Is there universal recognition of emotion from facial expression? A review of the cross-cultural studies.

Emotions are universally recognized from facial expressions--or so it has been claimed. To support that claim, research has been carried out in various modern cultures and in cultures relatively isolated from Western influence. A review of the methods used in that research raises questions of its ecological, convergent, and internal validity. Forced-choice response format, within-subject design, preselected photographs of posed facial expressions, and other features of method are each problematic. When they are altered, less supportive or nonsupportive results occur. When they are combined, these method factors may help to shape the results. Facial expressions and emotion labels are probably associated, but the association may vary with culture and is loose enough to be consistent with various alternative accounts, 8 of which are discussed.

[1]  Alexander Bain,et al.  The Emotions and the Will , 1860, The British and foreign medico-chirurgical review.

[2]  C. Darwin The Expression of the Emotions in Man and Animals , .

[3]  D. Spalding The Principles of Psychology , 1873, Nature.

[4]  J. L.,et al.  Expression of the Emotions , 1887, Nature.

[5]  Experimental Psychology and Pedagogy, Tr. By R. Pintner , 1912 .

[6]  W. Dearborn Experimental Psychology and Pedagogy. , 1913 .

[7]  H. S. Langfeld Judgments of facial expression and suggestion. , 1918 .

[8]  H. S. Langfeld The judgment of emotions from facial expressions. , 1918 .

[9]  The Control of Another Person by Obscure Signs. , 1921 .

[10]  C. A. Ruckmick A preliminary study of the emotions. , 1921 .

[11]  J. Stainer,et al.  The Emotions , 1922, Nature.

[12]  D. E. Buzby The Interpretation of Facial Expression. , 1924 .

[13]  C. Landis Studies of Emotional Reactions. II. General Behavior and Facial Expression. , 1924 .

[14]  M. Sherman The differentiation of emotional responses in infants. II. The ability of observers to judge the emotional characteristics of the crying of infants, and of the voice of an adult. , 1927 .

[15]  S. Fernberger False suggestion and the Piderit model. , 1928 .

[16]  Aristotle,et al.  The Works of Aristotle , 1929, Nature.

[17]  J. Guilford An experiment in learning to read facial expression. , 1929 .

[18]  A. Jersild,et al.  Feelings and Emotions. , 1929 .

[19]  F. Goodenough The expression of the emotions in infancy. , 1931 .

[20]  Florence L. Goodenough,et al.  The relative potency of facial expression and verbal description of stimulus in the judgment of emotion. , 1931 .

[21]  F. Goodenough Expression of the emotions in a blind-deaf child. , 1932 .

[22]  S. Fiske,et al.  The Handbook of Social Psychology , 1935 .

[23]  O. Klineberg Emotional expression in Chinese literature. , 1938 .

[24]  R. Thouless Experimental Psychology , 1939, Nature.

[25]  N. Munn The effect of knowledge of the situation upon judgment of emotion from facial expressions. , 1940 .

[26]  J. Thompson Development of facial expression of emotion in blind and seeing children. , 1941 .

[27]  H. Scholsberg A scale for the judgment of facial expressions. , 1941 .

[28]  Weston Labarre,et al.  The cultural basis of emotions and gestures. , 1947 .

[29]  W. E. Vinacke The judgment of facial expressions by three national-racial groups in Hawaii; Caucasian faces. , 1949, Journal of personality.

[30]  H. D. Goldberg,et al.  The role of "cutting" in the perception of the motion picture. , 1951, The Journal of applied psychology.

[31]  H. Schlosberg The description of facial expressions in terms of two dimensions. , 1952, Journal of experimental psychology.

[32]  Nico H. Frijda,et al.  The understanding of facial expression of emotion. , 1953 .

[33]  J. Bruner,et al.  THE PERCEPTION OF PEOPLE , 1954 .

[34]  H. Schlosberg Three dimensions of emotion. , 1954, Psychological review.

