A Robust Sparse Bayesian Learning-Based DOA Estimation Method With Phase Calibration

Usually, the array manifolds are assumed to be known perfectly in the radar systems, but the imprecise knowledge substantially degrades the performance of estimating the direction of arrival (DOA). In this paper, the DOA estimation problem in the multiple-input multiple-output (MIMO) radar system is addressed. Assuming the antennas are well-calibrated in a uniform linear geometry, the phase errors among antennas caused by the temperature variation and other environmental conditions are unknown. By exploiting the target sparsity in the spatial domain, a new sparse model combining with phase errors is formulated. Different from the existing high-resolution and sparse-based estimation methods, we directly estimate the phase errors in the sparse reconstruction processing. By adopting the hyperparameters, a novel sparse Bayesian learning (SBL)-based method, named sparse Bayesian learning with phase errors (SBLPE), is proposed. An expectation maximum (EM)-based method is given to realize the SBLPE method efficiently. Additionally, all unknown parameters, including the noise, noise variance, the sparse matrix, etc., are theoretically derived from the prior distributions. Simulation results show that the SBLPE method outperforms the state-of-the-art methods, including the sparse-based and the subspace-based methods with acceptable complexity.

[1]  Jong Chul Ye,et al.  Compressive MUSIC: Revisiting the Link Between Compressive Sensing and Array Signal Processing , 2012, IEEE Transactions on Information Theory.

[2]  Bhaskar D. Rao,et al.  An Empirical Bayesian Strategy for Solving the Simultaneous Sparse Approximation Problem , 2007, IEEE Transactions on Signal Processing.

[3]  Rick S. Blum,et al.  MIMO radar: an idea whose time has come , 2004, Proceedings of the 2004 IEEE Radar Conference (IEEE Cat. No.04CH37509).

[4]  Lei Huang,et al.  $\ell _{p}$-MUSIC: Robust Direction-of-Arrival Estimator for Impulsive Noise Environments , 2013, IEEE Transactions on Signal Processing.

[5]  Hiroyoshi Yamada,et al.  On direction-of-arrival estimation with Khatri-Rao transform virtual-array by using sparse signal reconstruction , 2016, 2016 International Symposium on Antennas and Propagation (ISAP).

[6]  Yiyu Zhou,et al.  A Unified Framework and Sparse Bayesian Perspective for Direction-of-Arrival Estimation in the Presence of Array Imperfections , 2013, IEEE Transactions on Signal Processing.

[7]  Y. Gao,et al.  Array calibration with sensor gain and phase errors using invasive weed optimization algorithm , 2017, 2017 Sixth Asia-Pacific Conference on Antennas and Propagation (APCAP).

[8]  Lutao Liu,et al.  Direction of Arrival Estimation by Convex Optimization Methods With Unknown Sensor Gain and Phase , 2018, IEEE Access.

[9]  Joel A. Tropp,et al.  Signal Recovery From Random Measurements Via Orthogonal Matching Pursuit , 2007, IEEE Transactions on Information Theory.

[10]  Anthony J. Weiss,et al.  Effects of modeling errors on the resolution threshold of the MUSIC algorithm , 1994, IEEE Trans. Signal Process..

[11]  Anthony J. Weiss,et al.  Direction Finding In The Presence Of Mutual Coupling , 1991, Twenty-Second Asilomar Conference on Signals, Systems and Computers.

[12]  Hongbin Li,et al.  Transmit Subaperturing for MIMO Radars With Co-Located Antennas , 2010, IEEE Journal of Selected Topics in Signal Processing.

[13]  Zishu He,et al.  DOA and Phase Error Estimation for a Partly Calibrated Array With Arbitrary Geometry , 2020, IEEE Transactions on Aerospace and Electronic Systems.

[14]  Philip S. Yu,et al.  Direction-of-Arrival Estimation Based on Deep Neural Networks With Robustness to Array Imperfections , 2018, IEEE Transactions on Antennas and Propagation.

[15]  Bhaskar D. Rao,et al.  Sparse Bayesian learning for basis selection , 2004, IEEE Transactions on Signal Processing.

