive Evolution of Pelvic Reduction in Sticklebacks by Recurrent Deletion of a Pitx1 Enhancer , 2010, Science.

[19]  G. Ledyard Stebbins,et al.  Flowering Plants: Evolution Above the Species Level , 1975 .

[20]  Time-Life Books,et al.  WALKING AND RUNNING. , 1885, Science.

[21]  J. Coddington CLADISTIC TESTS OF ADAPTATIONAL HYPOTHESES , 1988, Cladistics : the international journal of the Willi Hennig Society.

[22]  Nigel F. Delaney,et al.  Darwinian Evolution Can Follow Only Very Few Mutational Paths to Fitter Proteins , 2006, Science.

[23]  D. Weinreich,et al.  Causes and evolutionary significance of genetic convergence. , 2010, Trends in genetics : TIG.

[24]  J. Endler NATURAL SELECTION ON COLOR PATTERNS IN POECILIA RETICULATA , 1980, Evolution; international journal of organic evolution.

[25]  J. Hodin,et al.  Plasticity and constraints in development and evolution. , 2000, The Journal of experimental zoology.

[26]  J. Endler Natural selection in the wild , 1987 .

[27]  S. Morris Darwin at the edge of the visible universe , 2010, EMBO reports.

[28]  P. Alberch,et al.  MORPHOLOGICAL VARIATION IN THE NEOTROPICAL SALAMANDER GENUS BOLITOGLOSSA , 1983, Evolution; international journal of organic evolution.

[29]  M. Pigliucci Phenotypic integration: studying the ecology and evolution of complex phenotypes , 2003 .

[30]  A. Kluge Testing lineage and comparative methods for inferring adaptation , 2005 .

[31]  J. Losos,et al.  A COMPARATIVE ANALYSIS OF THE ECOLOGICAL SIGNIFICANCE OF MAXIMAL LOCOMOTOR PERFORMANCE IN CARIBBEAN ANOLIS LIZARDS , 1998, Evolution; international journal of organic evolution.

[32]  C. D. Hulsey,et al.  Many-to-One Mapping of Form to Function: A General Principle in Organismal Design?1 , 2005, Integrative and comparative biology.

[33]  M. Berenbaum,et al.  GENETICS OF PHYSIOLOGICAL AND BEHAVIORAL RESISTANCE TO HOST FURANOCOUMARINS IN THE PARSNIP WEBWORM , 1992, Evolution; international journal of organic evolution.

[34]  E. Ortlund,et al.  Crystal Structure of an Ancient Protein: Evolution by Conformational Epistasis , 2007, Science.

[35]  D. Wake,et al.  Developmental processes underlying the evolution of a derived foot morphology in salamanders , 2007, Proceedings of the National Academy of Sciences.

[36]  W. Bock The Definition and Recognition of Biological Adaptation , 1980 .

[37]  P. Sherman,et al.  Adaptation and the Goals of Evolutionary Research , 1993, The Quarterly Review of Biology.

[38]  J. Bull,et al.  Different trajectories of parallel evolution during viral adaptation. , 1999, Science.

[39]  David L Stern,et al.  Is Genetic Evolution Predictable? , 2009, Science.

[40]  A. Lappin,et al.  The fitness advantage of a high‐performance weapon , 2009 .

[41]  R. Full,et al.  Evidence for van der Waals adhesion in gecko setae , 2002, Proceedings of the National Academy of Sciences of the United States of America.

[42]  G. A. Horridge,et al.  Animal species and evolution. , 1964 .

[43]  D. Schluter,et al.  The Ecology of Adaptive Radiation , 2000 .

[44]  J. Losos,et al.  The effect of body armature on escape behaviour in cordylid lizards , 2002, Animal Behaviour.

[45]  Neil Shubin,et al.  MORPHOLOGICAL VARIATION IN THE LIMBS OF TARICHA GRANULOSA (CAUDATA: SALAMANDRIDAE): EVOLUTIONARY AND PHYLOGENETIC IMPLICATIONS , 1995, Evolution; international journal of organic evolution.

