Resilient urban forms: A macro-scale analysis

Abstract Cities need to build on their resilience to cope with a broad range of natural and manmade hazards that threaten their competitiveness, livability, and functionality. Recognizing this need, the resilience concept is increasingly used as an organizing principle to guide research design and facilitate a more informed decision-making process. However, despite the abundance of studies on urban resilience, research on the link between urban form and resilience is limited and fragmented. This study sheds more light on this issue by reviewing and synthesizing theoretical and empirical evidence on how physical structure of cities can facilitate or hinder urban resilience. Acknowledging that each city is located within a nested hierarchy of scales that is characterized by cross-scale dynamics, only the macro-level aspects and elements of urban form are analyzed in this paper. These are namely ‘scale hierarchy’, ‘city size’, ‘development type’, ‘degree of clustering’, and ‘landscape/habitat connectivity’. Key criteria and indicators for analyzing resilience of each element/aspect are specified and used to discuss how macro-scale urban form is related to various resilience properties such as robustness, redundancy, resourcefulness, modularity, flexibility, adaptability, and efficiency. Findings indicate that urban form has major implications for social, ecological, and economic functionality of cities and can play a key role in enhancing their resilience and sustainability.

[1]  Isabel M. Horta,et al.  A spatially-explicit methodological framework based on neural networks to assess the effect of urban form on energy demand , 2017 .

[2]  A. Okeil A holistic approach to energy efficient building forms , 2010 .

[3]  Marjorie van Roon,et al.  Water sensitive planning and design as an ecologically inspired approach to delivering flood resilient urban environment in Sri Lanka , 2017 .

[4]  Donald Huisingh,et al.  An inclusive model for assessing the sustainability of cities in developing countries – Trinity of Cities' Sustainability from Spatial, Logical and Time Dimensions (TCS-SLTD) , 2015 .

[5]  Dominic Stead,et al.  The Relationships between Urban Form and Travel Patterns. An International Review and Evaluation , 2001, European Journal of Transport and Infrastructure Research.

[6]  T. Clark,et al.  Metropolitan density, energy efficiency and carbon emissions: Multi-attribute tradeoffs and their policy implications , 2013 .

[7]  J. Scott Greene,et al.  The development and application of a land use diversity index for Oklahoma City, OK , 2015 .

[8]  Krithi Ramamritham,et al.  Urban Informal Housing and Surface Urban Heat Island Intensity , 2018, Environment and Urbanization ASIA.

[9]  Ayyoob Sharifi,et al.  Resilient urban forms: A review of literature on streets and street networks , 2019, Building and Environment.

[10]  Nicola Dempsey,et al.  Elements of urban form , 2010 .

[11]  D. Stead,et al.  Understanding the notion of resilience in spatial planning: A case study of Rotterdam, The Netherlands , 2013 .

[12]  Roberto Monaco,et al.  A procedure for mathematical analysis of landscape evolution and equilibrium scenarios assessment , 2011 .

[13]  Alexandra D. Syphard,et al.  Land Use Planning and Wildfire: Development Policies Influence Future Probability of Housing Loss , 2013, PloS one.

[14]  A. Yezer,et al.  The Energy Implications of City Size and Density , 2014 .

[15]  Antti Roose,et al.  Assessing the energy intensity of peri-urbanisation: A master plan approach , 2016 .

[16]  M. Thériault,et al.  Greenhouse gas emissions and urban form: Linking households’ socio-economic status with housing and transportation choices , 2017 .

[17]  Ann Carpenter,et al.  Resilience in the social and physical realms: lessons from the Gulf Coast , 2015 .

[18]  Antonio Vaamonde,et al.  Developing a Method to Assessing the Municipal Financial Health , 2013 .

[19]  William W. Braham,et al.  Building emergy analysis of Manhattan: Density parameters for high-density and high-rise developments , 2017 .

[20]  Hisham Elkadi,et al.  From engineering to evolutionary, an overarching approach in identifying the resilience of urban design to flood , 2018, International Journal of Disaster Risk Reduction.

[21]  David Butler,et al.  Implications of Urban Form on Water Distribution Systems Performance , 2013, Water Resources Management.

[22]  Felix Creutzig,et al.  A ‘sustainability window’ of urban form , 2016 .

[23]  Ugo Fratesi,et al.  Spatial heterogeneity in the costs of the economic crisis in Europe: are cities sources of regional resilience? , 2015 .