[16]  Lenan Wu,et al.  A hybrid compressed sensing algorithm for sparse channel estimation in MIMO OFDM systems , 2011, 2011 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[17]  Benjamin Friedlander,et al.  DOA estimation in multipath: an approach using fourth-order cumulants , 1997, IEEE Trans. Signal Process..

[18]  Kaushik Mahata,et al.  Direction-of-Arrival Estimation Using a Mixed $\ell _{2,0}$ Norm Approximation , 2010, IEEE Transactions on Signal Processing.

[19]  A. Lee Swindlehurst,et al.  Analysis of the combined effects of finite samples and model errors on array processing performance , 1993, 1993 IEEE International Conference on Acoustics, Speech, and Signal Processing.

[20]  M. Pastorino,et al.  A smart antenna system for direction of arrival estimation based on a support vector regression , 2005, IEEE Transactions on Antennas and Propagation.

[21]  Kazunori Komatani,et al.  Sound source localization based on deep neural networks with directional activate function exploiting phase information , 2016, 2016 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[22]  Jian Li,et al.  MIMO Radar with Colocated Antennas , 2007, IEEE Signal Processing Magazine.

[23]  V. S. Sheeba,et al.  Compressive beamforming using greedy algorithms , 2016, 2016 International Conference on Communication Systems and Networks (ComNet).

[24]  Yiyu Zhou,et al.  An Efficient Maximum Likelihood Method for Direction-of-Arrival Estimation via Sparse Bayesian Learning , 2012, IEEE Transactions on Wireless Communications.

[25]  Bo Wang,et al.  Near-Field Sources Localization in Partly Calibrated Sensor Arrays With Unknown Gains and Phases , 2019, IEEE Wireless Communications Letters.

[26]  D. H. Brandwood Effect of phase errors on the accuracy of MUSIC , 1995 .

[27]  Benjamin Friedlander,et al.  Sensitivity analysis of the maximum likelihood direction finding algorithm , 1989, Twenty-Third Asilomar Conference on Signals, Systems and Computers, 1989..

[28]  Zhong Liu,et al.  Adaptive subspace detector for multi-input multi-output radar in the presence of steering vector mismatch , 2011 .

[29]  Abdelhak M. Zoubir,et al.  Joint 2-D DOA Estimation and Phase Calibration for Uniform Rectangular Arrays , 2012, IEEE Transactions on Signal Processing.

[30]  Lenan Wu,et al.  Moving Target Detection Using Colocated MIMO Radar on Multiple Distributed Moving Platforms , 2017, IEEE Transactions on Signal Processing.

[31]  Zaiping Nie,et al.  Grid Evolution Method for DOA Estimation , 2018, IEEE Transactions on Signal Processing.

[32]  Kazunori Komatani,et al.  Discriminative multiple sound source localization based on deep neural networks using independent location model , 2016, 2016 IEEE Spoken Language Technology Workshop (SLT).

[33]  Lyudmila Mihaylova,et al.  Bayesian Compressive Sensing Approaches for Direction of Arrival Estimation With Mutual Coupling Effects , 2017, IEEE Transactions on Antennas and Propagation.

[34]  Thomas Kailath,et al.  ESPRIT-estimation of signal parameters via rotational invariance techniques , 1989, IEEE Trans. Acoust. Speech Signal Process..

[35]  Xiaofei Zhang,et al.  Direction of Departure (DOD) and Direction of Arrival (DOA) Estimation in MIMO Radar with Reduced-Dimension MUSIC , 2010, IEEE Communications Letters.

[36]  Xianbin Wang,et al.  Off-Grid DOA Estimation Using Sparse Bayesian Learning in MIMO Radar With Unknown Mutual Coupling , 2018, IEEE Transactions on Signal Processing.

[37]  B. Porat,et al.  Accuracy requirements in off-line array calibration , 1997, IEEE Transactions on Aerospace and Electronic Systems.

[38]  Jian Li,et al.  SPICE: A Sparse Covariance-Based Estimation Method for Array Processing , 2011, IEEE Transactions on Signal Processing.