[46]  Niles Eldredge,et al.  Phylogenetic Patterns and the Evolutionary Process: Method and Theory in Comparative Biology , 1981 .

[47]  David Reznick,et al.  Convergence and parallelism reconsidered: what have we learned about the genetics of adaptation? , 2008, Trends in ecology & evolution.

[48]  B. Goodwin How the Leopard Changed Its Spots: The Evolution of Complexity , 1995 .

[49]  R. Kassen Toward a General Theory of Adaptive Radiation , 2009, Annals of the New York Academy of Sciences.

[50]  A. Bennett The Origin of Species by means of Natural Selection; or the Preservation of Favoured Races in the Struggle for Life , 1872, Nature.

[51]  José Alexandre Felizola Diniz-Filho,et al.  Factors influencing changes in trait correlations across species after using phylogenetic independent contrasts , 2006, Evolutionary Ecology.

[52]  D. Futuyma,et al.  GENETIC CONSTRAINTS AND THE PHYLOGENY OF INSECT‐PLANT ASSOCIATIONS: RESPONSES OF OPHRAELLA COMMUNA (COLEOPTERA: CHRYSOMELIDAE) TO HOST PLANTS OF ITS CONGENERS , 1993, Evolution; international journal of organic evolution.

[53]  George V. Lauder,et al.  Form and function: structural analysis in evolutionary morphology , 1981, Paleobiology.

[54]  S. Gould The Structure of Evolutionary Theory , 2002 .

[55]  P. Sherman,et al.  Life Underground: The Biology of Subterranean Rodents , 2001 .

[56]  M. Lechowicz,et al.  Alternative Designs and the Evolution of Functional Diversity , 2005, The American Naturalist.

[57]  T. Garland,et al.  Integrating function and ecology in studies of adaptation: Investigations of locomotor capacity as a model system , 2001 .

[58]  D. J. Kiviet,et al.  Empirical fitness landscapes reveal accessible evolutionary paths , 2007, Nature.

[59]  T. F. Hansen,et al.  A Comparative Method for Studying Adaptation to a Randomly Evolving Environment , 2008, Evolution; international journal of organic evolution.

[60]  S. Gould,et al.  The spandrels of San Marco and the Panglossian paradigm: a critique of the adaptationist programme , 1979, Proceedings of the Royal Society of London. Series B. Biological Sciences.

[61]  Theodore Garland,et al.  Does metatarsal/femur ratio predict maximal running speed in cursorial mammals? , 1993 .

[62]  P. Wainwright Functional Versus Morphological Diversity in Macroevolution , 2007 .

[63]  T. Price,et al.  Evolution of a colour pattern: history, development, and selection , 1996 .

[64]  D. Wake,et al.  Multidimensional Analysis of an Evolving Lineage , 1987, Science.

[65]  T. Garland,et al.  EVOLUTION OF SPRINT SPEED IN LACERTID LIZARDS: MORPHOLOGICAL, PHYSIOLOGICAL, AND BEHAVIORAL COVARIATION , 1995, Evolution; international journal of organic evolution.

[66]  A. Herrel,et al.  Omnivory in lacertid lizards: adaptive evolution or constraint? , 2004, Journal of evolutionary biology.

[67]  M. Pagel Detecting correlated evolution on phylogenies: a general method for the comparative analysis of discrete characters , 1994, Proceedings of the Royal Society of London. Series B: Biological Sciences.

[68]  D. Wake,et al.  Homoplasy, homology and the problem of 'sameness' in biology. , 1999, Novartis Foundation symposium.

[69]  Paul H. Harvey The Explanation of Organic Diversity: the Comparative Method and Adaptations for Mating, Mark Ridley. Oxford University Press/Clarendon Press, Oxford (1983), viii, +272. Price £19.00 , 1984 .

[70]  D. Reznick,et al.  Selection in Nature: Experimental Manipulations of Natural Populations1 , 2005, Integrative and comparative biology.

