Robust adaptive beamforming for general-rank signal models

The performance of adaptive beamforming methods is known to degrade severely in the presence of even small mismatches between the actual and presumed array responses to the desired signal. Such mismatches may frequently occur in practical situations because of violation of underlying assumptions on the environment, sources, or sensor array. This is especially true when the desired signal components are present in the beamformer "training" data snapshots because in this case, the adaptive array performance is very sensitive to array and model imperfections. The similar phenomenon of performance degradation can occur even when the array response to the desired signal is known exactly, but the training sample size is small. We propose a new powerful approach to robust adaptive beamforming in the presence of unknown arbitrary-type mismatches of the desired signal array response. Our approach is developed for the most general case of an arbitrary dimension of the desired signal subspace and is applicable to both the rank-one (point source) and higher rank (scattered source/fluctuating wavefront) desired signal models. The proposed robust adaptive beamformers are based on explicit modeling of uncertainties in the desired signal array response and data covariance matrix as well as worst-case performance optimization. Simple closed-form solutions to the considered robust adaptive beamforming problems are derived. Our new beamformers have a computational complexity comparable with that of the traditional adaptive beamforming algorithms, while, at the same time, offer a significantly improved robustness and faster convergence rates.

[1]  J. Capon,et al.  Multidimensional maximum-likelihood processing of a large aperture seismic array , 1967 .

[2]  H. Cox Line Array Performance When the Signal Coherence is Spatially Dependent , 1973 .

[3]  H. Cox Resolving power and sensitivity to mismatch of optimum array processors , 1973 .

[4]  I. Reed,et al.  Rapid Convergence Rate in Adaptive Arrays , 1974, IEEE Transactions on Aerospace and Electronic Systems.

[5]  L. E. Brennan,et al.  Adaptive arrays in airborne MTI radar , 1976 .

[6]  Randy L. Haupt,et al.  Introduction to Adaptive Arrays , 1980 .

[7]  L. J. Griffiths,et al.  An alternative approach to linearly constrained adaptive beamforming , 1982 .

[8]  Eric Hung,et al.  A Fast Beamforming Algorithm for Large Arrays , 1983, IEEE Transactions on Aerospace and Electronic Systems.

[9]  W. M. Carey Measurement of down‐slope sound propagation from a shallow source to a deep ocean receiver , 1986 .

[10]  L. Godara Error Analysis of the Optimal Antenna Array Processors , 1986, IEEE Transactions on Aerospace and Electronic Systems.

[11]  Juro Ohga,et al.  Adaptive microphone-array system for noise reduction , 1986, IEEE Trans. Acoust. Speech Signal Process..

[12]  Henry Cox,et al.  Robust adaptive beamforming , 2005, IEEE Trans. Acoust. Speech Signal Process..

[13]  T. Kailath,et al.  Direction of arrival estimation by eigenstructure methods with imperfect spatial coherence of wave fronts , 1988 .

[14]  B. Carlson Covariance matrix estimation errors and diagonal loading in adaptive arrays , 1988 .

[15]  Thomas M. Smith,et al.  Coherence effects on the detection performance of quadratic array processors, with applications to large-array matched-field beamforming , 1989, International Conference on Acoustics, Speech, and Signal Processing,.

[16]  Thomas M. Smith,et al.  Coherence effects on the detection performance of quadratic array processors, with applications to large‐array matched‐field beamforming , 1990 .

[17]  Barry D. Van Veen Minimum variance beamforming with soft response constraints , 1991, IEEE Trans. Signal Process..

[18]  Kai-Bor Yu,et al.  Recursive updating the eigenvalue decomposition of a covariance matrix , 1991, IEEE Trans. Signal Process..

[19]  LiWu Chang,et al.  Performance of DMI and eigenspace-based beamformers , 1992 .

[20]  Lloyd J. Griffiths,et al.  A projection approach for robust adaptive beamforming , 1994, IEEE Trans. Signal Process..

[21]  Shahrokh Valaee,et al.  Parametric localization of distributed sources , 1995, IEEE Trans. Signal Process..

[22]  Bin Yang,et al.  Projection approximation subspace tracking , 1995, IEEE Trans. Signal Process..

