Statistical modeling methods to analyze the impacts of multiunit process variability on critical quality attributes of Chinese herbal medicine tablets

The quality of Chinese herbal medicine tablets suffers from batch-to-batch variability due to a lack of manufacturing process understanding. In this paper, the Panax notoginseng saponins (PNS) immediate release tablet was taken as the research subject. By defining the dissolution of five active pharmaceutical ingredients and the tablet tensile strength as critical quality attributes (CQAs), influences of both the manipulated process parameters introduced by an orthogonal experiment design and the intermediate granules’ properties on the CQAs were fully investigated by different chemometric methods, such as the partial least squares, the orthogonal projection to latent structures, and the multiblock partial least squares (MBPLS). By analyzing the loadings plots and variable importance in the projection indexes, the granule particle sizes and the minimal punch tip separation distance in tableting were identified as critical process parameters. Additionally, the MBPLS model suggested that the lubrication time in the final blending was also important in predicting tablet quality attributes. From the calculated block importance in the projection indexes, the tableting unit was confirmed to be the critical process unit of the manufacturing line. The results demonstrated that the combinatorial use of different multivariate modeling methods could help in understanding the complex process relationships as a whole. The output of this study can then be used to define a control strategy to improve the quality of the PNS immediate release tablet.

[1]  H. Wu,et al.  Quality-by-Design (QbD): An integrated process analytical technology (PAT) approach for a dynamic pharmaceutical co-precipitation process characterization and process design space development. , 2011, International journal of pharmaceutics.

[2]  Katherine A. Bakeev Process analytical technology : spectroscopic tools and implementation strategies for the chemical and pharmaceutical industries , 2010 .

[3]  Rodolfo Pinal,et al.  Utility of multivariate analysis in modeling the effects of raw material properties and operating parameters on granule and ribbon properties prepared in roller compaction. , 2008, Drug development and industrial pharmacy.

[4]  John F. MacGregor,et al.  Modeling and Optimization of a Tablet Manufacturing Line , 2011, Journal of Pharmaceutical Innovation.

[5]  J. Macgregor,et al.  Analysis of multiblock and hierarchical PCA and PLS models , 1998 .

[6]  A. Smilde,et al.  Deflation in multiblock PLS , 2001 .

[7]  C. Jun,et al.  Performance of some variable selection methods when multicollinearity is present , 2005 .

[8]  Kenneth R. Morris,et al.  Multi-scale pharmaceutical process understanding: From particle to powder to dosage form , 2010 .

[9]  L. E. Wangen,et al.  A multiblock partial least squares algorithm for investigating complex chemical systems , 1989 .

[10]  Li-Jun Wu,et al.  Studies on controlled release effervescent osmotic pump tablets from Traditional Chinese Medicine Compound Recipe. , 2004, Journal of controlled release : official journal of the Controlled Release Society.

[11]  B. Kowalski,et al.  Partial least-squares regression: a tutorial , 1986 .

[12]  Svend Havelund,et al.  Quality by design - Spray drying of insulin intended for inhalation. , 2008, European journal of pharmaceutics and biopharmaceutics : official journal of Arbeitsgemeinschaft fur Pharmazeutische Verfahrenstechnik e.V.

[13]  Steven J. Spencer,et al.  Comparison of principal components regression, partial least squares regression, multi-block partial least squares regression, and serial partial least squares regression algorithms for the analysis of Fe in iron ore using LIBS , 2012 .

[14]  Ingunn Tho,et al.  Multivariate analysis of relationships between material properties, process parameters and tablet tensile strength for alpha-lactose monohydrates. , 2009, European journal of pharmaceutics and biopharmaceutics : official journal of Arbeitsgemeinschaft fur Pharmazeutische Verfahrenstechnik e.V.

[15]  S. Wold,et al.  Orthogonal projections to latent structures (O‐PLS) , 2002 .

[16]  G. Stetsko Statistical Experimental Design and its Application to Pharmaceutical Development Problems , 1986 .

[17]  Theodora Kourti,et al.  Pharmaceutical Manufacturing: The Role of Multivariate Analysis in Design Space, Control Strategy, Process Understanding, Troubleshooting, and Optimization , 2010 .

[18]  Chris Davison,et al.  Multivariate modelling to study the effect of the manufacturing process on the complete tablet dissolution profile. , 2015, International journal of pharmaceutics.

