Characterization and Enhancement of Antenna System Performance in Compact MIMO Terminals

Co-band multiple-antenna implementation in compact user terminals is necessary for harvesting the full potential of diversity and multiple-input multiple-output (MIMO) technology in cellular communication systems. The recent worldwide deployment of Long Term Evolution (LTE), which requires the use of MIMO technology in the downlink, adds to the urgency of achieving both practical and optimal multiple-antenna systems in user terminals. Contrary to conventional understanding, an optimal multiple-antenna implementation does not only involve the design and placement of antenna elements in the terminals, but extends beyond the antenna elements and common antenna parameters to comprise interactions with the near field user and the propagation environment. Moreover, these interactions are non-static, which implies that the multiple-antenna system must adapt to the prevailing overall communication channel in order to assure the highest performance gains. This doctoral thesis aims to address several key issues in optimal multiple-antenna system design for compact multi-band MIMO terminals, with the first half (Papers I to III) focusing on the performance characterization of such terminals in the presence of user interaction and propagation channel, under the challenging constraint that the terminals are compact. The second half of the thesis (Papers IV to VI) considers two performance enhancement approaches suitable for compact MIMO terminals in realistic usage conditions. In particular, the potential benefits of harmonizing compact multiple-antenna systems with the propagation channel and user influence are determined with respect to reconfigurability in antenna patterns and impedance matching circuits. In Paper I, the diversity performance of internal multiple antennas with multi-band coverage in a mock-up with the size of a typical mobile handset is investigated in different user interaction scenarios. For comparison, a second mock-up with only one multi-band antenna is also evaluated in the same user cases. An ideal uniform propagation environment is assumed. The performance at frequency bands below and above 1 GHz are presented and analyzed in detail. Paper II extends the study in Paper I by evaluating the single-input multiple-output (SIMO) and MIMO capacity performance of the same antenna prototypes under the same user interaction scenarios and propagation environment. In Paper III, the impacts of gain imbalance and antenna separation on the throughput performance of a dual-dipole configuration are studied at frequencies below and above 1 GHz in a repeatable dynamic multi-path environment, using a live HSPA network. Since the compactness of a user terminal has implications on the antenna separation and gain imbalance of the multiple antennas, the focus is to gain knowledge on how these two factors affect the end user experience in practice. In Paper IV, three simple dual-antenna topologies implemented in compact smart phone prototypes of identical form factors are evaluated in MIMO channel measurements in noise-limited and interference-limited urban scenarios. Each dual-antenna topology is intentionally designed to provide a distinct set of antenna patterns. The goal is to investigate the potential of antenna system design as one of the key performance differentiators in real terminal implementations. Paper V extends the work in Paper IV by introducing user interaction to the same MIMO channel measurement setup. Furthermore, the focus of this paper is on the evaluation of both the average and local channel performances and their potential enhancements. Finally, Paper VI ascertains the potential capacity gains of applying uncoupled adaptive matching to a compact dual-antenna terminal in an indoor office environment, under a realistic user scenario. The performance gains are evaluated by means of extensive MIMO channel measurements at frequency bands below and above 1 GHz.

[1]  Lassi Hentila,et al.  WINNER II Channel Models , 2009 .

[2]  Fumiyuki Adachi,et al.  Time division multiple access methods for wireless personal communications , 1995, IEEE Commun. Mag..

[3]  Michael A. Jensen,et al.  Mutual coupling in MIMO wireless systems: a rigorous network theory analysis , 2004, IEEE Transactions on Wireless Communications.

[4]  Andreas F. Molisch,et al.  Wireless Communications , 2005 .

[5]  M. Schwartz,et al.  Communication Systems and Techniques , 1996, IEEE Communications Magazine.

[6]  Buon Kiong Lau,et al.  Performance of a Multiband Diversity Antenna with Hand Effects , 2008, 2008 International Workshop on Antenna Technology: Small Antennas and Novel Metamaterials.

[7]  Fredrik Tufvesson,et al.  Mean effective gain of antennas in a wireless channel , 2009 .

[8]  Hassan M. El-Sallabi,et al.  Some results on MIMO mutual information: the high SNR case , 2004, IEEE Global Telecommunications Conference, 2004. GLOBECOM '04..

[9]  R. Valkonen,et al.  Compensation of finger effect on a mobile terminal antenna by antenna selection , 2010, 2010 International Conference on Electromagnetics in Advanced Applications.

[10]  Buon Kiong Lau,et al.  On Closely Coupled Dipoles with Load Matching in a Random Field , 2006, 2006 IEEE 17th International Symposium on Personal, Indoor and Mobile Radio Communications.

[11]  Huey-Ru Chuang Human operator coupling effects on radiation characteristics of a portable communication dipole antenna , 1994 .

[12]  Gerd Sommerkorn,et al.  Identification of time-variant directional mobile radio channels , 2000, IEEE Trans. Instrum. Meas..

[13]  D. G. Brennan Linear Diversity Combining Techniques , 1959, Proceedings of the IRE.

[14]  Johan Karedal,et al.  Measurement-Based Modeling of Wireless Propagation Channels - MIMO and UWB , 2009 .