[39]  M. H. Er,et al.  Theoretical analyses of gain and phase error calibration with optimal implementation for linear equispaced array , 2006, IEEE Transactions on Signal Processing.

[40]  Guisheng Liao,et al.  An Eigenstructure Method for Estimating DOA and Sensor Gain-Phase Errors , 2011, IEEE Transactions on Signal Processing.

[41]  Paolo Rocca,et al.  Single-Snapshot DoA Estimation in Array Antennas With Mutual Coupling Through a Multiscaling BCS Strategy , 2017, IEEE Transactions on Antennas and Propagation.

[42]  R. O. Schmidt,et al.  Multiple emitter location and signal Parameter estimation , 1986 .

[43]  Lawrence Carin,et al.  Bayesian Compressive Sensing , 2008, IEEE Transactions on Signal Processing.

[44]  B.D. Van Veen,et al.  Beamforming: a versatile approach to spatial filtering , 1988, IEEE ASSP Magazine.

[45]  Lu Wang,et al.  Novel Wideband DOA Estimation Based on Sparse Bayesian Learning With Dirichlet Process Priors , 2016, IEEE Transactions on Signal Processing.

[46]  Yu Yao,et al.  Cognitive Waveform Optimization for Phase-Modulation-Based Joint Radar-Communications System , 2020, IEEE Access.

[47]  Xiaoming Chen,et al.  Direction-of-Arrival Estimation via Coarray With Model Errors , 2018, IEEE Access.

[48]  Laurent Jacques,et al.  On the Noise Robustness of Simultaneous Orthogonal Matching Pursuit , 2016, IEEE Transactions on Signal Processing.

[49]  Slavche Pejoski,et al.  Compressed Sensing MRI Using Discrete Nonseparable Shearlet Transform and FISTA , 2015, IEEE Signal Processing Letters.

[50]  A. Lee Swindlehurst,et al.  Analysis of the combined effects of finite samples and model errors on array processing performance , 1994, IEEE Trans. Signal Process..

[51]  Michael Georgiopoulos,et al.  A neural network-based smart antenna for multiple source tracking , 2000 .

[52]  Charles Elkan,et al.  Expectation Maximization Algorithm , 2010, Encyclopedia of Machine Learning.

[53]  George Eastman House,et al.  Sparse Bayesian Learning and the Relevance Vector Machine , 2001 .

[54]  Cishen Zhang,et al.  Off-Grid Direction of Arrival Estimation Using Sparse Bayesian Inference , 2011, IEEE Transactions on Signal Processing.

[55]  Lenan Wu,et al.  Antenna placement optimisation for compressed sensing-based distributed MIMO radar , 2017 .

[56]  Yonina C. Eldar,et al.  Average Case Analysis of Multichannel Sparse Recovery Using Convex Relaxation , 2009, IEEE Transactions on Information Theory.

[57]  Alexander M. Haimovich,et al.  Spatial Diversity in Radars—Models and Detection Performance , 2006, IEEE Transactions on Signal Processing.

[58]  Petre Stoica,et al.  Maximum likelihood methods for direction-of-arrival estimation , 1990, IEEE Trans. Acoust. Speech Signal Process..

[59]  Alexander M. Haimovich,et al.  Evaluation of Transmit Diversity in MIMO-Radar Direction Finding , 2007, IEEE Transactions on Signal Processing.

[60]  L.J. Cimini,et al.  MIMO Radar with Widely Separated Antennas , 2008, IEEE Signal Processing Magazine.

[61]  H. Vincent Poor,et al.  MIMO Radar Using Compressive Sampling , 2009, IEEE Journal of Selected Topics in Signal Processing.

[62]  Zeng Jiankui,et al.  Some MIMO radar advantages over phased array radar , 2010, 2010 The 2nd International Conference on Industrial Mechatronics and Automation.

[63]  P. Rocca,et al.  Directions-of-Arrival Estimation Through Bayesian Compressive Sensing Strategies , 2013, IEEE Transactions on Antennas and Propagation.

[64]  Ralph Otto Schmidt,et al.  A signal subspace approach to multiple emitter location and spectral estimation , 1981 .