Evaluation of the moderate earthquake resilience of counties in China based on a three-stage DEA model

China has been struck by earthquakes at all scales, and such quakes have resulted in enormous human and property losses. Previous studies have mainly focused on large-scale earthquakes. However, small-scale quakes can also have long-term impacts. This study sheds light on moderate earthquakes with magnitudes ranging from 5.0 to 7.0. It aims to evaluate county resilience to moderate earthquakes based on 102 moderate quakes that occurred in Mainland China during 2002–2014. To overcome the shortcomings of traditional data envelopment analysis (DEA) evaluation methods, this study adopts a three-stage super-efficient DEA model to evaluate the resilience of counties that have been struck by moderate earthquakes. Moreover, it identifies socioeconomic factors that can effectively affect county resilience. Results suggest that most counties in China that have been struck by moderate earthquakes exhibit low efficiency and resilience. The research uses Tobit regression to demonstrate that insurance intensity, hospital beds, teledensity, government financial expenditure, and disaster experience can efficiently improve county resilience to moderate earthquakes, which indicates the future improvement direction of local resilience. Moreover, a region with a high frequency of moderate quakes displays relatively low efficiency and resilience. Considerable attention and effort should be afforded to these areas.

[1]  S. Cutter,et al.  Journal of Homeland Security and Emergency Management Disaster Resilience Indicators for Benchmarking Baseline Conditions , 2011 .

[2]  Yong Chen,et al.  Earthquakes and Seismic Hazard in China , 2003 .

[3]  Jun-Yen Lee Application of the three-stage DEA in measuring efficiency – an empirical evidence , 2008 .

[4]  Joe Zhu,et al.  Super-efficiency and DEA sensitivity analysis , 2001, Eur. J. Oper. Res..

[5]  A. Üstün,et al.  Evaluating İstanbul’s disaster resilience capacity by data envelopment analysis , 2015, Natural Hazards.

[6]  W. L. Shirley,et al.  Social Vulnerability to Environmental Hazards , 2003 .

[7]  R. Shepherd Theory of cost and production functions , 1970 .

[8]  Jiuchang Wei,et al.  Evaluation of Industrial-Accidents Management Performance in China , 2014 .

[9]  Shan Liu,et al.  Geographical Analysis of Community Resilience to Seismic Hazard in Southwest China , 2016, International Journal of Disaster Risk Science.

[10]  Lindsey R. Barnes,et al.  A place-based model for understanding community resilience to natural disasters , 2008 .

[11]  M. Ganor,et al.  Community Resilience: Lessons Derived from Gilo Under Fire , 2003 .

[12]  L. Comfort RISK, SECURITY, AND DISASTER MANAGEMENT , 2005 .

[13]  B. Dowd,et al.  The effect of premiums on the small firm's decision to offer health insurance , 1997 .

[14]  George Horwich,et al.  Economic Lessons of the Kobe Earthquake , 2000, Economic Development and Cultural Change.

[15]  R. Goodman,et al.  Identifying and Defining the Dimensions of Community Capacity to Provide a Basis for Measurement , 1998, Health education & behavior : the official publication of the Society for Public Health Education.

[16]  Michel Bruneau,et al.  A Framework to Quantitatively Assess and Enhance the Seismic Resilience of Communities , 2003 .

[17]  David Mendez,et al.  Employing super-efficiency analysis as an alternative to DEA: An application in outpatient substance abuse treatment , 2009, Eur. J. Oper. Res..

[18]  Linda B. Bourque,et al.  Preparedness and Hazard Mitigation Actions before and after Two Earthquakes , 1995 .

[19]  Rowan Douglas INSURING RESILIENCE - EMPLOYING APPROACHES FROM THE RE/INSURANCE SECTOR TO ENCOURAGE SUSTAINABLE DESIGN & OPERATIONS AGAINST NATURAL HAZARDS. , 2014 .

[20]  T. L. Wilson,et al.  Vulnerability to flooding: health and social dimensions , 2002, Philosophical Transactions of the Royal Society of London. Series A: Mathematical, Physical and Engineering Sciences.

[21]  W. Adger,et al.  Progress in global environmental change , 2010 .

[22]  M. Gorman,et al.  Evaluating US state police performance using data envelopment analysis , 2008 .

[23]  S. Carpenter,et al.  Social-Ecological Resilience to Coastal Disasters , 2005, Science.

[24]  Stephanie E. Chang,et al.  Measuring Improvements in the Disaster Resilience of Communities , 2004 .

[25]  Philippe Artzner,et al.  DEFAULT RISK INSURANCE AND INCOMPLETE MARKETS , 1995 .

[26]  Abigail M. York,et al.  Land fragmentation due to rapid urbanization in the Phoenix Metropolitan Area: Analyzing the spatiotemporal patterns and drivers , 2012 .

[27]  D. Paton,et al.  Disaster Resilience: An Integrated Approach , 2006 .

[28]  M. Zoback,et al.  Disaster Resilience: A National Imperative , 2013 .

[29]  Matthew E. Kahn The Death Toll from Natural Disasters: The Role of Income, Geography, and Institutions , 2005, Review of Economics and Statistics.

[30]  H. Kunreuther,et al.  The hidden costs of coastal hazards: Implications for risk assessment and mitigation , 2000 .

[31]  Jie Liu,et al.  Analysis of the differentiation in human vulnerability to earthquake hazard between rural and urban areas: case studies in 5.12 Wenchuan Earthquake (2008) and 4.20 Ya’an Earthquake (2013), China , 2015 .

[32]  Yi-Ming Wei,et al.  The assessment of vulnerability to natural disasters in China by using the DEA method , 2004 .

[33]  N. Lam,et al.  Measuring Community Resilience to Coastal Hazards along the Northern Gulf of Mexico. , 2016, Natural hazards review.

[34]  F. Norris,et al.  Community Resilience as a Metaphor, Theory, Set of Capacities, and Strategy for Disaster Readiness , 2008, American journal of community psychology.

[35]  M. Lindell,et al.  Household Adjustment to Earthquake Hazard , 2000 .

[36]  Gian Paolo Cimellaro,et al.  Quantification of Seismic Resilience , 2006 .

[37]  Paul A. Raschky,et al.  Institutions and the losses from natural disasters , 2008 .

[38]  David Dooley,et al.  Earthquake Preparedness: Predictors in a Community Survey1 , 1992 .

[39]  N. Jiang,et al.  Provincial evaluation of vulnerability to geological disaster in China and its influencing factors: a three-stage DEA-based analysis , 2015, Natural Hazards.

[40]  P. Andersen,et al.  A procedure for ranking efficient units in data envelopment analysis , 1993 .

[41]  Siambabala Bernard Manyena,et al.  The concept of resilience revisited. , 2006, Disasters.

[42]  Sonia Giovinazzi,et al.  Resilience of the Canterbury Hospital System to the 2011 Christchurch Earthquake , 2014 .

[43]  H. O. Fried,et al.  Accounting for Environmental Effects and Statistical Noise in Data Envelopment Analysis , 2002 .

[44]  D. Wu,et al.  Earthquakes and Risk Management in China , 2010 .

[45]  C. S. Holling Engineering Resilience versus Ecological Resilience , 1996 .

[46]  R. Kasperson,et al.  A framework for vulnerability analysis in sustainability science , 2003, Proceedings of the National Academy of Sciences of the United States of America.