Exploiting Spatial Channel Covariance for Hybrid Precoding in Massive MIMO Systems

We propose a new hybrid precoding technique for massive multi-input multi-output (MIMO) systems using spatial channel covariance matrices in the analog precoder design. Applying a regularized zero-forcing precoder for the baseband precoding matrix, we find an unconstrained analog precoder that maximizes signal-to-leakage-plus-noise ratio (SLNR) while ignoring analog phase shifter constraints. Subsequently, we develop a technique to design a constrained analog precoder that mimics the obtained unconstrained analog precoder under phase shifter constraints. The main idea is to adopt an additional baseband precoding matrix, which we call a compensation matrix. We analyze the SLNR loss due to the proposed hybrid precoding compared to fully digital precoding, and determine which factors have a significant impact on this loss. In the simulations, we show that if the channel is spatially correlated and the number of users is smaller than the number of RF chains, the SLNR loss becomes negligible compared to fully digital precoding. The main benefit of our method stems from the use of spatial channel matrices in such a way that not only is each user's desired signal considered, but also the inter-user interference is incorporated in the analog precoder design.

[1]  A.F. Molisch,et al.  Variable-phase-shift-based RF-baseband codesign for MIMO antenna selection , 2005, IEEE Transactions on Signal Processing.

[2]  Angela Doufexi,et al.  On the Equivalence Between SLNR and MMSE Precoding Schemes with Single-Antenna Receivers , 2012, IEEE Communications Letters.

[3]  Khaled Ben Letaief,et al.  Alternating Minimization Algorithms for Hybrid Precoding in Millimeter Wave MIMO Systems , 2016, IEEE Journal of Selected Topics in Signal Processing.

[4]  R. Couillet,et al.  Random Matrix Methods for Wireless Communications: Estimation , 2011 .

[5]  Robert W. Heath,et al.  Dynamic Subarrays for Hybrid Precoding in Wideband mmWave MIMO Systems , 2016, IEEE Transactions on Wireless Communications.

[6]  Max H. M. Costa,et al.  Writing on dirty paper , 1983, IEEE Trans. Inf. Theory.

[7]  Robert W. Heath,et al.  Optimal User Loading in Massive MIMO Systems With Regularized Zero Forcing Precoding , 2016, IEEE Wireless Communications Letters.

[8]  Robert W. Heath,et al.  An overview of limited feedback in wireless communication systems , 2008, IEEE Journal on Selected Areas in Communications.

[9]  Robert W. Heath,et al.  Hybrid precoding for millimeter wave cellular systems with partial channel knowledge , 2013, 2013 Information Theory and Applications Workshop (ITA).

[10]  Xiaodai Dong,et al.  How to approach zero-forcing under RF chain limitations in large mmWave multiuser systems? , 2014, 2014 IEEE/CIC International Conference on Communications in China (ICCC).

[11]  Xiaodai Dong,et al.  Low-Complexity Hybrid Precoding in Massive Multiuser MIMO Systems , 2014, IEEE Wireless Communications Letters.

[12]  Ali H. Sayed,et al.  A Leakage-Based Precoding Scheme for Downlink Multi-User MIMO Channels , 2007, IEEE Transactions on Wireless Communications.

[13]  Robert W. Heath,et al.  Augmented covariance estimation with a cyclic approach in DOA , 2015, 2015 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[14]  Ali H. Sayed,et al.  Active Antenna Selection in Multiuser MIMO Communications , 2007, IEEE Transactions on Signal Processing.

[15]  Kah Chan Teh,et al.  Energy and Spectral Efficiency of Leakage-Based Precoding for Large-Scale MU-MIMO Systems , 2015, IEEE Communications Letters.

[16]  Alle-Jan van der Veen,et al.  Analog Beamforming in MIMO Communications With Phase Shift Networks and Online Channel Estimation , 2010, IEEE Transactions on Signal Processing.

[17]  Robert W. Heath,et al.  Achievable rates of multi-user millimeter wave systems with hybrid precoding , 2015, 2015 IEEE International Conference on Communication Workshop (ICCW).

[18]  Robert W. Heath,et al.  Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems , 2014, IEEE Journal of Selected Topics in Signal Processing.

