A conceptual, case-relation representation of text for intelligent retrieval

This research demonstrates that intelligent, conceptual retrieval is possible. It is an attempt to move from contemporary IR towards intelligent retrieval by using natural language text analysis techniques. Intelligent retrieval systems should help the user find information by allowing him or her to develop a line of reasoning while searching. Search operations should take as little of the user's concentration as possible. Conceptual retrieval enables the user to find information about ideas that he or she cannot name but can describe. Such information can be found even when the stored text does not contain a nominalization. To achieve conceptual retrieval, a viable semantic representation had to be made of the text to be stored. The strength of our semantic representation results from the use of Harold Somers's grid of twenty-eight definitive deep cases. The grid is designed to answer the strongest criticisms of case by combining grammatical and semantic roles in each case. The cases have been developed beyond their original capacity, but the theoretical framework and the grid itself were kept intact. A knowledge base of contract law cases have been constructed. The principal argument of each case has been analyzed according to Stephen Toulmin's 'good reasons' argument model. John Sowa's conceptual graphs have been used as a near-FOL notation. In addition to the semantic representations of each argument, the knowledge base contains a lexicon of legal concepts and rules for semantic selection. The dissertation concludes with a retrieval demonstration using questions derived from cases following those represented in the knowledge base. LOG+, a frame matching algorithm by Mara Miezitis along with some proposed adaptations, is used. The demonstration focuses on pattern-matching among conceptual definitions using spreading activation. Semantic constraints facilitate inference within a type hierarchy. A case-law retrieval system would ideally provide the lawyer with conceptual access to cases and could free him or her to develop arguments. The use of deep cases for the representation of large texts makes conceptual retrieval possible. Employing inference to locate implicit information gives us desirable advantages over contemporary IR system designs.

[1]  A. C. Foskett,et al.  The subject approach to information , 1969 .

[2]  Donald A. Waterman,et al.  Explanation for an expert system that performs estate planning , 1987, ICAIL '87.

[3]  John A. Yogis,et al.  Canadian Law Dictionary , 1983 .

[4]  William A. Woods Procedural Semantics for a Question-Answering Machine , 1899 .

[5]  M. E. Maron,et al.  An evaluation of retrieval effectiveness for a full-text document-retrieval system , 1985, CACM.

[6]  Gerald DeJong,et al.  Conceptual information retrieval , 1980, SIGIR '80.

[7]  S. Ariel,et al.  Introduction to Theoretical Linguistics. , 1968 .

[8]  C. J. van Rijsbergen,et al.  Towards an information logic , 1989, SIGIR '89.

[9]  Lawrence Birnbaum,et al.  Towards an AI Model of Argumentation , 1980, AAAI.

[10]  Hans Karlgren,et al.  The polytext system —a new design for a text retrieval system , 1983 .

[11]  J A Swets,et al.  Information Retrieval Systems. , 1963, Science.

[12]  Kevin D. Ashley,et al.  A case-based system for trade secrets law , 1987, ICAIL '87.

[13]  Ronald J. Brachman,et al.  An Overview of the KL-ONE Knowledge Representation System , 1985, Cogn. Sci..

[14]  Graeme Hirst,et al.  Ontological Assumptions in Knowledge Representation , 1989, KR.

[15]  Robert N. Oddy,et al.  Information Retrieval Research , 1982 .

[16]  C. Fillmore TOWARD A MODERN THEORY OF CASE. , 1966 .

[17]  Ramesh S. Patil,et al.  An expert system for screening employee pension plans for the Internal Revenue Service , 1987, ICAIL '87.

[18]  Michael R. Genesereth,et al.  Logical foundations of artificial intelligence , 1987 .

[19]  John Haugeland Mind design , 1985 .

[20]  Ray Jackendoff,et al.  Semantic Interpretation in Generative Grammar , 1972 .

[21]  Michael Brady,et al.  Computational Models of Discourse , 1983 .

[22]  Edwina L. Rissland,et al.  Examples in Legal Reasoning: Legal Hypotheticals , 1983, IJCAI.