[24]  H. Frumkin,et al.  Urban Form and Extreme Heat Events: Are Sprawling Cities More Vulnerable to Climate Change Than Compact Cities? , 2010, Environmental health perspectives.

[25]  Michael Batty,et al.  Thinking organic, acting civic: The paradox of planning for Cities in Evolution , 2017 .

[26]  Michael Batty,et al.  Fractal Cities: A Geometry of Form and Function , 1996 .

[27]  Serge Salat,et al.  A systemic approach of urban resilience: power laws and urban growth patterns , 2017 .

[28]  H. Pearsall Staying cool in the compact city: Vacant land and urban heating in Philadelphia, Pennsylvania , 2017 .

[29]  Thomas Alexander Sick Nielsen,et al.  Changes in transport behavior during the financial crisis. An analysis of urban form, location and transport behavior in the greater Copenhagen area 2006–2011 , 2015 .

[30]  Luca Salvati,et al.  Beyond a ‘side street story’? Naples from spontaneous centrality to entropic polycentricism, towards a ‘crisis city’ , 2016 .

[31]  Ahmad Nazri Muhamad Ludin,et al.  Urban morphology dynamics and environmental change in Kano, Nigeria , 2015 .

[32]  V. Latora,et al.  The Network Analysis of Urban Streets: A Primal Approach , 2006 .

[33]  Vladimir Cvetkovic,et al.  Integrating ecosystem services in the assessment of urban energy trajectories – A study of the Stockholm Region , 2017 .

[34]  J. Pharr,et al.  Environmental, Human and Socioeconomic Characteristics of Pedestrian Injury and Death in Las Vegas, NV , 2013 .

[35]  Fatemeh Jalayer,et al.  Urban morphological determinants of temperature regulating ecosystem services in two African cities , 2014 .

[36]  Kenneth Tamminga,et al.  A Method for Gauging Landscape Change as a Prelude to Urban Watershed Regeneration: The Case of the Carioca River, Rio de Janeiro , 2012 .

[37]  Subhrajit Guhathakurta,et al.  The Impact of Housing Submarkets and Urban Form on the Foreclosure Crisis in U.S. Urban Counties , 2015 .

[38]  Daniel G. Aliaga,et al.  Contrasting impacts of urban forms on the future thermal environment: example of Beijing metropolitan area , 2016 .

[39]  Ann Dale,et al.  Nature, place and the creative class: Three Canadian case studies , 2011 .

[40]  G. Modica,et al.  Urban–rural ecological networks for landscape planning , 2016 .

[41]  Corinne Le Quéré,et al.  Urban infrastructure choices structure climate solutions , 2016 .

[42]  Marta Olazabal,et al.  Is Connectivity a Desirable Property in Urban Resilience Assessments , 2018 .

[43]  Serge Salat,et al.  Urban Complexity, Efficiency and Resilience , 2012 .

[44]  M. Barthelemy,et al.  How congestion shapes cities: from mobility patterns to scaling , 2014, Scientific Reports.

[45]  Nico Larco,et al.  Sustainable urban design – a (draft) framework , 2016 .

[46]  Lee Chapman,et al.  Increasing vulnerability to floods in new development areas: evidence from Ho Chi Minh City , 2018 .

[47]  Roland Fletcher,et al.  The Comparative Archaeology of Complex Societies: Low-Density, Agrarian-Based Urbanism , 2011 .

[48]  Beverly K Wilson,et al.  The Environmental Impacts of Sprawl: Emergent Themes from the Past Decade of Planning Research , 2013 .

[49]  G. Manfredi,et al.  Flood risk assessment for informal settlements , 2013, Natural Hazards.

[50]  Kanghyun Lee,et al.  The Relationship Between Urban Sprawl and Disaster Resilience: An Exploratory Study , 2016 .

[51]  Ingrid van Putten,et al.  The Influence of Community Size and Location on Different Dimensions of Vulnerability: a case study of Australian coastal communities , 2017 .

[52]  Bumsoo Lee,et al.  The Influence of Urban Form on GHG Emissions in the U.S. Household Sector , 2014, Planning for Climate Change.

[53]  Heidi Kreibich,et al.  Drivers of flood risk change in residential areas , 2012 .

[54]  E. Holden,et al.  Three Challenges for the Compact City as a Sustainable Urban Form: Household Consumption of Energy and Transport in Eight Residential Areas in the Greater Oslo Region , 2005 .