[35]  Claude C. Buxton Feelings and Emotions , 1954, The Yale Journal of Biology and Medicine.

[36]  N. Frijda Facial expression and situational cues. , 1958, Journal of abnormal psychology.

[37]  H. Triandis,et al.  A restatement and test of Schlosberg's theory of emotion with two kinds of subjects from Greece. , 1958, Journal of Abnormal Psychology.

[38]  R. Abelson,et al.  Multidimensional scaling of facial expressions. , 1962, Journal of experimental psychology.

[39]  H. Helson,et al.  Adaptation-level theory , 1964 .

[40]  S. Tomkins,et al.  What and Where are the Primary Affects? Some Evidence for a Theory , 1964, Perceptual and motor skills.

[41]  A. Parducci Category judgment: a range-frequency model. , 1965, Psychological review.

[42]  C. Osgood Dimensionality of the semantic space for communication via facial expressions. , 1966, Scandinavian journal of psychology.

[43]  M. Manis,et al.  Context effects in communication. , 1967, Journal of personality and social psychology.

[44]  Elizabeth C. Evans,et al.  Physiognomics in the Ancient World , 1970 .

[45]  P. Ekman,et al.  Pan-Cultural Elements in Facial Displays of Emotion , 1969, Science.

[46]  R. Birdwhistell Kinesics and context , 1970 .

[47]  R. Howell,et al.  Accuracy of judging unposed emotional behavior in a natural setting: a replication study. , 1970, The Journal of social psychology.

[48]  D. Cüceloğlu Perception of Facial Expressions in Three Different Cultures , 1970 .

[49]  P. Ekman,et al.  Constants across cultures in the face and emotion. , 1971, Journal of personality and social psychology.

[50]  S G Watson,et al.  Judgment of emotion from facial and contextual cue combinations. , 1972, Journal of personality and social psychology.

[51]  P. Ekman Universals and cultural differences in facial expressions of emotion. , 1972 .

[52]  R. Hinde Concepts of emotion. , 1972, Ciba Foundation symposium.

[53]  R. Buck,et al.  Communication of affect through facial expressions in humans. , 1972, Journal of personality and social psychology.

[54]  I. Eibl-Eibesfeldt,et al.  The expressive behavior of the deaf-and-blind born , 1973 .

[55]  R. Buck,et al.  Sex, personality, and physiological variables in the communication of affect via facial expression. , 1974, Journal of personality and social psychology.

[56]  Michael T. Ghiselin,et al.  Darwin and Facial Expression: A Century of Research in Review.@@@Darwin on Man: A Psychological Study of Scientific Creativity. , 1974 .

[57]  Jacob Beck,et al.  Adaptation-level theory. , 1974 .

[58]  P. Ekman Unmasking The Face , 1975 .

[59]  E. Sorenson Culture and the Expression of Emotion , 1975 .

[60]  R. Passingham Social communication and movement : M. Von Cranach and I. Vine (eds.): Academic Press, London, 1973. viii + 489 pp. £8.50 , 1975 .

[61]  P. Ekman,et al.  Measuring facial movement , 1976 .

[62]  Ross Buck,et al.  Human motivation and emotion , 1976 .

[63]  P. Ekman Pictures of Facial Affect , 1976 .

[64]  E. Sorenson The Edge of the Forest: Land, Childhood, and Change in a New Guinea Protoagricultural Society , 1976 .

[65]  M. Yarczower,et al.  Recognition of Happy and Sad Facial Expressions among Baganda and U.S. Children , 1976 .

[66]  Clayton A. Robarchek frustration, aggression, and the nonviolent Semai , 1977 .

[67]  J. Valsiner,et al.  Recognition of facial expressions: An experimental investigation of Ekman's model. , 1977 .

[68]  D. Krantz Nebraska symposium on motivation 1977. , 1977, Nebraska Symposium on Motivation. Nebraska Symposium on Motivation.

[69]  R. Exline,et al.  The relative accuracy of U.S. British, and Mexican raters in judging the emotional displays of schizophrenic and normal U.S. women. , 1978, Journal of clinical psychology.

