Space-Time Smoothing of Complex Survey Data: Small Area Estimation for Child Mortality.

Many people living in low and middle-income countries are not covered by civil registration and vital statistics systems. Consequently, a wide variety of other types of data including many household sample surveys are used to estimate health and population indicators. In this paper we combine data from sample surveys and demographic surveillance systems to produce small area estimates of child mortality through time. Small area estimates are necessary to understand geographical heterogeneity in health indicators when full-coverage vital statistics are not available. For this endeavor spatio-temporal smoothing is beneficial to alleviate problems of data sparsity. The use of conventional hierarchical models requires careful thought since the survey weights may need to be considered to alleviate bias due to non-random sampling and non-response. The application that motivated this work is estimation of child mortality rates in five-year time intervals in regions of Tanzania. Data come from Demographic and Health Surveys conducted over the period 1991-2010 and two demographic surveillance system sites. We derive a variance estimator of under five years child mortality that accounts for the complex survey weighting. For our application, the hierarchical models we consider include random effects for area, time and survey and we compare models using a variety of measures including the conditional predictive ordinate (CPO). The method we propose is implemented via the fast and accurate integrated nested Laplace approximation (INLA).

[1]  Alan D. Lopez,et al.  Global, regional, and national levels of neonatal, infant, and under-5 mortality during 1990–2013: a systematic analysis for the Global Burden of Disease Study 2013 , 2014, The Lancet.

[2]  E. Doheny United States Agency for International Development , 2011 .

[3]  H. Rue,et al.  Scaling intrinsic Gaussian Markov random field priors in spatial modelling , 2014 .

[4]  Stephen P. Jenkins,et al.  Easy Estimation Methods for Discrete-Time Duration Models , 1995 .

[5]  Jon Pedersen,et al.  Child Mortality Estimation: Appropriate Time Periods for Child Mortality Estimates from Full Birth Histories , 2012, PLoS medicine.

[6]  Leonhard Held,et al.  Posterior and Cross-validatory Predictive Checks: A Comparison of MCMC and INLA , 2010 .

[7]  T. Robinson,et al.  Sustainable Development Goals , 2016 .

[8]  D. Horvitz,et al.  A Generalization of Sampling Without Replacement from a Finite Universe , 1952 .

[9]  A. Ezeh,et al.  Health and demographic surveillance systems: a step towards full civil registration and vital statistics system in sub-Sahara Africa? , 2012, BMC Public Health.

[10]  N. G. Best,et al.  The deviance information criterion: 12 years on , 2014 .

[11]  J. Wakefield,et al.  Bayesian inference for generalized linear mixed models. , 2010, Biostatistics.

[12]  Jon Wakefield,et al.  Multi-level modelling, the ecologic fallacy, and hybrid study designs. , 2009, International journal of epidemiology.

[13]  D. Binder On the variances of asymptotically normal estimators from complex surveys , 1983 .

[14]  J. Besag,et al.  Bayesian image restoration, with two applications in spatial statistics , 1991 .

[15]  Emmanuela Gakidou,et al.  Estimation of district-level under-5 mortality in Zambia using birth history data, 1980-2010. , 2014, Spatial and spatio-temporal epidemiology.

[16]  Robert D. Tortora,et al.  Sampling: Design and Analysis , 2000 .

[17]  S. Clark,et al.  Young Children's Probability of Dying Before and After Their Mother's Death: A Rural South African Population-Based Surveillance Study , 2013, PLoS medicine.

[18]  J. Hussein,et al.  The Millennium Development Goals. , 2012 .

[19]  M. Plummer Penalized loss functions for Bayesian model comparison. , 2008, Biostatistics.

[20]  H. Rue,et al.  Approximate Bayesian inference for latent Gaussian models by using integrated nested Laplace approximations , 2009 .

[21]  Andrew Gelman,et al.  Struggles with survey weighting and regression modeling , 2007, 0710.5005.

[22]  Mi Macro Internationa Tanzania Demographic and Health Survey 1996 , 1997 .

[23]  H. Becher,et al.  Risk factors for childhood mortality in sub-Saharan Africa. A comparison of data from a Demographic and Health Survey and from a Demographic Surveillance System. , 2006, Acta tropica.

[24]  Bradley P. Carlin,et al.  Bayesian measures of model complexity and fit , 2002 .

[25]  Leonhard Held,et al.  Gaussian Markov Random Fields: Theory and Applications , 2005 .

[26]  Jin Rou New,et al.  Global estimation of child mortality using a Bayesian B-spline Bias-reduction model , 2013, 1309.1602.

[27]  Jin Rou New,et al.  Child Mortality Estimation 2013: An Overview of Updates in Estimation Methods by the United Nations Inter-Agency Group for Child Mortality Estimation , 2014, PloS one.

[28]  L Knorr-Held,et al.  Bayesian modelling of inseparable space-time variation in disease risk. , 2000, Statistics in medicine.

[29]  P. Byass,et al.  DSS and DHS: longitudinal and cross-sectional viewpoints on child and adolescent mortality in Ethiopia , 2007, Population health metrics.

[30]  Thomas Lumley,et al.  Analysis of Complex Survey Samples , 2004 .

[31]  P. Byass,et al.  The distribution and effects of child mortality risk factors in Ethiopia: a comparison of estimates from DSS and DHS. , 2010 .

[32]  Paul D. Allison,et al.  Event History Analysis : Regression for Longitudinal Event Data , 1984 .

[33]  Jon Wakefield,et al.  A comparison of spatial smoothing methods for small area estimation with sampling weights. , 2014, Spatial statistics.

[34]  Leonhard Held,et al.  Spatio‐temporal disease mapping using INLA , 2011 .