Challenges to Estimating Tree Height via LiDAR in Closed-Canopy Forests: A Parable from Western Oregon

We examine the accuracy of tree height estimates obtained via light detection and ranging (LiDAR) in a temperate rainforest characterized by complex terrain, steep slopes, and high canopy cover. The evaluation was based on precise top and base locations for 1,000 trees in 45 plots distributed across three forest types, a dense network of ground elevation recordings obtained with survey grade equipment, and LiDAR data from high return density acquisitions at leaf-on and leaf-off conditions. Overall, LiDAR error exceeded 10% of tree height for 60% of the trees and 43% of the plots at leaf-on and 55% of the trees and 38% of the plots at leaf-off. Total error was decomposed into contributions from errors in the estimates of tree top height, ground elevation model, and tree lean, and the relationships between those errors and stand- and site-level variables were explored. The magnitude of tree height error was much higher than those documented in other studies. These findings, coupled with observations that indicate suboptimal performance of standard algorithms for data preprocessing, suggest that obtaining accurate estimates of tree height via LiDAR in conditions similar to those in the US Pacific Northwest may require substantial investments in laser analysis techniques research and reevaluation of laser data acquisition specifications. FOR .S CI. 56(2):139 -155.

[1]  S. Popescu,et al.  A voxel-based lidar method for estimating crown base height for deciduous and pine trees , 2008 .

[2]  Norbert Pfeifer,et al.  Repetitive interpolation: A robust algorithm for DTM generation from Aerial Laser Scanner Data in forested terrain☆ , 2007 .

[3]  P. Gong,et al.  Filtering airborne laser scanning data with morphological methods , 2007 .

[4]  Heiko Balzter,et al.  The application of Lidar in woodland bird ecology: climate, canopy structure and habitat quality , 2006 .

[5]  Laura Chasmer,et al.  Examining the Influence of Changing Laser Pulse Repetition Frequencies on Conifer Forest Canopy Returns , 2006 .

[6]  S. Reutebuch,et al.  A rigorous assessment of tree height measurements obtained using airborne lidar and conventional field methods , 2006 .

[7]  S. Reutebuch,et al.  Estimating forest canopy fuel parameters using LIDAR data , 2005 .

[8]  Juha Hyyppä,et al.  The accuracy of estimating individual tree variables with airborne laser scanning in a boreal nature reserve , 2004 .

[9]  George Vosselman,et al.  Experimental comparison of filter algorithms for bare-Earth extraction from airborne laser scanning point clouds , 2004 .

[10]  D. Roberts,et al.  Small-footprint lidar estimation of sub-canopy elevation and tree height in a tropical rain forest landscape , 2004 .

[11]  J. Hyyppä,et al.  Automatic detection of harvested trees and determination of forest growth using airborne laser scanning , 2004 .

[12]  W. W. Carson,et al.  Accuracy of a high-resolution lidar terrain model under a conifer forest canopy , 2003 .

[13]  R. Hill,et al.  Quantifying canopy height underestimation by laser pulse penetration in small-footprint airborne laser scanning data , 2003 .

[14]  Chengcui Zhang,et al.  A progressive morphological filter for removing nonground measurements from airborne LIDAR data , 2003, IEEE Trans. Geosci. Remote. Sens..

[15]  S. Roberts,et al.  Influence of Fusing Lidar and Multispectral Imagery on Remotely Sensed Estimates of Stand Density and Mean Tree Height in a Managed Loblolly Pine Plantation , 2003, Forest Science.

[16]  Tomas Brandtberg Detection and analysis of individual leaf-off tree crowns in small footprint, high sampling density lidar data from the eastern deciduous forest in North America , 2003 .

[17]  M. Flood,et al.  LiDAR remote sensing of forest structure , 2003 .

[18]  M. Hodgson,et al.  An evaluation of LIDAR- and IFSAR-derived digital elevation models in leaf-on conditions with USGS Level 1 and Level 2 DEMs , 2003 .

[19]  Randolph H. Wynne,et al.  Estimating plot-level tree heights with lidar : local filtering with a canopy-height based variable window size , 2002 .

[20]  E. Næsset Predicting forest stand characteristics with airborne scanning laser using a practical two-stage procedure and field data , 2002 .

[21]  Timothy C. Coburn,et al.  Geostatistics for Natural Resources Evaluation , 2000, Technometrics.

[22]  Peter Axelsson,et al.  Processing of laser scanner data-algorithms and applications , 1999 .

[23]  K. Kraus,et al.  Determination of terrain models in wooded areas with airborne laser scanner data , 1998 .

[24]  M. Kováts A large-scale aerial photographic technique for measuring tree heights on long-term forest installations : Practical paper , 1997 .

[25]  E. Næsset Determination of mean tree height of forest stands using airborne laser scanner data , 1997 .

[26]  Xinhua Zhuang,et al.  Image Analysis Using Mathematical Morphology , 1987, IEEE Transactions on Pattern Analysis and Machine Intelligence.

[27]  J. K. Hall,et al.  APPLICATION OF LARGE-SCALE PHOTOGRAPHY TO A FOREST INVENTORY , 1975 .

[28]  P. Litkey,et al.  Algorithms and methods of airborne laser-scanning for forest measurements , 2004 .

[29]  M. Wulder,et al.  THE CURRENT STATUS OF LASER SCANNING OF FORESTS IN CANADA AND AUSTRALIA , 2003 .

[30]  I. Dowman,et al.  TERRAIN SURFACE RECONSTRUCTION BY THE USE OF TETRAHEDRON MODEL WITH THE MDL CRITERION , 2002 .

[31]  Åsa Persson,et al.  Detecting and measuring individual trees using an airborne laser scanner , 2002 .

[32]  W. Cohen,et al.  Lidar Remote Sensing for Ecosystem Studies , 2002 .

[33]  Juha Hyyppä,et al.  Elevation accuracy of laser scanning-derived digital terrain and target models in forest environment , 2001 .

[34]  G. Sithole FILTERING OF LASER ALTIMETRY DATA USING A SLOPE ADAPTIVE FILTER , 2001 .

[35]  M. Elmqvist,et al.  TERRAIN MODELLING AND ANALYSIS USING LASER SCANNER DATA , 2001 .

[36]  G. Vosselman SLOPE BASED FILTERING OF LASER ALTIMETRY DATA , 2000 .

[37]  P. Lohmann,et al.  APPROACHES TO THE FILTERING OF LASER SCANNER DATA , 2000 .

[38]  J. Means,et al.  Predicting forest stand characteristics with airborne scanning lidar , 2000 .

[39]  N. Pillsbury,et al.  Equations for total, wood, and saw-log volume for thirteen California hardwoods / , 1984 .