[70]  Michael Argyle,et al.  The intercultural recognition of emotional expressions by three national racial groups : English, Italian and Japanese , 1978 .

[71]  I. Eibl-Eibesfeldt Similarities and differences between cultures in expressive movements , 1979 .

[72]  A. W. Siegman,et al.  Nonverbal behavior and communication , 1979 .

[73]  M. Yarczower,et al.  Recognition and Imitation of Facial Expressions , 1980 .

[74]  S. Tomkins AFFECT AS AMPLIFICATION: SOME MODIFICATIONS IN THEORY , 1980 .

[75]  P. Ekman,et al.  Facial signs of emotional experience. , 1980 .

[76]  J. Russell A circumplex model of affect. , 1980 .

[77]  S. Thayer The effect of expression sequence and expressor identity on judgments of the intensity of facial expression , 1980 .

[78]  J. Boucher,et al.  Recognition of Facial Expression in Three Cultures , 1980 .

[79]  T. K. Srull,et al.  Category accessibility: Some theoretical and empirical issues concerning the processing of social stimulus information , 1981 .

[80]  R. Abelson Psychological status of the script concept. , 1981 .

[81]  R. Shor,et al.  The Judgment of Emotion from Facial Expressions, Contexts, and Their Combination , 1981 .

[82]  P. Ekman The face of man : expressions of universal emotions in a New Guinea village , 1981 .

[83]  S. Fiske,et al.  Social Psychology , 2019, Encyclopedia of Personality and Individual Differences.

[84]  Richard J. Davidson,et al.  Differential contributions of the two cerebral hemispheres to the perception of happy and sad faces , 1981, Neuropsychologia.

[85]  Theodore Shapiro,et al.  Measuring Emotions in Infants and Children , 1982 .

[86]  Luciano Arcuri,et al.  Emotion Recognition in Ethiopia , 1982 .

[87]  C. Brun Méthode pour apprendre à dessiner les passions : proposée dans une conférence sur l'expression générale et particulière , 1982 .

[88]  P. Ekman Emotion in the human face , 1982 .

[89]  C. W. Hughes Emotion: Theory, Research and Experience , 1982 .

[90]  The face of man: Expressions of universal emotions in a New Guinea village: by Paul Ekman. Garland STPM, NY, 1980. 143 pp. $25.00 , 1982 .

[91]  John T. Cacioppo,et al.  Social psychophysiology : a sourcebook , 1983 .

[92]  J. Polivy,et al.  A conical model for the taxonomy of emotional experience. , 1983 .

[93]  M. Yarczower,et al.  Ethnic bias in the recognition of facial expressions , 1983 .

[94]  Harold Knudsen,et al.  The effects of verbal statements of context on facial expressions of emotion , 1983 .

[95]  M. Shapiro Emotion in the Human Face. 2nd edition. Edited by P. Ekman. Cambridge: Cambridge University Press. 1983. Pp 439. £25.00, £9.95 (paperback). , 1983, British Journal of Psychiatry.

[96]  James A. Russell,et al.  Adaptation level and the affective appraisal of environments , 1984 .

[97]  J. Russell,et al.  Concept of Emotion Viewed From a Prototype Perspective , 1984 .

[98]  W. Rinn,et al.  The neuropsychology of facial expression: a review of the neurological and psychological mechanisms for producing facial expressions. , 1984, Psychological bulletin.

[99]  P. Ekman Expression and the Nature of Emotion , 1984 .

[100]  P. Ekman,et al.  Approaches To Emotion , 1985 .

[101]  D. Watson,et al.  Toward a consensual structure of mood. , 1985, Psychological bulletin.

[102]  Bruce Bowe The Face of Emotion , 1985 .

[103]  D. Chan Perception and Judgment of Facial Expressions Among the Chinese , 1985 .

[104]  W. Montgomery Chapter 2 – Charles Darwin's Thought on Expressive Mechanisms in Evolution , 1985 .