[55]  E. Burton The Compact City: Just or Just Compact? A Preliminary Analysis , 2000 .

[56]  Caroline Hachem,et al.  Impact of neighborhood design on energy performance and GHG emissions , 2016 .

[57]  Chuanglin Fang,et al.  Changing urban forms and carbon dioxide emissions in China: A case study of 30 provincial capital cities , 2015 .

[58]  Jose A. Puppim de Oliveira,et al.  Determinants of urban mobility in India: Lessons for promoting sustainable and inclusive urban transportation in developing countries , 2016 .

[59]  Wesley E. Highfield,et al.  Examining the Influence of Development Patterns on Flood Damages along the Gulf of Mexico , 2011 .

[60]  J. S. Andrade,et al.  Large cities are less green , 2014, Scientific Reports.

[61]  Serge Salat,et al.  Systemic Resilience of Complex Urban Systems , 2012 .

[62]  Carolina Quintana,et al.  Resilience thinking and urban planning in a coastal environment at risks of tsunamis: the case study of Mehuín, Chile , 2016 .

[63]  Alain Bertaud Metropolis :A Measure of the Spatial Organization of 7 Large Cities , 2003 .

[64]  Marta Olazabal,et al.  Conceptualizing Dimensions and Characteristics of Urban Resilience: Insights from a Co-Design Process , 2017 .

[65]  Natalia Radywyl,et al.  Reclaiming the commons for urban transformation , 2013 .

[66]  Wenzhong Shi,et al.  Spatiotemporal influence of temperature, air quality, and urban environment on cause-specific mortality during hazy days. , 2018, Environment international.

[67]  R. H. Matsuoka,et al.  Urban form, building characteristics, and residential electricity consumption: A case study in Tainan City , 2018 .

[68]  Kim Dovey,et al.  Informal urbanism and complex adaptive assemblage , 2012 .

[69]  Idowu Ajibade,et al.  Climate extremes and housing rights: A political ecology of impacts, early warning and adaptation constraints in Lagos slum communities , 2014 .

[70]  Samuel D. Brody,et al.  Examining the Impacts of Development Patterns on Flooding on the Gulf of Mexico Coast , 2013 .

[71]  Alan March,et al.  Urban morphology as a tool for supporting tsunami rapid resilience: A case study of Talcahuano, Chile , 2014 .

[72]  Brendan Gleeson,et al.  ‘Make No Little Plans’: Anatomy of Planning Ambition and Prospect , 2012 .

[73]  Steffen Lehmann,et al.  Sustainable urbanism: towards a framework for quality and optimal density? , 2016 .

[74]  Neil Sipe,et al.  The impact of urban form on disaster resiliency: A case study of Brisbane and Ipswich, Australia , 2016 .

[75]  Hans Dieleman,et al.  Organizational learning for resilient cities, through realizing eco-cultural innovations , 2013 .

[76]  Jon P. Sadler,et al.  Habitat Composition and Connectivity Predicts Bat Presence and Activity at Foraging Sites in a Large UK Conurbation , 2012, PloS one.

[77]  V. Masson,et al.  Vulnerability to heat waves: Impact of urban expansion scenarios on urban heat island and heat stress in Paris (France) , 2015 .

[78]  Saleemul Huq,et al.  Editorial Reducing risks to cities from disasters and climate change , 2007 .

[79]  Youngryel Ryu,et al.  Describing the spatial patterns of heat vulnerability from urban design perspectives , 2015 .

[80]  B. S. Tan,et al.  Uncovering archaeological landscapes at Angkor using lidar , 2013, Proceedings of the National Academy of Sciences.

[81]  K. Steemers,et al.  Urban Form, Density and Solar Potential , 2006 .

[82]  Ayyoob Sharifi From Garden City to Eco-urbanism: The quest for sustainable neighborhood development , 2016 .

[83]  C. Wamsler,et al.  Planning for climate change in urban areas: from theory to practice , 2013 .

[84]  Felix Creutzig,et al.  A spatial typology of human settlements and their CO2 emissions in England , 2015 .

[85]  S. Lieske,et al.  Determining the Relationship between Urban Form and the Costs of Public Services , 2012 .

[86]  Guang Tian,et al.  Does compact development increase or reduce traffic congestion , 2018 .

