Submesoscale Processes and Dynamics

Increased spatial resolution in recent observations and modeling has revealed a richness of structure and processes on lateral scales of a kilometer in the upper ocean. Processes at this scale, termed submesoscale, are distinguished by order one Rossby and Richardson numbers; their dynamics are distinct from those of the largely quasi-geostrophic mesoscale, as well as fully three-dimensional, small-scale, processes. Submesoscale pro- cesses make an important contribution to the vertical flux of mass, buoyancy, and trac- ers in the upper ocean. They flux potential vorticity through the mixed layer, enhance communication between the pycnocline and surface, and play a crucial role in changing the upper-ocean stratification and mixed-layer structure on a time scale of days. In this review, we present a synthesis of upper-ocean submesoscale processes, arising in the presence of lateral buoyancy gradients. We describe their generation through fron- togenesis, unforced instabilities, and forced motions due to buoyancy loss or down-front winds. Using the semi-geostrophic (SG) framework, we present physical arguments to help interpret several key aspects of submesoscale flows. These include the development of narrow elongated regions with O(1) Rossby and Richardson numbers through fron- togenesis, intense vertical velocities with a downward bias at these sites, and secondary circulations that redistribute buoyancy to stratify the mixed layer. We review some of the first parameterizations for submesoscale processes that attempt to capture their con- tribution to, firstly, vertical buoyancy fluxes and restratification by mixed layer insta- bilities and, secondly, the exchange of potential vorticity between the wind- and buoyancy- forced surface, mixed layer, and pycnocline. Submesoscale processes are emerging as vi- tal for the transport of biogeochemical properties, for generating spatial heterogeneity that is critical for biogeochemical processes and mixing, and for the transfer of energy from the meso to small scales. Several studies are in progress to model, measure, ana- lyze, understand, and parameterize these motions.