Stratifying Risk of Nonadherence in Lingual Strengthening Dysphagia Rehabilitation.

PURPOSE Exercise-based treatments may improve swallowing safety and efficiency; yet, it is not clearly understood which factors predict nonadherence to recommended treatment protocols. The aim of this study was to construct an algorithm for stratifying risk of nonadherence to a lingual strengthening dysphagia treatment program. METHOD Using recursive partitioning, we created a classification tree built from a pool of sociodemographic, clinical, and functional status indicators to identify risk groups for nonadherence to an intensive lingual strengthening treatment program. Nonadherence, or noncompletion, was defined as not completing two or more follow-up sessions or a final session within 84 days. RESULTS The study cohort consisted of 243 Veterans enrolled in the Intensive Dysphagia Treatment program across six sites from January 2012 to August 2019. The overall rate of nonadherence in this cohort was 38%. The classification tree demonstrated good discriminate validity (C-statistic = 0.74) and contained eight groups from five variables: primary diagnosis, marital status, Penetration-Aspiration Scale (PAS) severity score, race/ethnicity, and age. Nonadherence risk was categorized as high (range: 69%-77%), intermediate (27%-33%), and low risk (≤ 13%-22%). CONCLUSIONS This study identified distinct risk groups for nonadherence to lingual strengthening dysphagia rehabilitation. Additional research is necessary to understand how these factors may drive nonadherence. With external validation and refinement through prospective studies, a clinically relevant risk stratification tool can be developed to identify patients who may be at high risk for nonadherence and provide targeted patient support to mitigate risk and provide for unmet needs.

[1]  M. Pulia,et al.  Implementation of the VA Intensive Dysphagia Treatment Program: A Mixed-Methods Evaluation , 2022, Health services insights.

[2]  Ji-su Park,et al.  Chin Tuck Against Resistance Exercise for Dysphagia Rehabilitation: A Systematic Review. , 2021, Journal of oral rehabilitation.

[3]  W. Göhner,et al.  Supporting patient adherence to physical activity and exercise: evaluation of a behavior change counseling training program for physiotherapists , 2021, Physiotherapy theory and practice.

[4]  Peter Hoonakker,et al.  SEIPS 3.0: Human-centered design of the patient journey for patient safety. , 2020, Applied ergonomics.

[5]  Courtney D. Cogburn Culture, Race, and Health: Implications for Racial Inequities and Population Health. , 2019, The Milbank quarterly.

[6]  Brittany N. Krekeler,et al.  Correction to: Patient Adherence to Dysphagia Recommendations: A Systematic Review , 2018, Dysphagia.

[7]  Kent Nakamoto,et al.  Is patient empowerment the key to promote adherence? A systematic review of the relationship between self-efficacy, health locus of control and medication adherence , 2017, PloS one.

[8]  Donald R. Miller,et al.  Development and Validation of a Tool to Identify Patients With Type 2 Diabetes at High Risk of Hypoglycemia-Related Emergency Department or Hospital Use , 2017, JAMA internal medicine.

[9]  K. Grace-Martin,et al.  Reflections on Clinical and Statistical Use of the Penetration-Aspiration Scale , 2017, Dysphagia.

[10]  Annie J. Hill,et al.  Adherence to a Prophylactic Swallowing Therapy Program During (Chemo) Radiotherapy: Impact of Service-Delivery Model and Patient Factors , 2017, Dysphagia.

[11]  D. Rybin,et al.  Impact of Compliance on Dysphagia Rehabilitation in Head and Neck Cancer Patients: Results from a Multi-center Clinical Trial , 2017, Dysphagia.

[12]  James A. Gillespie,et al.  Implementing system-wide risk stratification approaches: A review of critical success and failure factors , 2017, Health services management research.

[13]  L. Yardley,et al.  Predictors of adherence to home-based physical therapies: a systematic review , 2017, Disability and rehabilitation.

[14]  S. Hurst,et al.  Implicit bias in healthcare professionals: a systematic review , 2017, BMC medical ethics.

[15]  Stuart A. Taylor,et al.  Swallowing interventions for the treatment of dysphagia after head and neck cancer: a systematic review of behavioural strategies used to promote patient adherence to swallowing exercises , 2017, BMC Cancer.

[16]  D. Rietveld,et al.  Prophylactic exercises among head and neck cancer patients during and after swallowing sparing intensity modulated radiation: adherence and exercise performance levels of a 12-week guided home-based program , 2016, European Archives of Oto-Rhino-Laryngology.

[17]  Jeff Stone,et al.  Examining the presence, consequences, and reduction of implicit bias in health care: A narrative review , 2016, Group processes & intergroup relations : GPIR.

