A MIMO-NOMA Framework With Complex-Valued Power Coefficients

This paper proposes a widely linear processing framework for multiple-input multiple-output non-orthogonal multiple access (MIMO-NOMA) downlink systems. In the framework, a widely linear MIMO-NOMA (WL-MIMO-NOMA) model is derived by assuming that the base station transmits real-valued downlink signals. WL-MIMO-NOMA adopts complex-valued power allocation coefficients to stagger the user signals in phase. The main features of WL-MIMO-NOMA are the following: first, in general case, WL-MIMO-NOMA can remove all the inter-cluster interference and at least half of the intra-cluster interference; and second, in user pairing case, both interferences can be completely eliminated. This is distinct from the existing work where real power coefficients are used, which cannot guarantee the complete separation of the paired user signals because the signals transmitted to the paired users are overlapped in phase. In addition, the closed-form expressions of outage probabilities are derived. The phase difference of the complex power coefficients is optimized to minimize the outage probability. It is proven that, with the optimal phase difference, successive interference cancellation is unnecessary in user pairing case. Finally, the framework is extended to the mixed case of real/complex circular signals. Simulation results show that the proposed framework outperforms the existing work, and the numerical results agree well with the analytical analysis.

[1]  Stefanos Zafeiriou,et al.  Principal Component Analysis With Complex Kernel: The Widely Linear Model , 2014, IEEE Transactions on Neural Networks and Learning Systems.

[2]  Markus Rupp,et al.  High diversity with simple space time block-codes and linear receivers , 2003, GLOBECOM '03. IEEE Global Telecommunications Conference (IEEE Cat. No.03CH37489).

[3]  Mikko Valkama,et al.  Widely Linear Digital Self-Interference Cancellation in Direct-Conversion Full-Duplex Transceiver , 2014, IEEE Journal on Selected Areas in Communications.

[4]  Pingzhi Fan,et al.  Impact of User Pairing on 5G Nonorthogonal Multiple-Access Downlink Transmissions , 2016, IEEE Transactions on Vehicular Technology.

[5]  Lei Huang,et al.  Widely Linear MVDR Beamformers for Noncircular Signals Based on Time-Averaged Second-Order Noncircularity Coefficient Estimation , 2013, IEEE Transactions on Vehicular Technology.

[6]  Feng Zhao,et al.  Spectral-Energy Efficiency Tradeoff in Relay-Aided Massive MIMO Cellular Networks With Pilot Contamination , 2016, IEEE Access.

[7]  Jesús Navarro-Moreno,et al.  A Quaternion Widely Linear Model for Nonlinear Gaussian Estimation , 2014, IEEE Transactions on Signal Processing.

[8]  B. A. D. H. Brandwood A complex gradient operator and its applica-tion in adaptive array theory , 1983 .

[9]  Florian Dupuy,et al.  Widely Linear Alamouti Receiver for the Reception of Real-Valued Constellations Corrupted by Interferences—The Alamouti-SAIC/MAIC Concept , 2011, IEEE Transactions on Signal Processing.

[10]  Stefan Werner,et al.  Estimating frequency of three-phase power systems via widely-linear modeling and total least-squares , 2013, 2013 5th IEEE International Workshop on Computational Advances in Multi-Sensor Adaptive Processing (CAMSAP).

[11]  Wolfgang Utschick,et al.  QoS Feasibility in MIMO Broadcast Channels With Widely Linear Transceivers , 2013, IEEE Signal Processing Letters.

[12]  Martin Haardt,et al.  Adaptive Widely Linear Reduced-Rank Beamforming Based on Joint Iterative Optimization , 2014, IEEE Signal Processing Letters.

[13]  Anass Benjebbour,et al.  Non-Orthogonal Multiple Access (NOMA) for Cellular Future Radio Access , 2013, 2013 IEEE 77th Vehicular Technology Conference (VTC Spring).

[14]  Yuan Wu,et al.  Energy-Efficient NOMA-Enabled Traffic Offloading via Dual-Connectivity in Small-Cell Networks , 2017, IEEE Communications Letters.

[15]  H. Vincent Poor,et al.  Capacity Comparison Between MIMO-NOMA and MIMO-OMA With Multiple Users in a Cluster , 2017, IEEE Journal on Selected Areas in Communications.

