The evolution of large ocean waves: the role of local and rapid spectral changes

This paper concerns the formation of large-focused or near-focused waves in both unidirectional and directional sea-states. When the crests of wave components of varying frequency superimpose at one point in space and time, a large, transient, focused wave can occur. These events are believed to be representative of the largest waves arising in a random sea and, as such, are of importance to the design of marine structures. The details of how such waves form also offer an explanation for the formation of the so-called freak or rogue waves in deep water. The physical mechanisms that govern the evolution of focused waves have been investigated by applying both the fully nonlinear wave model of Bateman et al. (Bateman et al. 2001 J. Comput. Phys. 174, 277–305) and the Zakharov's evolution equation (Zakharov 1968 J. Appl. Mech. Tech. Phys. 9, 190–194). Aspects of these two wave models are complementary, and their combined use allows the full nonlinearity to be considered and, at the same time, provides insights into the dominant physical processes. In unidirectional seas, it has been shown that the local evolution of the wave spectrum leads to larger maximum crest elevations. In contrast, in directional seas, the maximum crest elevation is well predicted by a second-order theory based on the underlying spectrum, but the shape of the largest wave is not. The differences between the evolution of large waves in unidirectional and directional sea-states have been investigated by analysing the results of Bateman et al. (2001) using a number of spectral analysis techniques. It has been shown that during the formation of a focused wave event, there are significant and rapid changes to the underlying wave spectrum. These changes alter both the amplitude of the wave components and their dispersive properties. Importantly, in unidirectional sea-states, the bandwidth of the spectrum typically increases; whereas, in directional sea-states it decreases. The changes to the wave spectra have been investigated using Zakharov's equation (1968). This has shown that the third-order resonant effects dominate changes to both the amplitude of the wave components and the dispersive properties of the wave group. While this is the case in both unidirectional and directional sea-states, the consequences are very different. By examining these consequences, directional sea-states in which large wave events that are higher and steeper than second-order theory would predict have been identified. This has implications for the types of sea-states in which rogue waves are most likely to occur.