Prior Season Crop Type Masks for Winter Wheat Yield Forecasting: A US Case Study

Monitoring and forecasting crop yields is a critical component of understanding and better addressing global food security challenges. Detailed spatial information on crop-type distribution is fundamental for in-season crop condition monitoring and yields forecasting over large agricultural areas, as it enables the extraction of crop-specific signals. Yet, the availability of such data within the growing season is often limited. Within this context, this study seeks to develop a practical approach to extract a crop-specific signal for yield forecasting in cases where crop rotations are prevalent, and detailed in-season information on crop type distribution is not available. We investigated the possibility of accurately forecasting winter wheat yields by using a counter-intuitive approach, which coarsens the spatial resolution of out-of-date detailed winter wheat masks and uses them in combination with easily accessibly coarse spatial resolution remotely sensed time series data. The main idea is to explore an optimal spatial resolution at which crop type changes will be negligible due to crop rotation (so a previous seasons’ mask, which is more readily available can be used) and an informative signal can be extracted, so it can be correlated to crop yields. The study was carried out in the United States of America (USA) and utilized multiple years of NASA Moderate Resolution Imaging Spectroradiometer (MODIS) data, US Department of Agriculture (USDA) National Agricultural Statistics Service (NASS) detailed wheat masks, and a regression-based winter wheat yield model. The results indicate that, in places where crop rotations were prevalent, coarsening the spatial scale of a crop type mask from the previous season resulted in a constant per-pixel wheat proportion over multiple seasons. This enables the consistent extraction of a crop-specific vegetation index time series that can be used for in-season monitoring and yield estimation over multiple years using a single mask. In the case of the USA, using a moderate resolution crop type mask from a previous season aggregated to 5 km resolution, resulted in a 0.7% tradeoff in accuracy relative to the control case where annually-updated detailed crop-type masks were available. These findings suggest that when detailed in-season data is not available, winter wheat yield can be accurately forecasted (within 10%) prior to harvest using a single, prior season crop mask and coarse resolution Normalized Difference Vegetation Index (NDVI) time series data.

[1]  James E. McMurtrey,et al.  Relationship of spectral data to grain yield variation , 1980 .

[2]  Clement Atzberger,et al.  Advances in Remote Sensing of Agriculture: Context Description, Existing Operational Monitoring Systems and Major Information Needs , 2013, Remote. Sens..

[3]  C. Justice,et al.  A generalized regression-based model for forecasting winter wheat yields in Kansas and Ukraine using MODIS data , 2010 .

[4]  Shusen Wang,et al.  Crop yield forecasting on the Canadian Prairies using MODIS NDVI data , 2011 .

[5]  Li Wang,et al.  Feature Selection of Time Series MODIS Data for Early Crop Classification Using Random Forest: A Case Study in Kansas, USA , 2015, Remote. Sens..

[6]  M. S. Rasmussen Assessment of millet yields and production in northern Burkina Faso using integrated NDVI from the AVHRR. , 1992 .

[7]  Terry L. Kastens,et al.  Image masking for crop yield forecasting using AVHRR NDVI time series imagery , 2005 .

[8]  Eric Vermote,et al.  Atmospheric correction for the monitoring of land surfaces , 2008 .

[9]  D. Lobell,et al.  A scalable satellite-based crop yield mapper , 2015 .

[10]  David P. Roy,et al.  MODIS land data storage, gridding, and compositing methodology: Level 2 grid , 1998, IEEE Trans. Geosci. Remote. Sens..

[11]  D. Roy,et al.  Conterminous United States crop field size quantification from multi-temporal Landsat data , 2015 .

[12]  Thomas J. Jackson,et al.  Crop condition and yield simulations using Landsat and MODIS , 2004 .

[13]  David P. Roy,et al.  MODIS Land Data Products: Generation, Quality Assurance and Validation , 2010 .

[14]  A. S. Belward,et al.  Scale considerations in vegetation monitoring using AVHRR data , 1992 .