[19]  A. Lee Swindlehurst,et al.  A vector-perturbation technique for near-capacity multiantenna multiuser communication-part I: channel inversion and regularization , 2005, IEEE Transactions on Communications.

[20]  Robert W. Heath,et al.  Adaptive hybrid precoding and combining in MmWave multiuser MIMO systems based on compressed covariance estimation , 2015, 2015 IEEE 6th International Workshop on Computational Advances in Multi-Sensor Adaptive Processing (CAMSAP).

[21]  Robert W. Heath,et al.  Designing structured tight frames via an alternating projection method , 2005, IEEE Transactions on Information Theory.

[22]  Xiaodai Dong,et al.  Hybrid Block Diagonalization for Massive Multiuser MIMO Systems , 2015, IEEE Transactions on Communications.

[23]  Edin Zhang,et al.  On Achieving Optimal Rate of Digital Precoder by RF-Baseband Codesign for MIMO Systems , 2014, 2014 IEEE 80th Vehicular Technology Conference (VTC2014-Fall).

[24]  Sen Wang,et al.  Large scale antenna system with hybrid digital and analog beamforming structure , 2014, 2014 IEEE International Conference on Communications Workshops (ICC).

[25]  Vincent K. N. Lau,et al.  Phase Only RF Precoding for Massive MIMO Systems With Limited RF Chains , 2014, IEEE Transactions on Signal Processing.

[26]  Junho Lee,et al.  Channel Estimation via Orthogonal Matching Pursuit for Hybrid MIMO Systems in Millimeter Wave Communications , 2016, IEEE Transactions on Communications.

[27]  Emil Björnson,et al.  Optimal Resource Allocation in Coordinated Multi-Cell Systems , 2013, Found. Trends Commun. Inf. Theory.

[28]  Wei Yu,et al.  Hybrid Digital and Analog Beamforming Design for Large-Scale Antenna Arrays , 2016, IEEE Journal of Selected Topics in Signal Processing.

[29]  Md Saifur Rahman,et al.  Multi-user MIMO strategies for a millimeter wave communication system using hybrid beam-forming , 2015, 2015 IEEE International Conference on Communications (ICC).

[30]  Robert W. Heath,et al.  Spatial channel covariance estimation for mmWave hybrid MIMO architecture , 2016, 2016 50th Asilomar Conference on Signals, Systems and Computers.

[31]  Youngchul Sung,et al.  Two-Stage Beamformer Design for Massive MIMO Downlink By Trace Quotient Formulation , 2014, IEEE Transactions on Communications.

[32]  Long Bao Le,et al.  Beamforming for multiuser massive MIMO systems: Digital versus hybrid analog-digital , 2014, 2014 IEEE Global Communications Conference.

[33]  Robert W. Heath,et al.  Low Complexity Hybrid Precoding Strategies for Millimeter Wave Communication Systems , 2016, IEEE Transactions on Wireless Communications.

[34]  W. Haemers Interlacing eigenvalues and graphs , 1995 .

[35]  Kyungwhoon Cheun,et al.  Millimeter-wave beamforming as an enabling technology for 5G cellular communications: theoretical feasibility and prototype results , 2014, IEEE Communications Magazine.

[36]  Mérouane Debbah,et al.  Large System Analysis of Linear Precoding in Correlated MISO Broadcast Channels Under Limited Feedback , 2009, IEEE Transactions on Information Theory.

[37]  Vincent K. N. Lau,et al.  Impact of CSI Knowledge on the Codebook-Based Hybrid Beamforming in Massive MIMO , 2016, IEEE Transactions on Signal Processing.

[38]  Robert W. Heath,et al.  Limited Feedback Hybrid Precoding for Multi-User Millimeter Wave Systems , 2014, IEEE Transactions on Wireless Communications.

[39]  Robert W. Heath,et al.  Spatially Sparse Precoding in Millimeter Wave MIMO Systems , 2013, IEEE Transactions on Wireless Communications.

[40]  Giuseppe Caire,et al.  Joint Spatial Division and Multiplexing—The Large-Scale Array Regime , 2013, IEEE Transactions on Information Theory.

[41]  Emil Björnson,et al.  Exploiting Quantized Channel Norm Feedback Through Conditional Statistics in Arbitrarily Correlated MIMO Systems , 2009, IEEE Transactions on Signal Processing.