[18]  R. Gangnon,et al.  Effects of Device‐Facilitated Isometric Progressive Resistance Oropharyngeal Therapy on Swallowing and Health‐Related Outcomes in Older Adults with Dysphagia , 2016, Journal of the American Geriatrics Society.

[19]  E. Perez-stable,et al.  The National Institute on Aging Health Disparities Research Framework. , 2015, Ethnicity & disease.

[20]  J. Morley,et al.  Saint Louis University Mental Status Examination , 2015 .

[21]  E. Hay-Smith,et al.  Exercise adherence: integrating theory, evidence and behaviour change techniques. , 2015, Physiotherapy.

[22]  P. Carayon,et al.  SEIPS 2.0: a human factors framework for studying and improving the work of healthcare professionals and patients , 2013, Ergonomics.

[23]  Robert J. Stroebel,et al.  Risk-stratification methods for identifying patients for care coordination. , 2013, The American journal of managed care.

[24]  W. Kraus,et al.  Exercise Dose Response in Muscle , 2012, International Journal of Sports Medicine.

[25]  Chris Lonsdale,et al.  Patient motivation and adherence to postsurgery rehabilitation exercise recommendations: the influence of physiotherapists' autonomy-supportive behaviors. , 2009, Archives of physical medicine and rehabilitation.

[26]  Yvonne Vergouwe,et al.  Prognosis and prognostic research: validating a prognostic model , 2009, BMJ : British Medical Journal.

[27]  A. Rademaker,et al.  A Randomized Study Comparing the Shaker Exercise with Traditional Therapy: A Preliminary Study , 2009, Dysphagia.

[28]  Yvonne Vergouwe,et al.  Prognosis and prognostic research: Developing a prognostic model , 2009, BMJ : British Medical Journal.

[29]  A. Lindblad,et al.  A randomized study of three interventions for aspiration of thin liquids in patients with dementia or Parkinson's disease. , 2008, Journal of speech, language, and hearing research : JSLHR.

[30]  S. Pocock,et al.  Strengthening the Reporting of Observational Studies in Epidemiology (STROBE): Explanation and Elaboration , 2007, PLoS medicine.

[31]  A. Rademaker,et al.  Laryngeal Penetration During Deglutition in Normal Subjects of Various Ages , 2007, Dysphagia.

[32]  P. Carayon,et al.  Work system design for patient safety: the SEIPS model , 2006, Quality and Safety in Health Care.

[33]  A. Behrman Facilitating behavioral change in voice therapy: the relevance of motivational interviewing. , 2006, American journal of speech-language pathology.

[34]  L. Egede Race, ethnicity, culture, and disparities in health care , 2006, Journal of general internal medicine.

[35]  M. Crary,et al.  Initial psychometric assessment of a functional oral intake scale for dysphagia in stroke patients. , 2005, Archives of physical medicine and rehabilitation.

[36]  W John Boscardin,et al.  Risk stratification for in-hospital mortality in acutely decompensated heart failure: classification and regression tree analysis. , 2005, JAMA.

[37]  Basia Belza,et al.  Does Adherence Make a Difference?: Results From a Community-Based Aquatic Exercise Program , 2002, Nursing research.

[38]  E. Deci,et al.  Supporting Autonomy to Motivate Patients With Diabetes for Glucose Control , 1998, Diabetes Care.

[39]  A. Rademaker,et al.  Chin-down posture effect on aspiration in dysphagic patients. , 1993, Archives of physical medicine and rehabilitation.

[40]  P. Kahrilas,et al.  The benefit of head rotation on pharyngoesophageal dysphagia. , 1989, Archives of physical medicine and rehabilitation.

[41]  S. Folstein,et al.  “Mini-mental state”: A practical method for grading the cognitive state of patients for the clinician , 1975 .

[42]  I. Rosenstock Historical Origins of the Health Belief Model , 1974 .

[43]  J. Jackson,et al.  Racial inequalities in health: Framing future research. , 2018, Social science & medicine.

[44]  E. Brondolo,et al.  Systemic racism moderates effects of provider racial biases on adherence to hypertension treatment for African Americans. , 2014, Health psychology : official journal of the Division of Health Psychology, American Psychological Association.

[45]  Matthew J. Crowley,et al.  Medication Non-Adherence After Myocardial Infarction: An Exploration of Modifying Factors , 2014, Journal of General Internal Medicine.

[46]  R. Sainsbury,et al.  The Effect of Compliance on Clinical Outcomes for Patients with Dysphagia on Videofluoroscopy , 2001, Dysphagia.