[16]  Huiling Jiang,et al.  Considerations on downlink non-orthogonal multiple access (NOMA) combined with closed-loop SU-MIMO , 2014, 2014 8th International Conference on Signal Processing and Communication Systems (ICSPCS).

[17]  Pascal Chevalier,et al.  New insights into optimal widely linear array receivers for the demodulation of BPSK, MSK, and GMSK signals corrupted by noncircular interferences-application to SAIC , 2006, IEEE Transactions on Signal Processing.

[18]  H. Vincent Poor,et al.  Coordinated Beamforming for Multi-Cell MIMO-NOMA , 2017, IEEE Communications Letters.

[19]  Jean Pierre Delmas,et al.  Properties, performance and practical interest of the widely linear MMSE beamformer for nonrectilinear signals , 2014, Signal Process..

[20]  Manuel E. Guzman-Renteria,et al.  A Frequency-Selective I/Q Imbalance Analysis Technique , 2014, IEEE Transactions on Wireless Communications.

[21]  Yide Wang,et al.  Widely linear sphere decoding by exploiting the hidden properties of PSK signals , 2014, 2014 IEEE Global Communications Conference.

[22]  Pascal Chevalier,et al.  Widely linear estimation with complex data , 1995, IEEE Trans. Signal Process..

[23]  Syed Ali Hassan,et al.  Combining NOMA and mmWave Technology for Cellular Communication , 2016, 2016 IEEE 84th Vehicular Technology Conference (VTC-Fall).

[24]  Aria Nosratinia,et al.  Outage and Diversity of Linear Receivers in Flat-Fading MIMO Channels , 2007, IEEE Transactions on Signal Processing.

[25]  Pascal Chevalier,et al.  Widely Linear MVDR Beamformers for the Reception of an Unknown Signal Corrupted by Noncircular Interferences , 2007, IEEE Transactions on Signal Processing.

[26]  George K. Karagiannidis,et al.  A Survey on Non-Orthogonal Multiple Access for 5G Networks: Research Challenges and Future Trends , 2017, IEEE Journal on Selected Areas in Communications.

[27]  Octavia A. Dobre,et al.  NOMA in 5G Systems: Exciting Possibilities for Enhancing Spectral Efficiency , 2017, ArXiv.

[28]  Jacob Benesty,et al.  Widely linear general Kalman filter for stereophonic acoustic echo cancellation , 2014, Signal Process..

[29]  Yide Wang,et al.  A non-circular sources direction finding method using polynomial rooting , 2001, Signal Process..

[30]  Giacinto Gelli,et al.  Blind widely linear multiuser detection , 2000, IEEE Communications Letters.

[31]  Haitao Li,et al.  Asynchronous NOMA for Downlink Transmissions , 2017, IEEE Communications Letters.

[32]  Jingjing Zhao,et al.  NOMA-Based D2D Communications: Towards 5G , 2016, 2016 IEEE Global Communications Conference (GLOBECOM).

[33]  Mohsen Guizani,et al.  5G wireless backhaul networks: challenges and research advances , 2014, IEEE Network.

[34]  Zhiguo Ding,et al.  Design of Cooperative Non-Orthogonal Multicast Cognitive Multiple Access for 5G Systems: User Scheduling and Performance Analysis , 2017, IEEE Transactions on Communications.

[35]  H. Vincent Poor,et al.  MIMO-NOMA Design for Small Packet Transmission in the Internet of Things , 2016, IEEE Access.

[36]  Reinaldo A. Valenzuela,et al.  V-BLAST: an architecture for realizing very high data rates over the rich-scattering wireless channel , 1998, 1998 URSI International Symposium on Signals, Systems, and Electronics. Conference Proceedings (Cat. No.98EX167).

[37]  Huiling Jiang,et al.  Evaluations of downlink non-orthogonal multiple access (NOMA) combined with SU-MIMO , 2014, 2014 IEEE 25th Annual International Symposium on Personal, Indoor, and Mobile Radio Communication (PIMRC).

[38]  Lutz H.-J. Lampe,et al.  Robust Design of Widely Linear Pre-Equalization Filters for Pre-Rake UWB Systems , 2013, IEEE Transactions on Communications.