[23]  Leonard Bolc,et al.  Design of Interpreters, Compilers, and Editors, for Augmented Transition Networks , 1985 .

[24]  Roy M. Mersky,et al.  Fundamentals of legal research , 1981 .

[25]  Jovan Brkić,et al.  Legal Reasoning: Semantic and Logical Analysis , 1985 .

[26]  L. Thorne McCarty,et al.  A language for legal Discourse I. basic features , 1989, ICAIL '89.

[27]  J. Fodor,et al.  The structure of a semantic theory , 1963 .

[28]  Ch. Perelman,et al.  The New Rhetoric: A Treatise on Argumentation , 1971 .

[29]  Gerard Salton,et al.  The SMART Retrieval System—Experiments in Automatic Document Processing , 1971 .

[30]  John O'Connor,et al.  Answer-passage retrieval by text searching , 1980, J. Am. Soc. Inf. Sci..

[31]  Lisa F. Rau,et al.  Knowledge organization and access in a conceptual information system , 1987, Inf. Process. Manag..

[32]  Wayne Brockriede,et al.  Where Is Argument , 1975 .

[33]  C. A. Cuadra,et al.  OPENING THE BLACK BOX OF ‘RELEVANCE’ , 1967 .

[34]  H. Putnam IS SEMANTICS POSSIBLE , 1970 .

[35]  James A. Sprowl Automating the legal Reasoning Process: A Computer That Uses Regulations and Statutes to Draft Legal Documents , 1979 .

[36]  Tecla Lucia Pia Mazzarese Grounds of liability. An introduction to the philosophy of law , 1988 .

[37]  F. G. Crookshank,et al.  The meaning of meaning : a study of the influence of language upon thought and of the science of symbolism , 1924 .

[38]  John Dewey,et al.  Logical Method and Law , 1924, Diacronia.

[39]  Cyril W. Cleverdon,et al.  Aslib Cranfield research project: report on the testing and analysis of an investigation into the comparative efficiency of indexing systems , 1962 .

[40]  William F. Clocksin,et al.  Programming in Prolog , 1987, Springer Berlin Heidelberg.

[41]  Walter Anthony Cook Case Grammar Theory , 1979 .

[42]  Brendan S. Gillon,et al.  Towards a common semantics for english count and mass nouns , 1992 .

[43]  Stephanie W. Haas,et al.  The Flexibility of Case Grammar Representations: A Porting Procedure for Natural Language Interfaces , 1989, Int. J. Man Mach. Stud..

[44]  Karen Spärck Jones,et al.  Readings in natural language processing , 1986 .

[45]  Julius Stone Legal system and lawyers' reasonings , 1965 .

[46]  S. W. Holmes Meaning in language , 1972 .

[47]  Sergio J. Alvarado Understanding Editorial Text: A Computer Model of Argument Comprehension , 1990 .

[48]  H. L. A. Hart,et al.  The Idea of Justice and the Problem of Argument , 1963 .

[49]  S. Toulmin,et al.  An introduction to reasoning , 1979 .

[50]  Gerard Salton,et al.  On the use of spreading activation methods in automatic information , 1988, SIGIR '88.

[51]  Marvin Minsky,et al.  A framework for representing knowledge , 1974 .

[52]  John F. Sowa,et al.  Implementing a Semantic Interpreter Using Conceptual Graphs , 1986, IBM J. Res. Dev..

[53]  George R. Cross,et al.  Representation of legal knowledge for conceptual retrieval , 1985, Inf. Process. Manag..

[54]  James F. Allen Maintaining knowledge about temporal intervals , 1983, CACM.

[55]  M. H. Heine Design equations for retrieval systems based on the swets model , 1974, J. Am. Soc. Inf. Sci..

[56]  Gerard Salton,et al.  Dynamic information and library processing , 1975 .

[57]  Gerard Salton,et al.  Automatic Information Organization And Retrieval , 1968 .

[58]  Carole D. Hafner An information retrieval system based on a computer model of legal knowledge , 1981 .

[59]  Daniel G. Bobrow,et al.  On Overview of KRL, a Knowledge Representation Language , 1976, Cogn. Sci..

