Detecting tree mortality with Landsat-derived spectral indices: Improving ecological accuracy by examining uncertainty

Abstract Satellite-derived fire severity metrics are a foundational tool used to estimate fire effects at the landscape scale. Changes in surface characteristics permit reasonably accurate delineation between burned and unburned areas, but variability in severity within burned areas is much more challenging to detect. Previous studies have relied primarily on categorical data to calibrate severity indices in terms of classification accuracy, but this approach does not readily translate into an expected amount of error in terms of actual tree mortality. We addressed this issue by examining a dataset of 40,370 geolocated trees that burned in the 2013 California Rim Fire using 36 Landsat-derived burn severity indices. The differenced Normalized Burn Ratio (dNBR) performed reliably well, but the differenced SWIR:NIR ratio most accurately predicted percent basal area mortality and the differenced normalized vegetation index (dNDVI) most accurately predicted percent mortality of stems ≥10 cm diameter at breast height. Relativized versions of dNBR did not consistently improve accuracy; the relativized burn ratio (RBR) was generally equivalent to dNBR while RdNBR had consistently lower accuracy. There was a high degree of variability in observed tree mortality, especially at intermediate spectral index values. This translated into a considerable amount of uncertainty at the landscape scale, with an expected range in estimated percent basal area mortality greater than 37% for half of the area burned (>50,000 ha). In other words, a 37% range in predicted mortality rate was insufficient to capture the observed mortality rate for half of the area burned. Uncertainty was even greater for percent stem mortality, with half of the area burned exceeding a 46% range in predicted mortality rate. The high degree of uncertainty in tree mortality that we observed challenges the confidence with which Landsat-derived spectral indices have been used to measure fire effects, and this has broad implications for research and management related to post-fire landscape complexity, distribution of seed sources, or persistence of fire refugia. We suggest ways to account for uncertainty that will facilitate a more nuanced and ecologically-accurate interpretation of fire effects. This study makes three key contributions to the field of remote sensing of fire effects: 1) we conducted the most comprehensive comparison to date of all previously published severity indices using the largest contiguous set of georeferenced tree mortality field data and revealed that the accuracy of both absolute and relative spectral indices depends on the tree mortality metric of interest;2) we conducted this study in a single, large fire that enabled us to isolate variability due to intrinsic, within-landscape factors without the additional variance due to extrinsic factors associated with different biogeographies or climatic conditions; and 3) we identified the range in tree mortality that may be indistinguishable based on spectral indices derived from Landsat satellites, and we demonstrated how this variability translates into a considerable amount of uncertainty in fire effects at the landscape scale.

[1]  Andrew J. Larson,et al.  Multi-scale assessment of post-fire tree mortality models , 2019, International Journal of Wildland Fire.

[2]  J. Lutz,et al.  A forest reconstruction model to assess changes to Sierra Nevada mixed-conifer forest during the fire suppression era , 2015 .

[3]  Alistair M. S. Smith,et al.  Limitations and utilisation of Monitoring Trends in Burn Severity products for assessing wildfire severity in the USA , 2015 .

[4]  A. Huete A soil-adjusted vegetation index (SAVI) , 1988 .

[5]  Carol Miller,et al.  A New Metric for Quantifying Burn Severity: The Relativized Burn Ratio , 2014, Remote. Sens..

[6]  S. A. Lewis,et al.  Remote sensing techniques to assess active fire characteristics and post-fire effects , 2006 .

[7]  Andy Liaw,et al.  Classification and Regression by randomForest , 2007 .

[8]  Sean C. Anderson,et al.  Incorporating biophysical gradients and uncertainty into burn severity maps in a temperate fire‐prone forested region , 2019, Ecosphere.

[9]  D. Opitz,et al.  Classifying and mapping wildfire severity : A comparison of methods , 2005 .

[10]  Andrew J. Larson,et al.  Advancing Fire Science with Large Forest Plots and a Long-Term Multidisciplinary Approach , 2018 .

[11]  D. R. Cutler,et al.  Utah State University From the SelectedWorks of , 2017 .

[12]  Robert J. McGaughey,et al.  Mixed severity fire effects within the Rim fire: Relative importance of local climate, fire weather, topography, and forest structure , 2015 .

[13]  J. W. Wagtendonk,et al.  Comparison of AVIRIS and Landsat ETM+ detection capabilities for burn severity , 2004 .

[14]  S. Hook,et al.  Evaluating spectral indices and spectral mixture analysis for assessing fire severity, combustion completeness and carbon emissions , 2013 .

[15]  M. Claverie,et al.  Preliminary analysis of the performance of the Landsat 8/OLI land surface reflectance product. , 2016, Remote sensing of environment.

[16]  Jay D. Miller,et al.  Mapping forest post-fire canopy consumption in several overstory types using multi-temporal Landsat TM and ETM data , 2002 .