[105]  J. Russell,et al.  Fuzzy Concepts and the Perception of Emotion in Facial Expressions , 1986 .

[106]  P. Ekman,et al.  A new pan-cultural facial expression of emotion , 1986 .

[107]  Antony Stephen Reid Manstead,et al.  Communication of individual emotions by spontaneous facial expressions , 1986 .

[108]  Joshua R. Gerow Psychology: An Introduction , 1986 .

[109]  Francis T. McAndrew,et al.  A Cross-Cultural Study of Recognition Thresholds for Facial Expressions of Emotion , 1986 .

[110]  J. Russell,et al.  Concepts of emotion in developmental psychology , 1986 .

[111]  Affect, personality, and facial expressive characteristics of older people. , 1987 .

[112]  J. Russell,et al.  Relativity in the Perception of Emotion in Facial Expressions , 1987 .

[113]  J. Messina,et al.  Affect, personality, and facial expressive characteristics of older people. , 1987, Psychology and aging.

[114]  P. Ekman,et al.  DIFFERENCES Universals and Cultural Differences in the Judgments of Facial Expressions of Emotion , 2004 .

[115]  C. Nelson The recognition of facial expressions in the first two years of life: mechanisms of development. , 1987, Child development.

[116]  C. Izard,et al.  Perspectives on emotional development I: Differential emotions theory of early emotional development. , 1987 .

[117]  C. Izard,et al.  On the form and universality of the contempt expression: A challenge to Ekman and Friesen's claim of discovery , 1988 .

[118]  Ross Buck,et al.  Human motivation and emotion, 2nd ed. , 1988 .

[119]  Harald G. Wallbott In and out of context: Influences of facial expression and context information on emotion attributions , 1988 .

[120]  Paul Ekman,et al.  The universality of a contempt expression: A replication , 1988 .

[121]  M. T. Motley,et al.  Facial expression of emotion: A comparison of posed expressions versus spontaneous expressions in an interpersonal communication setting , 1988 .

[122]  P. Ekman,et al.  Who knows what about contempt: A reply to Izard and Haynes , 1988 .

[123]  Michelle Cohen,et al.  Sensitivity of Canadians, Latin Americans, Ethiopians, and Israelis to interracial facial expressions of emotions , 1988 .

[124]  William B. Gudykunst,et al.  Culture and interpersonal communication , 1988 .

[125]  P. Ekman The argument and evidence about universals in facial expressions of emotion. , 1989 .

[126]  J. Russell MEASURES OF EMOTION , 1989 .

[127]  A. Young,et al.  Handbook of Research on Face Processing , 1989 .

[128]  P. Johnson-Laird,et al.  The language of emotions: An analysis of a semantic field , 2013 .

[129]  Paul L. Harris,et al.  Children's understanding of emotion , 1989 .

[130]  J. Forgas,et al.  Recent advances in social psychology : an international perspective , 1989 .

[131]  J. Russell,et al.  A cross-cultural study of a circumplex model of affect. , 1989 .

[132]  A. Manstead,et al.  Handbook of social psychophysiology , 1989 .

[133]  P. Ekman,et al.  American-Japanese cultural differences in intensity ratings of facial expressions of emotion , 1989 .

[134]  C A Smith Dimensions of appraisal and physiological response in emotion. , 1989, Journal of personality and social psychology.

[135]  H. Oster PROCESSING FACIAL AFFECT , 1989 .

[136]  James A. Russell,et al.  Culture, scripts, and children's understanding of emotion. , 1989 .

[137]  R. Zajonc,et al.  Feeling and facial efference: implications of the vascular theory of emotion. , 1989, Psychological review.

[138]  G. Boulogne,et al.  The Mechanism of Human Facial Expression , 1990 .

[139]  U. Wikan Managing Turbulent Hearts: A Balinese Formula for Living , 1990 .