[15]  David M. Johnson,et al.  A comprehensive assessment of the correlations between field crop yields and commonly used MODIS products , 2016, Int. J. Appl. Earth Obs. Geoinformation.

[16]  Ranga B. Myneni,et al.  The impact of gridding artifacts on the local spatial properties of MODIS data : Implications for validation, compositing, and band-to-band registration across resolutions , 2006 .

[17]  Christopher J. Kucharik,et al.  Data and monitoring needs for a more ecological agriculture , 2011 .

[18]  Michele Meroni,et al.  Towards regional grain yield forecasting with 1km-resolution EO biophysical products: Strengths and limitations at pan-European level , 2015 .

[19]  B. Wardlow,et al.  Large-area crop mapping using time-series MODIS 250 m NDVI data: An assessment for the U.S. Central Great Plains , 2008 .

[20]  Marvin E. Bauer,et al.  Effects of satellite image spatial aggregation and resolution on estimates of forest land area , 2009 .

[21]  José A. Sobrino,et al.  Retrieval of Surface Albedo on a Daily Basis: Application to MODIS Data , 2014, IEEE Transactions on Geoscience and Remote Sensing.

[22]  David M. Johnson An assessment of pre- and within-season remotely sensed variables for forecasting corn and soybean yields in the United States , 2014 .

[23]  Yujie Wang,et al.  High spatial resolution satellite observations for validation of MODIS land products: IKONOS observations acquired under the NASA Scientific Data Purchase , 2003 .

[24]  María Amparo Gilabert,et al.  Environmental monitoring and crop forecasting in the Sahel through the use of NOAA NDVI data. A case study: Niger 1986–89 , 1993 .

[25]  C. Justice,et al.  Transitioning from MODIS to S-NPP VIIRS data for Agricultural Monitoring , 2016 .

[26]  J. Hatfield,et al.  Remote sensing estimators of potential and actual crop yield , 1983 .

[27]  M. S. Rasmussen Developing simple, operational, consistent NDVI-vegetation models by applying environmental and climatic information. Part II: Crop yield assessment , 1998 .

[28]  Nataliia Kussul,et al.  Deep Learning Classification of Land Cover and Crop Types Using Remote Sensing Data , 2017, IEEE Geoscience and Remote Sensing Letters.

[29]  Gérard Dedieu,et al.  Building a Data Set over 12 Globally Distributed Sites to Support the Development of Agriculture Monitoring Applications with Sentinel-2 , 2015, Remote. Sens..

[30]  Stéphane Dupuy,et al.  Towards a set of agrosystem-specific cropland mapping methods to address the global cropland diversity , 2016 .

[31]  J. Townshend,et al.  Land cover classification accuracy as a function of sensor spatial resolution , 1981 .

[32]  M. van der Velde,et al.  Performance of the MARS-crop yield forecasting system for the European Union: Assessing accuracy, in-season, and year-to-year improvements from 1993 to 2015 , 2019, Agricultural systems.

[33]  Douglas K. Bolton,et al.  Forecasting crop yield using remotely sensed vegetation indices and crop phenology metrics , 2013 .

[34]  Giampiero Maracchi,et al.  Processing of GAC NDVI data for yield forecasting in the Sahelian region , 2000 .

[35]  E. Vermote,et al.  Measuring the Directional Variations of Land Surface Reflectance From MODIS , 2015, IEEE Transactions on Geoscience and Remote Sensing.

[36]  Jianxi Huang,et al.  Improving the timeliness of winter wheat production forecast in the United States of America, Ukraine and China using MODIS data and NCAR Growing Degree Day information , 2015 .

[37]  Wei Guo,et al.  Space-based vegetation health for wheat yield modeling and prediction in Australia , 2018 .

[38]  F. Baret,et al.  Crop specific green area index retrieval from MODIS data at regional scale by controlling pixel-target adequacy , 2011 .

