Joint Resource Allocation for Linear Precoding in Downlink Massive MIMO Systems

We study joint proportional-fair (PF) resource allocation (RA), including user selection, linear precoding design, power optimization, and modulation and coding scheme selection, in a single-cell downlink massive MIMO (m-MIMO) system over consecutive time-slots when taking per-antenna power constraints (PAPCs) into account. We formulate the general PF joint RA optimization problem as a weighted sum-rate maximization problem at each time-slot and develop a solution technique to obtain a quasi-optimal feasible solution via the introduction of auxiliary variables and a carefully chosen approximation of the spectral-efficiency function. To obtain results for larger settings (i.e., larger number of antennas and users), we propose an approximation to the general problem that yields quasi-optimal feasible solutions. Moreover, we consider state-of-the-art linear precoding techniques and propose a general heuristic RA scheme that takes PAPCs into account. Numerical results show that PAPCs have significant impact on performance even for a very large number of antennas, and that the best existing linear precoding technique, RZFT (regularized zero-forcing transmission) performs very well when RA is performed carefully as long as the PAPCs are not tight. However, RZFT is far from optimal under tight PAPCs, which highlights the need for practical PAPC-aware precoding techniques in this regime.

[1]  Jianzhong Zhang,et al.  Proportional-Fair Resource Allocation for Coordinated Multi-Point Transmission in LTE-Advanced , 2016, IEEE Transactions on Wireless Communications.

[2]  Holger Boche,et al.  Downlink MMSE Transceiver Optimization for Multiuser MIMO Systems: Duality and Sum-MSE Minimization , 2007, IEEE Transactions on Signal Processing.

[3]  Meixia Tao,et al.  A New SLNR-Based Linear Precoding for Downlink Multi-User Multi-Stream MIMO Systems , 2010, IEEE Communications Letters.

[4]  Martin Haardt,et al.  An introduction to the multi-user MIMO downlink , 2004, IEEE Communications Magazine.

[5]  Erik G. Larsson,et al.  Massive MIMO With Spatially Correlated Rician Fading Channels , 2018, IEEE Transactions on Communications.

[6]  Andrea J. Goldsmith,et al.  Degrees of freedom in adaptive modulation: a unified view , 2001, IEEE Trans. Commun..

[7]  Andrea Pacifici,et al.  Price of Fairness for allocating a bounded resource , 2015, Eur. J. Oper. Res..

[8]  Ha H. Nguyen,et al.  Equal-Gain Transmission in Massive MIMO Systems Under Ricean Fading , 2018, IEEE Transactions on Vehicular Technology.

[9]  Lajos Hanzo,et al.  Survey of Large-Scale MIMO Systems , 2015, IEEE Communications Surveys & Tutorials.

[10]  Hervé Rivano,et al.  Optimization method for the joint allocation of modulation schemes, coding rates, resource blocks and power in self-organizing LTE networks , 2011, 2011 Proceedings IEEE INFOCOM.

[11]  Dawei Ying,et al.  Kronecker product correlation model and limited feedback codebook design in a 3D channel model , 2014, 2014 IEEE International Conference on Communications (ICC).

[12]  Dezhong Peng,et al.  Massive MIMO Linear Precoding: A Survey , 2018, IEEE Systems Journal.

[13]  Sergey L. Loyka,et al.  Channel capacity of MIMO architecture using the exponential correlation matrix , 2001, IEEE Communications Letters.

[14]  Erik G. Larsson,et al.  Massive MIMO for next generation wireless systems , 2013, IEEE Communications Magazine.

[15]  Erik G. Larsson,et al.  Scaling Up MIMO: Opportunities and Challenges with Very Large Arrays , 2012, IEEE Signal Process. Mag..

[16]  Luc Vandendorpe,et al.  Power Allocation for Energy Efficient Multiple Antenna Systems With Joint Total and Per-Antenna Power Constraints , 2018, IEEE Transactions on Communications.

[17]  Adão Silva,et al.  An Overview on Resource Allocation Techniques for Multi-User MIMO Systems , 2016, IEEE Communications Surveys & Tutorials.