[19]  John Robertson,et al.  General procedure to aid the development of continuous pharmaceutical processes using multivariate statistical modeling - an industrial case study. , 2013, International journal of pharmaceutics.

[20]  Bing Xu,et al.  Robust design space development for HPLC analysis of five chemical components in Panax notoginseng saponins , 2016 .

[21]  J. Trygg,et al.  Combining experimental design and orthogonal projections to latent structures to study the influence of microcrystalline cellulose properties on roll compaction. , 2011, International journal of pharmaceutics.

[22]  T. De Beer,et al.  Optimization of a pharmaceutical freeze-dried product and its process using an experimental design approach and innovative process analyzers. , 2011, Talanta.

[23]  Pierantonio Facco,et al.  Latent variable modeling to assist the implementation of Quality-by-Design paradigms in pharmaceutical development and manufacturing: a review. , 2013, International journal of pharmaceutics.

[24]  J. Trygg,et al.  A quality by design approach to investigate the effect of mannitol and dicalcium phosphate qualities on roll compaction. , 2013, International journal of pharmaceutics.

[25]  Bruce R. Kowalski,et al.  prediction of wine quality and geographic origin from chemical measurements by parital least-squares regression modeling , 1984 .

[26]  Diane J Burgess,et al.  Quality by design approach to understand the process of nanosuspension preparation. , 2009, International journal of pharmaceutics.

[27]  Krist V. Gernaey,et al.  A model-based systems approach to pharmaceutical product-process design and analysis , 2010 .

[28]  Yiyu Cheng,et al.  Determination of paeonol and paeoniflorin in Chinese medicine Cortex Moutan and 'Shuangdan' granule by micellar electrokinetic capillary chromatography. , 2006, Journal of pharmaceutical and biomedical analysis.

[29]  Marianthi G. Ierapetritou,et al.  Design Space of Pharmaceutical Processes Using Data-Driven-Based Methods , 2010, Journal of Pharmaceutical Innovation.

[30]  J. Newton,et al.  Determination of tablet strength by the diametral-compression test. , 1970, Journal of pharmaceutical sciences.

[31]  C Vervaet,et al.  Near infrared and Raman spectroscopy for the in-process monitoring of pharmaceutical production processes. , 2011, International journal of pharmaceutics.

[32]  R Yuan,et al.  Traditional Chinese medicine: an approach to scientific proof and clinical validation. , 2000, Pharmacology & therapeutics.

[33]  Yoshinori Onuki,et al.  Optimization of the Manufacturing Process for Oral Formulations Using Multivariate Statistical Methods , 2011, Journal of Pharmaceutical Innovation.

[34]  Salvador García-Muñoz,et al.  A framework for in-silico formulation design using multivariate latent variable regression methods. , 2011, International journal of pharmaceutics.

[35]  J. Westerhuis,et al.  Multivariate modelling of the pharmaceutical two‐step process of wet granulation and tableting with multiblock partial least squares , 1997 .

[36]  John F. MacGregor,et al.  Process monitoring and diagnosis by multiblock PLS methods , 1994 .

[37]  Bruce R. Kowalski,et al.  A multivariate method for relating groups of measurements connected by a causal pathway , 1985 .

[38]  Chunyan Zhu,et al.  Pharmacokinetics study of bio-adhesive tablet of Panax notoginseng saponins , 2011, International archives of medicine.

[39]  Johan Trygg Prediction and spectral profile estimation in multivariate calibration , 2004 .

[40]  Theodora Kourti,et al.  Process Analytical Technology Beyond Real-Time Analyzers: The Role of Multivariate Analysis , 2006 .

[41]  J. Chen,et al.  Effect of a traditional Chinese medicine preparation Xindi soft capsule on rat model of acute blood stasis: a urinary metabonomics study based on liquid chromatography-mass spectrometry. , 2008, Journal of chromatography. B, Analytical technologies in the biomedical and life sciences.

[42]  Lawrence X. Yu Pharmaceutical Quality by Design: Product and Process Development, Understanding, and Control , 2008, Pharmaceutical Research.

[43]  Ich Harmonised,et al.  INTERNATIONAL CONFERENCE ON HARMONISATION OF TECHNICAL REQUIREMENTS FOR REGISTRATION OF PHARMACEUTICALS FOR HUMAN USE , 2006 .