[17]  Robert J. McGaughey,et al.  Assessing fire effects on forest spatial structure using a fusion of Landsat and airborne LiDAR data in Yosemite National Park , 2014 .

[18]  Robert E. Keane,et al.  Challenges of assessing fire and burn severity using field measures, remote sensing and modelling , 2014 .

[19]  Scott L. Stephens,et al.  Alternative characterization of forest fire regimes: incorporating spatial patterns , 2017, Landscape Ecology.

[20]  Danielle J. Marceau,et al.  Remote sensing and the measurement of geographical entities in a forested environment. 1. The scale and spatial aggregation problem , 1994 .

[21]  Feng Zhao,et al.  Using High Spatial Resolution Satellite Imagery to Map Forest Burn Severity Across Spatial Scales in a Pine Barrens Ecosystem , 2017 .

[22]  James E. Vogelmann,et al.  Comparison between two vegetation indices for measuring different types of forest damage in the north-eastern United States , 1990 .

[23]  Nicole M. Vaillant,et al.  Landscape-scale quantification of fire-induced change in canopy cover following mountain pine beetle outbreak and timber harvest , 2017 .

[24]  J. Lutz,et al.  Can Low-Severity Fire Reverse Compositional Change in Montane Forests of the Sierra Nevada, California, USA? , 2016 .

[25]  G. Asner,et al.  Forest structure and pattern vary by climate and landform across active-fire landscapes in the montane Sierra Nevada , 2019, Forest Ecology and Management.

[26]  J. Abatzoglou,et al.  Fire Refugia: What Are They, and Why Do They Matter for Global Change? , 2018, BioScience.

[27]  Brandon M. Collins,et al.  Severity of an uncharacteristically large wildfire, the Rim Fire, in forests with relatively restored frequent fire regimes , 2014 .

[28]  Scott L. Stephens,et al.  Changing spatial patterns of stand-replacing fire in California conifer forests , 2017 .

[29]  J. Lutz,et al.  Reconciling Niches and Neutrality in a Subalpine Temperate Forest , 2017 .

[30]  Orie L. Loucks,et al.  Scaling and uncertainty analysis in ecology : methods and applications , 2006 .

[31]  W. Parton,et al.  Fixing a snag in carbon emissions estimates from wildfires , 2019, Global change biology.

[32]  Charles B. Halpern,et al.  TREE MORTALITY DURING EARLY FOREST DEVELOPMENT: A LONG-TERM STUDY OF RATES, CAUSES, AND CONSEQUENCES , 2006 .

[33]  R. Schmid,et al.  Forest Giants of the Pacific Coast , 2001 .

[34]  Jose M. Cardoso Pereira,et al.  An assessment of vegetation fire in Africa (1981–1991): Burned areas, burned biomass, and atmospheric emissions , 1999 .

[35]  Jon E. Keeley,et al.  Ecological effects of large fires on US landscapes: benefit or catastrophe? , 2008, International Journal of Wildland Fire.

[36]  J. Abatzoglou,et al.  Spatiotemporal patterns of unburned areas within fire perimeters in the northwestern United States from 1984 to 2014 , 2016 .

[37]  C. A. Cansler,et al.  Shrub Communities, Spatial Patterns, and Shrub-Mediated Tree Mortality following Reintroduced Fire in Yosemite National Park, California, USA , 2017 .

[38]  David P. Roy,et al.  Remote sensing of fire severity: assessing the performance of the normalized burn ratio , 2006, IEEE Geoscience and Remote Sensing Letters.

[39]  C. Tucker Red and photographic infrared linear combinations for monitoring vegetation , 1979 .

[40]  D. Verbyla,et al.  Evaluation of remotely sensed indices for assessing burn severity in interior Alaska using Landsat TM and ETM , 2005 .

[41]  P. J. Mantgem,et al.  Negligible Influence of Spatial Autocorrelation in the Assessment of Fire Effects in a Mixed Conifer Forest , 2009 .

[42]  W. Ripple,et al.  Assessing wildfire effects with Landsat thematic mapper data , 1998 .

[43]  Alistair M. S. Smith,et al.  Evaluating the Mid-Infrared Bi-spectral Index for improved assessment of low-severity fire effects in a conifer forest , 2018 .

[44]  B. Quayle,et al.  A Project for Monitoring Trends in Burn Severity , 2007 .

[45]  J. Lutz,et al.  Fire and the Distribution and Uncertainty of Carbon Sequestered as Aboveground Tree Biomass in Yosemite and Sequoia & Kings Canyon National Parks , 2017 .

[46]  J. W. Wagtendonk,et al.  Fire Frequency, Area Burned, and Severity: A Quantitative Approach to Defining a Normal Fire Year , 2011 .

[47]  Jerome R. Ravetz,et al.  Uncertainty and Quality in Science for Policy , 1990 .

[48]  J. W. Wagtendonk,et al.  Mapped versus actual burned area within wildfire perimeters: Characterizing the unburned , 2012 .