[140]  D. A. Kenny,et al.  Relative contributions of expressive behavior and contextual information to the judgment of the emotional state of another. , 1990, Journal of personality and social psychology.

[141]  A. Ortony,et al.  What's basic about basic emotions? , 1990, Psychological review.

[142]  C. Izard Facial expressions and the regulation of emotions. , 1990, Journal of personality and social psychology.

[143]  D. Matsumoto Cultural similarities and differences in display rules , 1990 .

[144]  B. Mullen,et al.  Facial asymmetry in emotional expression: A meta-analysis of research , 1991 .

[145]  J. A. Russell,et al.  The contempt expression and the relativity thesis , 1991 .

[146]  J. G. Carlson,et al.  Psychology of Emotion , 1991 .

[147]  P. Ekman,et al.  Contradictions in the study of contempt: What's it all about? Reply to Russell , 1991 .

[148]  J. Russell Culture and the categorization of emotions. , 1991, Psychological bulletin.

[149]  J. Russell Negative results on a reported facial expression of contempt , 1991 .

[150]  K. Strongman International review of studies on emotion , 1991 .

[151]  P. Ekman,et al.  Confusions about context in the judgment of facial expression: A reply to “the contempt expression and the relativity thesis” , 1991 .

[152]  A. J. Fridlund Evolution and facial action in reflex, social motive, and paralanguage , 1991, Biological Psychology.

[153]  A. J. Fridlund Sociality of Solitary Smiling: Potentiation by an Implicit Audience , 1991 .

[154]  H. Wallbott,et al.  Emotion category accessibility and the decoding of emotion from facial expression and context , 1991 .

[155]  Ron Sept Culture and Interpersonal Communication , 1991 .

[156]  L. Vistnes The Artist??s Complete Guide to Facial Expression , 1992 .

[157]  H. Oster,et al.  Adult Judgments and Fine-Grained Analysis of Infant Facial Expressions: Testing the Validity of A Priori Coding Formulas. , 1992 .

[158]  L. Rubin The Mechanism of Human Facial Expression , 1992 .

[159]  David Matsumoto,et al.  More evidence for the universality of a contempt expression , 1992 .

[160]  D. Matsumoto American-Japanese Cultural Differences in the Recognition of Universal Facial Expressions , 1992 .

[161]  B. Mesquita,et al.  Cultural variations in emotions: a review. , 1992, Psychological bulletin.

[162]  A. Epstein The Language of the Emotions , 1992 .

[163]  Klaus R. Scherer,et al.  What does facial expression express , 1992 .

[164]  D. Buss Is There a Universal Human Nature , 1992 .

[165]  K. Oatley Best Laid Schemes: The Psychology of Emotions , 1992 .

[166]  P. Ekman An argument for basic emotions , 1992 .

[167]  P. Ekman Are there basic emotions? , 1992, Psychological review.

[168]  B. Depaulo,et al.  Nonverbal behavior and self-presentation. , 1992, Psychological bulletin.

[169]  A. Ortony,et al.  Basic emotions: can conflicting criteria converge? , 1992, Psychological review.

[170]  K. Oatley,et al.  Human emotions: function and dysfunction. , 1992, Annual review of psychology.

[171]  C. Izard Basic emotions, relations among emotions, and emotion-cognition relations. , 1992, Psychological review.

[172]  H. Wagner On measuring performance in category judgment studies of nonverbal behavior , 1993 .

[173]  José-Miguel Fernández-Dols,et al.  On the clarity of expressive and contextual information in the recognition of emotions: A methodological critique , 1993 .

[174]  P. Ekman Facial expression and emotion. , 1993, The American psychologist.

[175]  J. Russell Forced-choice response format in the study of facial expression , 1993 .

[176]  A. J. Fridlund DARWIN'S ANTI-DARWINISM IN EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS , 1994 .

[177]  Stephanie Nelson,et al.  Context effects on the judgment of basic emotions in the face , 1995 .

[178]  Terri Gullickson,et al.  Social Psychology (2nd ed.). , 1995 .