[71]  P. Grandcolas,et al.  Mapping extrinsic traits such as extinction risks or modelled bioclimatic niches on phylogenies: does it make sense at all? , 2011, Cladistics : the international journal of the Willi Hennig Society.

[72]  George Gaylord Simpson,et al.  Major Features Of Evolution , 1954 .

[73]  Günter P. Wagner,et al.  The relativism of constraints on phenotypic evolution , 2004 .

[74]  G. S. Mani,et al.  Mutational order: a major stochastic process in evolution , 1990, Proceedings of the Royal Society of London. B. Biological Sciences.

[75]  Michael E Alfaro,et al.  Evolutionary Consequences of Many‐to‐One Mapping of Jaw Morphology to Mechanics in Labrid Fishes , 2005, The American Naturalist.

[76]  Walter J. Bock,et al.  Adaptation and the Comparative Method , 1977 .

[77]  J. Losos,et al.  THE EVOLUTION OF FORM AND FUNCTION: MORPHOLOGY AND LOCOMOTOR PERFORMANCE IN WEST INDIAN ANOLIS LIZARDS , 1990, Evolution; international journal of organic evolution.

[78]  J. Endler Progressive background in moths, and a quantitative measure of crypsis , 1984 .

[79]  A. Herrel,et al.  THE QUICK AND THE FAST: THE EVOLUTION OF ACCELERATION CAPACITY IN ANOLIS LIZARDS , 2006, Evolution; international journal of organic evolution.

[80]  G. Turner The Ecology of Adaptive Radiation , 2001, Heredity.

[81]  E. Abouheif Parallelism as the pattern and process of mesoevolution , 2008, Evolution & development.

[82]  F. Hoffmann,et al.  Gene cooption and convergent evolution of oxygen transport hemoglobins in jawed and jawless vertebrates , 2010, Proceedings of the National Academy of Sciences.

[83]  S. J. Arnold,et al.  THE MEASUREMENT OF SELECTION ON CORRELATED CHARACTERS , 1983, Evolution; international journal of organic evolution.

[84]  S. Carroll,et al.  Deep homology and the origins of evolutionary novelty , 2009, Nature.

[85]  Arthur,et al.  The pattern of variation in centipede segment number as an example of developmental constraint in evolution , 1999, Journal of theoretical biology.

[86]  J. Felsenstein Phylogenies and the Comparative Method , 1985, The American Naturalist.

[87]  S. J. Arnold,et al.  Morphology, Performance and Fitness , 1983 .

[88]  A. Kluge Distinguishing “or” from “and” and the case for historical identification , 2002 .

[89]  R. M. Alexander,et al.  Walking and running , 1984, The Mathematical Gazette.

[90]  Brian D. Farrell,et al.  Escalation of Plant Defense: Do Latex and Resin Canals Spur Plant Diversification? , 1991, The American Naturalist.

[91]  H. Hoekstra,et al.  Convergent Evolution of Novel Protein Function in Shrew and Lizard Venom , 2009, Current Biology.

[92]  Yang Liu,et al.  Convergent sequence evolution between echolocating bats and dolphins , 2010, Current Biology.

[93]  P. Alberch,et al.  A DEVELOPMENTAL ANALYSIS OF AN EVOLUTIONARY TREND: DIGITAL REDUCTION IN AMPHIBIANS , 1985, Evolution; international journal of organic evolution.

[94]  D. Schluter,et al.  Natural Selection on a Major Armor Gene in Threespine Stickleback , 2008, Science.

[95]  R. Lenski,et al.  The Deep Structure of Biology Is Convergence Sufficiently Ubiquitous to Give a Directional Signal ? , 2008 .

[96]  A. Kopp Metamodels and Phylogenetic Replication: A Systematic Approach to the Evolution of Developmental Pathways , 2009, Evolution; international journal of organic evolution.