[39]  C. Vignolles,et al.  A methodology for a combined use of normalised difference vegetation index and CORINE land cover data for crop yield monitoring and forecasting. A case study on Spain , 2001 .

[40]  Heather McNairn,et al.  Early season monitoring of corn and soybeans with TerraSAR-X and RADARSAT-2 , 2014, Int. J. Appl. Earth Obs. Geoinformation.

[41]  Danny Lo Seen,et al.  Crop Monitoring Using Vegetation and Thermal Indices for Yield Estimates: Case Study of a Rainfed Cereal in Semi-Arid West Africa , 2016, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[42]  R. D. Jackson,et al.  Multidate spectral reflectance as predictors of yield in water stressed wheat and barley , 1981 .

[43]  F. Baret,et al.  Remotely sensed green area index for winter wheat crop monitoring:10-Year assessment at regional scale over a fragmented landscape , 2012 .

[44]  N. Silleos,et al.  The use of multi-temporal NDVI measurements from AVHRR data for crop yield estimation and prediction , 1993 .

[45]  C. Tucker Red and photographic infrared linear combinations for monitoring vegetation , 1979 .

[46]  O. Rojas Operational maize yield model development and validation based on remote sensing and agro‐meteorological data in Kenya , 2007 .

[47]  Emmanuelle Vaudour,et al.  Early-season mapping of crops and cultural operations using very high spatial resolution Pléiades images , 2015, Int. J. Appl. Earth Obs. Geoinformation.

[48]  Giacomo Fontanelli,et al.  In-Season Mapping of Crop Type with Optical and X-Band SAR Data: A Classification Tree Approach Using Synoptic Seasonal Features , 2015, Remote. Sens..

[49]  Ian McCallum,et al.  A comparison of global agricultural monitoring systems and current gaps , 2019, Agricultural Systems.

[50]  Christopher O. Justice,et al.  Land remote sensing and global environmental change : NASA's earth observing system and the science of ASTER and MODIS , 2011 .

[51]  Michele Meroni,et al.  Yield estimation using SPOT-VEGETATION products: A case study of wheat in European countries , 2014, Int. J. Appl. Earth Obs. Geoinformation.

[52]  M. Bindi,et al.  Estimation of wheat production by the integration of MODIS and ground data , 2011 .

[53]  C. Woodcock,et al.  The factor of scale in remote sensing , 1987 .

[54]  M. S. Rasmussen Operational yield forecast using AVHRR NDVI data: reduction of environmental and inter-annual variability , 1997 .

[55]  S. Carpenter,et al.  Solutions for a cultivated planet , 2011, Nature.

[56]  Rick Mueller,et al.  Data partnership synergy: The Cropland Data Layer , 2009, 2009 17th International Conference on Geoinformatics.

[57]  Nataliia Kussul,et al.  Early Season Large-Area Winter Crop Mapping Using MODIS NDVI Data, Growing Degree Days Information and a Gaussian Mixture Model , 2017 .

[58]  D. Lobell,et al.  Towards fine resolution global maps of crop yields: Testing multiple methods and satellites in three countries , 2017 .

[59]  Zhengwei Yang,et al.  Monitoring US agriculture: the US Department of Agriculture, National Agricultural Statistics Service, Cropland Data Layer Program , 2011 .

[60]  Christopher Justice,et al.  Towards a Generalized Approach for Correction of the BRDF Effect in MODIS Directional Reflectances , 2009, IEEE Transactions on Geoscience and Remote Sensing.

[61]  Chris Funk,et al.  Phenologically-tuned MODIS NDVI-based production anomaly estimates for Zimbabwe , 2009 .

[62]  Robert E. Wolfe,et al.  A 30+ year AVHRR Land Surface Reflectance Climate Data Record and its application to wheat yield monitoring , 2017, Remote. Sens..

[63]  Martha C. Anderson,et al.  The shared and unique values of optical, fluorescence, thermal and microwave satellite data for estimating large-scale crop yields. , 2016 .