[15]  Steven D. Blostein,et al.  MIMO Channel Capacity in Co-Channel Interference , 2002 .

[16]  Erik Dahlman,et al.  3G Evolution: HSPA and LTE for Mobile Broadband , 2007 .

[17]  Buon Kiong Lau,et al.  Optimal Single-Port Matching Impedance for Capacity Maximization in Compact MIMO Arrays , 2008, IEEE Transactions on Antennas and Propagation.

[18]  Arogyaswami Paulraj,et al.  MIMO antenna subset selection with space-time coding , 2002, IEEE Trans. Signal Process..

[19]  Moe Z. Win,et al.  Capacity of MIMO systems with antenna selection , 2001, IEEE Transactions on Wireless Communications.

[20]  C. Icheln,et al.  Dependence of mean effective gain of mobile terminal antennas on side of head , 2005, 2005 European Microwave Conference.

[21]  Buon Kiong Lau,et al.  Uncoupled Antenna Matching for Performance Optimization in Compact MIMO Systems using Unbalanced Load Impedance , 2008, VTC Spring 2008 - IEEE Vehicular Technology Conference.

[22]  C. F. Pedersen,et al.  Influence on antenna diversity for a handheld phone by the presence of a person , 1997, 1997 IEEE 47th Vehicular Technology Conference. Technology in Motion.

[23]  Koichi Ogawa,et al.  An analysis of the performance of a handset diversity antenna influenced by head, hand and shoulder effects at 900 MHz , 1999, IEEE Antennas and Propagation Society International Symposium. 1999 Digest. Held in conjunction with: USNC/URSI National Radio Science Meeting (Cat. No.99CH37010).

[24]  Michael A. Jensen,et al.  Diversity performance of dual-antenna handsets near operator tissue , 2000 .

[25]  J. Toftgard,et al.  Effects on Portable Antennas by the Presence of a Person , 1993 .

[26]  John S. Thompson,et al.  Experiments of closely coupled monopoles with load matching in a random field , 2006, 2006 First European Conference on Antennas and Propagation.

[27]  M. J. Gans,et al.  On Limits of Wireless Communications in a Fading Environment when Using Multiple Antennas , 1998, Wirel. Pers. Commun..

[28]  T. Taga,et al.  Analysis for mean effective gain of mobile antennas in land mobile radio environments , 1990 .

[29]  J. Salo,et al.  An interim channel model for beyond-3G systems: extending the 3GPP spatial channel model (SCM) , 2005, 2005 IEEE 61st Vehicular Technology Conference.

[30]  Rohit U. Nabar,et al.  Introduction to Space-Time Wireless Communications , 2003 .

[31]  M.A. Jensen,et al.  Termination-dependent diversity performance of coupled antennas: network theory analysis , 2004, IEEE Transactions on Antennas and Propagation.

[32]  Jack H. Winters,et al.  On the Capacity of Radio Communication Systems with Diversity in a Rayleigh Fading Environment , 1987, IEEE J. Sel. Areas Commun..

[33]  P. Vainikainen,et al.  Resonator-based analysis of the combination of mobile handset antenna and chassis , 2002 .

[34]  Per-Simon Kildal,et al.  Correlation and capacity of MIMO systems and mutual coupling, radiation efficiency, and diversity gain of their antennas: simulations and measurements in a reverberation chamber , 2004, IEEE Communications Magazine.

[35]  Hassan M. El-Sallabi,et al.  Ellipticity statistic as measure of MIMO multipath richness , 2006 .

[36]  Gert Frølund Pedersen,et al.  Measured variation in performance of handheld antennas for a large number of test persons , 1998, VTC '98. 48th IEEE Vehicular Technology Conference. Pathway to Global Wireless Revolution (Cat. No.98CH36151).

[37]  Koichi Ogawa,et al.  An analysis of the effective performance of a handset diversity antenna influenced by head, hand, and shoulder effects—A proposal for a diversity antenna gain based on a signal bit‐error rate and analytical results for the PDC system , 2001 .

[38]  Fredrik Tufvesson,et al.  Evaluation of user hand and body impact on multiple antenna handset performance , 2010, 2010 IEEE Antennas and Propagation Society International Symposium.

[39]  M. B. Knudsen,et al.  Spherical outdoor to indoor power spectrum model at the mobile terminal , 2002, IEEE J. Sel. Areas Commun..

[40]  J. R. James,et al.  Mobile Antenna Systems Handbook , 2001 .

[41]  Michael A. Jensen,et al.  Efficient capacity-based antenna selection for MIMO systems , 2005, IEEE Transactions on Vehicular Technology.

[42]  Stefania Sesia,et al.  LTE - The UMTS Long Term Evolution, Second Edition , 2011 .

[43]  Rodney G. Vaughan,et al.  Channels, Propagation and Antennas for Mobile Communications , 2003 .

[44]  Buon Kiong Lau,et al.  Impact of Matching Network on Bandwidth of Compact Antenna Arrays , 2006, IEEE Transactions on Antennas and Propagation.

[45]  Buon Kiong Lau,et al.  Multiple antenna terminals , 2011 .

[46]  李幼升,et al.  Ph , 1989 .