[23]  Mati Wax,et al.  Performance analysis of the minimum variance beamformer , 1995, 1995 International Conference on Acoustics, Speech, and Signal Processing.

[24]  Alex B. Gershman,et al.  Experimental results of localization of moving underwater signal by adaptive beamforming , 1995, IEEE Trans. Signal Process..

[25]  Mati Wax,et al.  Performance analysis of the minimum variance beamformer in the presence of steering vector errors , 1996, IEEE Trans. Signal Process..

[26]  K. M. Wong,et al.  Estimation of the directions of arrival of spatially dispersed signals in array processing , 1996 .

[27]  Mati Wax,et al.  Performance analysis of the minimum variance beamformer , 1996, IEEE Trans. Signal Process..

[28]  Jeffrey L. Krolik,et al.  The performance of matched-field beamformers with Mediterranean vertical array data , 1996, IEEE Trans. Signal Process..

[29]  Björn E. Ottersten,et al.  Estimation of nominal direction of arrival and angular spread using an array of sensors , 1996, Signal Process..

[30]  Gregori Vázquez,et al.  Robust beamforming for interference rejection in mobile communications , 1996, 1996 8th European Signal Processing Conference (EUSIPCO 1996).

[31]  Per Zetterberg,et al.  Mobile cellular communications with base station antenna arrays , 1997 .

[32]  A. Souloumiac,et al.  Matrix Fitting Approach to Direction of Arrival Estimation with Imperfect Spatial Coherence of Wavefronts , 1997 .

[33]  L. Godara Application of antenna arrays to mobile communications. II. Beam-forming and direction-of-arrival considerations , 1997, Proc. IEEE.

[34]  Klaus I. Pedersen,et al.  Spatial channel characteristics in outdoor environments and their impact on BS antenna system performance , 1998, VTC '98. 48th IEEE Vehicular Technology Conference. Pathway to Global Wireless Revolution (Cat. No.98CH36151).

[35]  Alexander G. Sazontov,et al.  Deep-water acoustic coherence at long ranges: theoretical prediction and effects on large-array signal processing , 1999 .

[36]  P. Stoica,et al.  Decoupled estimation of DOA and angular spread for spatially distributed sources , 1999 .

[37]  Joseph R. Guerci,et al.  On Periodic Autoregressive Processes Estimation , 2000 .

[38]  Seyong Kwon,et al.  Adaptive beamforming from the generalized eigenvalue problem with a linear complexity for a wideband CDMA channel , 1999, Gateway to 21st Century Communications Village. VTC 1999-Fall. IEEE VTS 50th Vehicular Technology Conference (Cat. No.99CH36324).

[39]  Preben E. Mogensen,et al.  A stochastic model of the temporal and azimuthal dispersion seen at the base station in outdoor propagation environments , 2000, IEEE Trans. Veh. Technol..

[40]  Petre Stoica,et al.  Approximate maximum likelihood estimators for array processing in multiplicative noise environments , 2000, IEEE Trans. Signal Process..

[41]  Kristine L. Bell,et al.  A Bayesian approach to robust adaptive beamforming , 2000, IEEE Trans. Signal Process..

[42]  Johann F. Böhme,et al.  Experimental performance of adaptive beamforming in a sonar environment with a towed array and moving interfering sources , 2000, IEEE Trans. Signal Process..

[43]  P. Stoica,et al.  Approximate maximum likelihood DOA estimation in multiplicative noise environments , 2000, Proceedings of the 2000 IEEE Sensor Array and Multichannel Signal Processing Workshop. SAM 2000 (Cat. No.00EX410).

[44]  A. Gershman,et al.  Direction finding in random inhomogeneous media in the presence of multiplicative noise , 2000, IEEE Signal Processing Letters.

[45]  Shahrokh Valaee,et al.  Distributed source localization using ESPRIT algorithm , 2001, IEEE Trans. Signal Process..

[46]  Zhi-Quan Luo,et al.  Robust adaptive beamforming using worst-case performance optimization via Second-Order Cone programming , 2002, 2002 IEEE International Conference on Acoustics, Speech, and Signal Processing.

[47]  Zhi-Quan Luo,et al.  Robust adaptive beamforming using worst-case performance optimization: a solution to the signal mismatch problem , 2003, IEEE Trans. Signal Process..