[60]  William A. Woods,et al.  What's in a Link: Foundations for Semantic Networks , 1975 .

[61]  Karen Sparck Jones Automatic keyword classification for information retrieval , 1971 .

[62]  Zellig S. Harris,et al.  Mathematical structures of language , 1968, Interscience tracts in pure and applied mathematics.

[63]  Stuart C. Shapiro,et al.  THE SNePS SEMANTIC NETWORK PROCESSING SYSTEM , 1979 .

[64]  John O'Connor,et al.  Retrieval of answer-sentences and answer-figures from papers by text searching , 1975, Inf. Process. Manag..

[65]  John A. Swets,et al.  Effectiveness of information retrieval methods , 1969 .

[66]  Emmon W. Bach,et al.  Universals in Linguistic Theory , 1970 .

[67]  Johanna Nichols,et al.  Evidentiality: The Linguistic Coding of Epistemology , 1986 .

[68]  Patrick Suppes,et al.  Approaches to Natural Language , 1973 .

[69]  Richard Kittredge,et al.  Sublanguage : studies of language in restricted semantic domains , 1982 .

[70]  Harold L. Somers,et al.  Valency and case in computational linguistics , 1987 .

[71]  W T Blackstone Criteria of adequacy for judicial reasoning , 1971 .

[72]  John F. Sowa,et al.  Principles of semantic networks , 1991 .

[73]  Henry Campbell Black,et al.  Black's Law Dictionary: Definitions of the Terms and Phrases of American and English Jurisprudence, Ancient and Modern , 1991 .

[74]  GEORGE,et al.  AN ARTIFICIAL INTELLIGENCE APPLICATION IN THE LAW : CCLIPS , A COMPUTER PROGRAM , .

[75]  John B. Black,et al.  Understanding expository text : a theoretical and practical handbook for analyzing explanatory text , 1986 .

[76]  Veda R. Charrow,et al.  Chapter 6. Characteristics and Functions of Legal Language , 1982 .

[77]  S. Toulmin The uses of argument , 1960 .

[78]  L. T. McCarty A language for legal discourse , 1989 .

[79]  James Davidson,et al.  Natural Language Understanding. , 1979 .

[80]  Roger C. Schank,et al.  Scripts, plans, goals and understanding: an inquiry into human knowledge structures , 1978 .

[81]  I. A. Richards,et al.  The Meaning of Meaning: a Study of the Influence of Language upon Thought and of the Science of Symbolism , 1923, Nature.

[82]  R. Rorty Contingency, irony, and solidarity: Contents , 1989 .

[83]  L. Thorne McCarty,et al.  Reflections on "Taxman": An Experiment in Artificial Intelligence and Legal Reasoning , 1977 .

[84]  Eugene Charniak,et al.  The Case-Slot Identity Theory , 1981, Cognitive Sciences.

[85]  Richard Rorty,et al.  Contingency, Irony, and Solidarity. , 1990 .

[86]  Stephen Ullmann,et al.  Semantics: An Introduction to the Science of Meaning , 1962 .

[87]  C. Hartshorne,et al.  Collected Papers of Charles Sanders Peirce , 1935, Nature.

[88]  Drew McDermott,et al.  Introduction to artificial intelligence , 1986, Addison-Wesley series in computer science.

[89]  W. N. Hohfeld,et al.  Fundamental Legal Conceptions , 1923 .

[90]  Noam Chomsky,et al.  वाक्यविन्यास का सैद्धान्तिक पक्ष = Aspects of the theory of syntax , 1965 .

[91]  Keith Price Review of "Artificial Intelligence Programming by Eugene Charniak, Christopher Riesback, and Drew McDermott" Lawrence Erlbaum Associates, Hillsdale, N.J. , 1980, SGAR.

[92]  Jack Minker,et al.  Logic and Data Bases , 1978, Springer US.

[93]  Ralph Grishman,et al.  Analyzing language in restricted domains : sublanguage description and processing , 1986 .

[94]  Susan Bonzi,et al.  Semantic interpretation and the resolution of ambiguity , 1989, JASIS.