[97]  J. Losos,et al.  A PHYLOGENETIC TEST FOR ADAPTIVE CONVERGENCE IN ROCK-DWELLING LIZARDS , 2007, Evolution; international journal of organic evolution.

[98]  W. F. Blair,et al.  Major Patterns in Vertebrate Evolution. , 1978 .

[99]  C. T. Stayton Is convergence surprising? An examination of the frequency of convergence in simulated datasets. , 2008, Journal of theoretical biology.

[100]  Ron Amundson Adaptationism and Optimality: Adaptation and Development: On the Lack of Common Ground , 2001 .

[101]  Walter Joseph Bock,et al.  The scansorial foot of the woodpeckers, with comments on the evolution of perching and climbing feet in birds. American Museum novitates ; no. 1931 , 1959 .

[102]  R. Huey,et al.  PHYLOGENETIC STUDIES OF COADAPTATION: PREFERRED TEMPERATURES VERSUS OPTIMAL PERFORMANCE TEMPERATURES OF LIZARDS , 1987, Evolution; international journal of organic evolution.

[103]  F. Jacob,et al.  Evolution and tinkering. , 1977, Science.

[104]  D. Bramble,et al.  Functional vertebrate morphology , 1985 .

[105]  M. Donoghue Key innovations, convergence, and success: macroevolutionary lessons from plant phylogeny , 2005, Paleobiology.

[106]  R. Alexander,et al.  Ecological morphology : integrative organismal biology , 1995 .

[107]  George V. Lauder,et al.  What does the Comparative Method Reveal About Adaptation? , 1994, The American Naturalist.

[108]  T. Garland,et al.  Within-species variation and measurement error in phylogenetic comparative methods. , 2007, Systematic biology.

[109]  Luke J. Harmon,et al.  A phylogenetic approach to determining the importance of constraint on phenotypic evolution in the neotropical lizard Anolis cristatellus , 2007 .

[110]  N. Gompel,et al.  The causes of repeated genetic evolution. , 2009, Developmental biology.

[111]  H. Hoekstra,et al.  Convergence in pigmentation at multiple levels: mutations, genes and function , 2010, Philosophical Transactions of the Royal Society B: Biological Sciences.

[112]  T. Schöneberg,et al.  Molecular and functional basis of phenotypic convergence in white lizards at White Sands , 2009, Proceedings of the National Academy of Sciences.

[113]  J. Willis,et al.  Genetic divergence causes parallel evolution of flower color in Chilean Mimulus. , 2009, The New phytologist.

[114]  Hsin-Hung Chou,et al.  Asymmetric, Bimodal Trade-Offs During Adaptation of Methylobacterium to Distinct Growth Substrates , 2009, Evolution; international journal of organic evolution.

[115]  J. Isaac,et al.  Convergent body flattening in a clade of tropical rock-using lizards (Scincidae: Lygosominae) , 2008 .

[116]  P. Brakefield,et al.  Developmental constraints versus flexibility in morphological evolution , 2002, Nature.

[117]  J. Travis,et al.  How and When Selection Experiments Might Actually be Useful1 , 2005, Integrative and comparative biology.

[118]  J. Norman,et al.  Identical Skin Toxins by Convergent Molecular Adaptation in Frogs , 2010, Current Biology.

[119]  Jianzhi Zhang Parallel functional changes in the digestive RNases of ruminants and colobines by divergent amino acid substitutions. , 2003, Molecular biology and evolution.

[120]  Chapter 10 Adaptation , Development , and the Quest for Common Ground , 2005 .

[121]  T. Garland,et al.  Time Budgets, Thermoregulation, and Maximal Locomotor Performance: Are Reptiles Olympians or Boy Scouts? , 1988 .

[122]  D. Wake Homoplasy: The Result of Natural Selection, or Evidence of Design Limitations? , 1991, The American Naturalist.

[123]  H. Wichman,et al.  Experimental evolution of viruses: Microviridae as a model system , 2010, Philosophical Transactions of the Royal Society B: Biological Sciences.