[18]  Fabrice Valois,et al.  Robust Planning and Operation of Multi-Cell Homogeneous and Heterogeneous Networks , 2020, IEEE Transactions on Network and Service Management.

[19]  Frank Kelly,et al.  Rate control for communication networks: shadow prices, proportional fairness and stability , 1998, J. Oper. Res. Soc..

[20]  Witold A. Krzymien,et al.  Simplified Fair Scheduling and Antenna Selection Algorithms for Multiuser MIMO Orthogonal Space-Division Multiplexing Downlink , 2009, IEEE Transactions on Vehicular Technology.

[21]  Emil Björnson,et al.  Massive MIMO Networks: Spectral, Energy, and Hardware Efficiency , 2018, Found. Trends Signal Process..

[22]  Eryk Dutkiewicz,et al.  Efficient Zero-Forcing Precoder Design for Weighted Sum-Rate Maximization With Per-Antenna Power Constraint , 2018, IEEE Transactions on Vehicular Technology.

[23]  Mohamed-Slim Alouini,et al.  Asymptotic Analysis of RZF in Large-Scale MU-MIMO Systems Over Rician Channels , 2019, IEEE Transactions on Information Theory.

[24]  H. Boche,et al.  Nash Bargaining and Proportional Fairness for Wireless Systems , 2009, IEEE/ACM Transactions on Networking.

[25]  Timothy N. Davidson,et al.  Low-Complexity Robust MISO Downlink Precoder Design With Per-Antenna Power Constraints , 2018, IEEE Transactions on Signal Processing.

[26]  Yongming Huang,et al.  Joint Design of User Association and Power Allocation With Proportional Fairness in Massive MIMO HetNets , 2017, IEEE Access.

[27]  Sergey Loyka,et al.  The Capacity of Gaussian MIMO Channels Under Total and Per-Antenna Power Constraints , 2016, IEEE Transactions on Communications.

[28]  F. Boccardi,et al.  Zero-Forcing Precoding for the MIMO Broadcast Channel under Per-Antenna Power Constraints , 2006, 2006 IEEE 7th Workshop on Signal Processing Advances in Wireless Communications.

[29]  Dimitris Bertsimas,et al.  The Price of Fairness , 2011, Oper. Res..

[30]  A. Lee Swindlehurst,et al.  A vector-perturbation technique for near-capacity multiantenna multiuser communication-part II: perturbation , 2005, IEEE Transactions on Communications.

[31]  Dongweon Yoon,et al.  Bounds for Eigenvalues of Spatial Correlation Matrices With the Exponential Model in MIMO Systems , 2017, IEEE Transactions on Wireless Communications.

[32]  Andrea J. Goldsmith,et al.  On the optimality of multiantenna broadcast scheduling using zero-forcing beamforming , 2006, IEEE Journal on Selected Areas in Communications.

[33]  Zhi-Quan Luo,et al.  An iteratively weighted MMSE approach to distributed sum-utility maximization for a MIMO interfering broadcast channel , 2011, 2011 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[34]  Emil Björnson,et al.  Enhanced Fairness and Scalability of Power Control Schemes in Multi-Cell Massive MIMO , 2020, IEEE Transactions on Communications.

[35]  Giuseppe Caire,et al.  Joint User Scheduling, Power Allocation, and Precoding Design for Massive MIMO Systems: A Principal Component Analysis Approach , 2018, 2018 IEEE International Symposium on Information Theory (ISIT).

[36]  Catherine Rosenberg,et al.  Uplink Scheduling in Multi-Cell OFDMA Networks: A Comprehensive Study , 2021, IEEE Transactions on Mobile Computing.

[37]  D. Anderson,et al.  Algorithms for minimization without derivatives , 1974 .

[38]  Catherine Rosenberg,et al.  Resource Allocation, Transmission Coordination and User Association in Heterogeneous Networks: A Flow-Based Unified Approach , 2013, IEEE Transactions on Wireless Communications.

[39]  Lei Ying,et al.  Communication Networks - An Optimization, Control, and Stochastic Networks Perspective , 2014 .

[40]  A. Lee Swindlehurst,et al.  A vector-perturbation technique for near-capacity multiantenna multiuser communication-part I: channel inversion and regularization , 2005, IEEE Transactions on Communications.