[95]  Patrick Henry Winston,et al.  The psychology of computer vision , 1976, Pattern Recognit..

[96]  Dale Hample Motives in Law: An Adaptation of Legal Realism. , 1979 .

[97]  Michael McGill,et al.  Introduction to Modern Information Retrieval , 1983 .

[98]  Howard Evans Kiefer,et al.  Language, belief, and metaphysics , 1970 .

[99]  John F. Sowa,et al.  Conceptual Structures: Information Processing in Mind and Machine , 1983 .

[100]  George A. Miller,et al.  On Human Communication: A Review, a Survey, and a Criticism. , 1957 .

[101]  Stephen Michael Waddams,et al.  Milner's cases and materials on contracts , 1977 .

[102]  G. Reeke Marvin Minsky, The Society of Mind , 1991, Artif. Intell..

[103]  John F. Sowa Toward the Expressive Power of Natural Language , 1991, Principles of Semantic Networks.

[104]  Eugene Charniak,et al.  Artificial Intelligence Programming , 1987 .

[105]  Kevin D Ashley Modelling Legal Argument: Reasoning with Cases and Hypotheticals, a Thesis Proposal. , 1986 .

[106]  Marvin Minsky,et al.  Semantic Information Processing , 1968 .

[107]  Ronald J. Brachman,et al.  ON THE EPISTEMOLOGICAL STATUS OF SEMANTIC NETWORKS , 1979 .

[108]  Carole D. Hafner Conceptual organization of case law knowledge bases , 1987, ICAIL '87.

[109]  Richard Montague,et al.  The Proper Treatment of Quantification in Ordinary English , 1973 .

[110]  George Kingsley Zipf,et al.  Human behavior and the principle of least effort , 1949 .

[111]  Mark R. MacGuigan Jurisprudence : readings and cases , 1966 .

[112]  Antony Flew,et al.  Logic and Language , 1979 .

[114]  C. Cleverdon Report on the testing and analysis of an investigation into comparative efficiency of indexing systems , 1962 .

[115]  L. Thorne McCarty,et al.  The Representation of an Evolving System of Legal Concepts: II. Prototypes and Deformations , 1981, IJCAI.

[116]  R. P. Futrelle,et al.  EXPERT SYSTEMS USING SEMANTIC REPRESENTATIONS OF FULL TEXT FOR QUESTION ANSWERING. , 1982 .

[117]  Thomas C. Arciadiacono Review of An Artificial Intelligence Approach to Legal Reasoning , 1988, AI Mag..

[118]  Eugene Charniak With a spoon in hand this must be the eating frame , 1978, TINLAP '78.

[119]  G. Miller,et al.  Cognitive science. , 1981, Science.

[120]  Graeme Hirst,et al.  Word Sense and Case Slot Disambiguation , 1982, AAAI.

[121]  Nicholas J. Belkin,et al.  Interaction in information systems : a review of research from document retrieval to knowledge-based systems , 1985 .

[122]  Cyril W. Cleverdon,et al.  Factors determining the performance of indexing systems , 1966 .

[123]  Nicholas V. Findler,et al.  Associative Networks- Representation and Use of Knowledge by Computers , 1980, CL.

[124]  Charles T. Meadow Information science and scientists in 2001 , 1979 .

[125]  Bertram C. Bruce Case Systems for Natural Language , 1975, Artif. Intell..

[126]  Alan R. White,et al.  Grounds of Liability: An Introduction to the Philosophy of Law , 1985 .

[127]  Terry Winograd,et al.  Understanding natural language , 1974 .

[128]  Max J. Cresswell,et al.  Formal philosophy, selected papers of richard montague , 1976 .

[129]  D. Bobrow,et al.  Representation and Understanding: Studies in Cognitive Science , 1975 .

[130]  Lawrence Birnbaum,et al.  Argument Molecules: A Functional Representation of Argument Structure , 1982, AAAI.

[131]  F. Reed Dickerson,et al.  The fundamentals of legal drafting , 1986 .

[132]  Jerrold J. Katz,et al.  The Structure of Language: Readings in the Philosophy of Language , 1967 .