[49]  A. Meddens,et al.  The importance of small fire refugia in the central Sierra Nevada, California, USA , 2019, Forest Ecology and Management.

[50]  Joseph W. Sherlock,et al.  Calibration and validation of the relative differenced Normalized Burn Ratio (RdNBR) to three measures of fire severity in the Sierra Nevada and Klamath Mountains, California, USA , 2009 .

[51]  J. Lutz The Evolution of Long-Term Data for Forestry: Large Temperate Research Plots in an Era of Global Change , 2015 .

[52]  David Kenfack,et al.  Global importance of large‐diameter trees , 2018 .

[53]  Charles B. Halpern,et al.  Uncertainty analysis: an evaluation metric for synthesis science , 2015 .

[54]  Fuel dynamics after reintroduced fire in an old-growth Sierra Nevada mixed-conifer forest , 2019, Fire Ecology.

[55]  A. Smith,et al.  Production of Landsat ETM+ reference imagery of burned areas within Southern African savannahs: comparison of methods and application to MODIS , 2007 .

[56]  Andrew J. Larson,et al.  Ecological Importance of Large-Diameter Trees in a Temperate Mixed-Conifer Forest , 2012, PloS one.

[57]  J. Abatzoglou,et al.  Climate Contributors to Forest Mosaics: Ecological Persistence Following Wildfire , 2015 .

[58]  D. Roberts,et al.  Multiple Endmember Spectral Mixture Analysis (MESMA) to map burn severity levels from Landsat images in Mediterranean countries , 2013 .

[59]  Topography, Fuels, and Fire Exclusion Drive Fire Severity of the Rim Fire in an Old-Growth Mixed-Conifer Forest, Yosemite National Park, USA , 2015, Ecosystems.

[60]  C. A. Cansler,et al.  Fire and tree death: understanding and improving modeling of fire-induced tree mortality , 2018, Environmental Research Letters.

[61]  Robert J. Pabst,et al.  Rate of tree carbon accumulation increases continuously with tree size , 2014, Nature.

[62]  C. A. Cansler,et al.  Fire enhances the complexity of forest structure in alpine treeline ecotones , 2018 .

[63]  J. W. Wagtendonk,et al.  Fire Regime Attributes of Wildland Fires in Yosemite National Park, USA , 2007 .

[64]  Andrew Kliskey,et al.  Remote sensing the vulnerability of vegetation in natural terrestrial ecosystems , 2014 .

[65]  E. Knapp,et al.  A quantitative comparison of forest fires in central and northern California under early (1911–1924) and contemporary (2002–2015) fire suppression , 2019, International Journal of Wildland Fire.

[66]  Carl H. Key,et al.  Landscape Assessment (LA) , 2006 .

[67]  Donald McKenzie,et al.  How Robust Are Burn Severity Indices When Applied in a New Region? Evaluation of Alternate Field-Based and Remote-Sensing Methods , 2012, Remote. Sens..

[68]  L. M. Moskal,et al.  Forest structure predictive of fisher (Pekania pennanti) dens exists in recently burned forest in Yosemite, California, USA , 2019, Forest Ecology and Management.

[69]  Qingxi Tong,et al.  Derivation of a tasselled cap transformation based on Landsat 8 at-satellite reflectance , 2014 .

[70]  A. Meddens,et al.  Detecting unburned areas within wildfire perimeters using Landsat and ancillary data across the northwestern United States , 2016 .

[71]  S. Flasse,et al.  An evaluation of different bi-spectral spaces for discriminating burned shrub-savannah , 2001 .

[72]  Jay D. Miller,et al.  Quantifying burn severity in a heterogeneous landscape with a relative version of the delta Normalized Burn Ratio (dNBR) , 2007 .

[73]  Nathaniel P. Robinson,et al.  Mean Composite Fire Severity Metrics Computed with Google Earth Engine Offer Improved Accuracy and Expanded Mapping Potential , 2018, Remote. Sens..

[74]  R Core Team,et al.  R: A language and environment for statistical computing. , 2014 .

[75]  Ronald J. Hall,et al.  Variability and drivers of burn severity in the northwestern Canadian boreal forest , 2018 .

[76]  B. Gao NDWI—A normalized difference water index for remote sensing of vegetation liquid water from space , 1996 .

[77]  Jay D. Miller,et al.  Climate, lightning ignitions, and fire severity in Yosemite National Park, California, USA. , 2009 .

[78]  Luca Scrucca,et al.  Model-based SIR for dimension reduction , 2011, Comput. Stat. Data Anal..

[79]  C. A. Cansler,et al.  Post-fire morel (Morchella) mushroom abundance, spatial structure, and harvest sustainability , 2016 .

[80]  S. Sader,et al.  Detection of forest harvest type using multiple dates of Landsat TM imagery , 2002 .

[81]  J. Lutz,et al.  The Importance of Large-Diameter Trees to Forest Structural Heterogeneity , 2013, PloS one.