Individual surgeon mortality rates: can outliers be detected? A national utility analysis

Objectives There is controversy on the proposed benefits of publishing mortality rates for individual surgeons. In some procedures, analysis at the level of an individual surgeon may lack statistical power. The aim was to determine the likelihood that variation in surgeon performance will be detected using published outcome data. Design A national analysis surgeon-level mortality rates to calculate the level of power for the reported mortality rate across multiple surgical procedures. Setting The UK from 2010 to 2014. Participants Surgeons who performed colon cancer resection, oesophagectomy or gastrectomy, elective aortic aneurysm repair, hip replacement, bariatric surgery or thyroidectomy. Outcomes The likelihood of detecting an individual with a 30-day, 90-day or in-patient mortality rate of up to 5 times the national mean or median (as available). This was represented using a novel heat-map approach. Results Overall mortality rates for the procedures ranged from 0.07% to 4.5% and mean/median surgeon volume was between 23 and 75 cases. The national median case volume for colorectal (n=55) and upper gastrointestinal (n=23) cancer resections provides around 20% power to detect a mortality rate of 3 times the national median, while, for hip replacement, this is a rate 5 times the national average. At the mortality rates reported for thyroid (0.08%) and bariatric (0.07%) procedures, it is unlikely a surgeon would perform a sufficient number of procedures in his/her entire career to stand a good chance of detecting a mortality rate 5 times the national average. Conclusions At present, surgeons with increased mortality rates are unlikely to be detected. Performance within an expected mortality rate range cannot be considered reliable evidence of acceptable performance. Alternative approaches should focus on commonly occurring meaningful outcome measures, with infrequent events analysed predominately at the hospital level.

[1]  C. Ashton,et al.  Surgeon-Specific Reports in General Surgery: Establishing Benchmarks for Peer Comparison Within a Single Hospital. , 2016, Journal of the American College of Surgeons.

[2]  C. Ko,et al.  Profiling Individual Surgeon Performance Using Information from a High-Quality Clinical Registry: Opportunities and Limitations. , 2015, Journal of the American College of Surgeons.

[3]  S. Wigmore,et al.  Debate: should we use variable adjusted life displays (VLAD) to identify variations in performance in general surgery? , 2015, BMC Surgery.

[4]  M. Petrou,et al.  Surgeon-specific mortality data disguise wider failings in delivery of safe surgical services. , 2015, European journal of cardio-thoracic surgery : official journal of the European Association for Cardio-thoracic Surgery.

[5]  D. Alderson,et al.  Publication of surgeon‐specific outcomes , 2014, The British journal of surgery.

[6]  David A Cromwell,et al.  Public reporting of surgeon outcomes: low numbers of procedures lead to false complacency , 2013, The Lancet.

[7]  P. Dieppe,et al.  90-day mortality after 409 096 total hip replacements for osteoarthritis, from the National Joint Registry for England and Wales: a retrospective analysis , 2013, The Lancet.

[8]  A. Thompson,et al.  Improved short term surgical outcomes in Scotland for oesophageal cancer. , 2013, European journal of surgical oncology : the journal of the European Society of Surgical Oncology and the British Association of Surgical Oncology.

[9]  J. Birkmeyer,et al.  Measuring the quality of surgical care: structure, process, or outcomes? , 2004, Journal of the American College of Surgeons.

[10]  R. Newcombe,et al.  Interval estimation for the difference between independent proportions: comparison of eleven methods. , 1998, Statistics in medicine.

[11]  M R de Leval,et al.  Analysis of a cluster of surgical failures. Application to a series of neonatal arterial switch operations. , 1994, The Journal of thoracic and cardiovascular surgery.

[12]  P. Pronovost,et al.  A Methodological Critique of the ProPublica Surgeon Scorecard. , 2016, Rand health quarterly.

[13]  J. Shalhoub,et al.  Publication of surgeon specific outcome data: a review of implementation, controversies and the potential impact on surgical training. , 2015, International Journal of Surgery.