[87]  Alessandra Feliciotti,et al.  Design for change : five proxies for resilience in the urban form , 2016 .

[88]  Defne Apul,et al.  Life cycle and hydrologic modeling of rainwater harvesting in urban neighborhoods: Implications of urban form and water demand patterns in the US and Spain. , 2018, The Science of the total environment.

[89]  Jeffrey Kenworthy,et al.  Sustainable urban form: The big picture , 2013 .

[90]  Jason A. Hubbart,et al.  Localized Climate and Surface Energy Flux Alterations across an Urban Gradient in the Central U.S. , 2014 .

[91]  M. Zoback,et al.  Disaster Resilience: A National Imperative , 2013 .

[92]  Valentina Antoniucci,et al.  Small town resilience: Housing market crisis and urban density in Italy , 2016 .

[93]  S. Hui,et al.  Low energy building design in high density urban cities , 2001 .

[94]  Jack Ahern,et al.  Urban landscape sustainability and resilience: the promise and challenges of integrating ecology with urban planning and design , 2012, Landscape Ecology.

[95]  Yoshiki Yamagata,et al.  Urban Resilience Assessment: Multiple Dimensions, Criteria, and Indicators , 2016 .

[96]  Y. Yamagata,et al.  Moderation of Summertime Heat Island Phenomena via Modification of the Urban Form in the Tokyo Metropolitan Area , 2014 .

[97]  Paolo Veneri,et al.  Questioning Polycentric Development and its Effects. Issues of Definition and Measurement for the Italian NUTS-2 Regions , 2012 .

[98]  R. Ewing,et al.  The impact of urban form on U.S. residential energy use , 2008 .

[99]  M. Neuman The Compact City Fallacy , 2005 .

[100]  Diane Brand,et al.  Public space and recovery: learning from post-earthquake Christchurch , 2016 .

[101]  C. Woodcock,et al.  Compact, Dispersed, Fragmented, Extensive? A Comparison of Urban Growth in Twenty-five Global Cities using Remotely Sensed Data, Pattern Metrics and Census Information , 2008 .

[102]  Murad R Qubbaj,et al.  Living in a Network of Scaling Cities and Finite Resources , 2014, Bulletin of Mathematical Biology.

[103]  S. Tyler,et al.  A framework for urban climate resilience , 2012 .

[104]  Umberto Berardi,et al.  The Effect of a Denser City over the Urban Microclimate: The Case of Toronto , 2016 .

[105]  Valerie Joy Eunice Santos,et al.  Investing in urban resilience : protecting and promoting development in a changing World , 2016 .

[106]  Alison Todes,et al.  Urban Resilience Thinking for Municipalities , 2014 .

[107]  Katarzyna Sadowy,et al.  Sustainable city – flexible or durable? Socio-economics aspects of urban patterns , 2016 .

[108]  Yoshiki Yamagata,et al.  Principles and criteria for assessing urban energy resilience: A literature review , 2016 .

[109]  Yu-hsin Tsai Quantifying Urban Form: Compactness versus 'Sprawl' , 2005 .

[110]  Alan March,et al.  An urban form response to disaster vulnerability: Improving tsunami evacuation in Iquique, Chile , 2016 .

[111]  I. Thomas,et al.  The morphology of built-up landscapes in Wallonia (Belgium): A classification using fractal indices , 2008 .

[112]  Robert Hausler,et al.  An emergy analysis for urban environmental sustainability assessment, the Island of Montreal, Canada , 2013 .

[113]  E. Andersson Urban Landscapes and Sustainable Cities , 2006 .

[114]  Lars Marcus,et al.  Toward an integrated theory of spatial morphology and resilient urban systems , 2014 .

[115]  Ulla Mörtberg,et al.  Making graph theory operational for landscape ecological assessments, planning, and design , 2010 .

[116]  Ayyoob Sharifi,et al.  Resilience-Oriented Urban Planning , 2018 .

[117]  P. Rickwood,et al.  Urban Structure and Energy—A Review , 2008 .

[118]  Khaled Alawadi,et al.  The Debate over Neighborhood Density in Dubai: Between Theory and Practicality , 2017 .

[119]  Nina Schwarz,et al.  Analyzing the Influence of Urban Forms on Surface Urban Heat Islands in Europe , 2015 .

[120]  K. Seto,et al.  Does Size Matter? Scaling of CO2 Emissions and U.S. Urban Areas , 2013, PloS one.