Synergistic evaluation of Sentinel 1 and 2 for biomass estimation in a tropical forest of India

Abstract Spatially explicit measurement of Above Ground Biomass (AGB) is crucial for the quantification of forest carbon stock and fluxes. To achieve this, an integration of Optical and Synthetic Aperture Radar (SAR) satellite datasets could provide an accurate estimation of forest biomass. This will also help in removing the uncertainties associated with the single sensor-based estimation approaches. Therefore, the present study attempts to integrate Sentinel-2 optical data with Sentinel-1 SAR dataset to estimate AGB in the Shoolpaneshwar Wildlife Sanctuary (SWS), Gujarat, India. In this study, two non-parametric machine learning algorithms viz Support Vector Machines (SVMs) with different kernel functions--linear, sigmoidal, radial and polynomial and Random Forest (RF) were employed for the prediction of AGB using different combinations of VV, VH, Normalized Difference Vegetation Index (NDVI) and Incidence Angle (IA). Ground based AGB was estimated through allometric equation at 35 sampling sites with the help of tree height and Diameter at Breast’s Height (DBH). Standalone collinearity analysis among different parameters resulted in poor correlation of AGB with VH (r=0.05) and IA (r=0.015), whereas a significantly good correlation with NDVI (r=0.80) and VV (r=0.74) were observed. Inclusion of NDVI with VV and VH together also resulted in a better correlation (r=0.85) than other combinations. The SVM with linear kernel utilizing parametric the combinations of VV+VH+NDVI and VV+VH+NDVI+IA were found to be best performing on the basis of evaluation metrics. The outcome of this study highlighted the significance of machine learning techniques and synergistic use of different remote sensing data for an improved AGB quantification in tropical forests.

[1]  Meng Wang,et al.  Analyzing the Uncertainty of Estimating Forest Aboveground Biomass Using Optical Imagery and Spaceborne LiDAR , 2019, Remote. Sens..

[2]  M. L. Khan,et al.  Tree diversity assessment and above ground forests biomass estimation using SAR remote sensing: A case study of higher altitude vegetation of North-East Himalayas, India , 2019, Physics and Chemistry of the Earth, Parts A/B/C.

[3]  R. Hall,et al.  Biomass mapping using forest type and structure derived from Landsat TM imagery , 2006 .

[4]  M. Segura,et al.  Allometric Models for Tree Volume and Total Aboveground Biomass in a Tropical Humid Forest in Costa Rica 1 , 2005 .

[5]  Akash Anand,et al.  Spatial distribution of mangrove forest species and biomass assessment using field inventory and earth observation hyperspectral data , 2019, Biodiversity and Conservation.

[6]  D. Lu The potential and challenge of remote sensing‐based biomass estimation , 2006 .

[7]  Abhigyan Nath,et al.  Comparative study on machine learning techniques in predicting the QoS-values for web-services recommendations , 2015, International Conference on Computing, Communication & Automation.

[8]  Nathan Srebro,et al.  SVM optimization: inverse dependence on training set size , 2008, ICML '08.

[9]  Volker Hochschild,et al.  Above-ground biomass estimates based on active and passive microwave sensor imagery in low-biomass savanna ecosystems , 2018, Journal of Applied Remote Sensing.

[10]  Christian Thiel,et al.  Estimation of Above-Ground Biomass over Boreal Forests in Siberia Using Updated In Situ, ALOS-2 PALSAR-2, and RADARSAT-2 Data , 2018, Remote. Sens..

[11]  J. Chambers,et al.  Tree allometry and improved estimation of carbon stocks and balance in tropical forests , 2005, Oecologia.

[12]  T. Soromessa,et al.  Carbon stocks and factors affecting their storage in dry Afromontane forests of Awi Zone, northwestern Ethiopia , 2019, Journal of Ecology and Environment.

[13]  Barbara Koch,et al.  Status and future of laser scanning, synthetic aperture radar and hyperspectral remote sensing data for forest biomass assessment , 2010 .

[14]  A. Anand Sentinel SAR Data and In-Situ-Based High-Resolution Above-Ground Carbon Stocks Estimation Within the Open Forests of Ramgarh District , 2020 .

[15]  George P. Petropoulos,et al.  Use of Hyperion for Mangrove Forest Carbon Stock Assessment in Bhitarkanika Forest Reserve: A Contribution Towards Blue Carbon Initiative , 2020, Remote. Sens..

[16]  J. Carreiras,et al.  Understanding the relationship between aboveground biomass and ALOS PALSAR data in the forests of Guinea-Bissau (West Africa) , 2012 .

[17]  Manish Kumar Pandey,et al.  An Econometric Time Series Forecasting Framework for Web Services Recommendation , 2020 .

[18]  Shefali Agrawal,et al.  Polarimetric SAR Interferometry based modeling for tree height and aboveground biomass retrieval in a tropical deciduous forest , 2017 .

[19]  Josaphat Tetuko Sri Sumantyo,et al.  Retrieval of tropical forest biomass information from ALOS PALSAR data , 2013 .

[20]  R. Houghton,et al.  Aboveground Forest Biomass and the Global Carbon Balance , 2005 .

[21]  John Sessions,et al.  A review of the challenges and opportunities in estimating above ground forest biomass using tree-level models , 2015 .

[22]  B. Griscom,et al.  Biomass estimations and carbon stock calculations in the oil palm plantations of African derived savannas using IKONOS data , 2004 .

[23]  S. Goetz,et al.  Mapping and monitoring carbon stocks with satellite observations: a comparison of methods , 2009, Carbon balance and management.

[24]  Abhigyan Nath,et al.  Missing QoS-values predictions using neural networks for cloud computing environments , 2015, 2015 International Conference on Computing and Network Communications (CoCoNet).

[25]  Qi Chen,et al.  LiDAR Remote Sensing of Vegetation Biomass , 2013 .

[26]  Onisimo Mutanga,et al.  Remote Sensing of Above-Ground Biomass , 2017, Remote. Sens..

[27]  Manish Kumar Pandey,et al.  An Empirical Mode Decomposition (EMD) Enabled Long Sort Term Memory (LSTM) Based Time Series Forecasting Framework for Web Services Recommendation , 2019, FSDM.

[28]  Manish Kumar Pandey,et al.  A Novel Storage Architecture for Facilitating Efficient Analytics of Health Informatics Big Data in Cloud , 2016, 2016 IEEE International Conference on Computer and Information Technology (CIT).

[29]  R. Lucas,et al.  A review of remote sensing technology in support of the Kyoto Protocol , 2003 .

[30]  Claudia Notarnicola,et al.  Review of Machine Learning Approaches for Biomass and Soil Moisture Retrievals from Remote Sensing Data , 2015, Remote. Sens..

[31]  Shashi Kumar,et al.  Aboveground biomass estimation of tropical forest from Envisat advanced synthetic aperture radar data using modeling approach , 2012 .

[32]  Anandha K J Kumar,et al.  Estimating the change in Forest Cover Density and Predicting NDVI for West Singhbhum using Linear Regression , 2018, ESSENCE International Journal for Environmental Rehabilitation and Conservation.

[33]  Michael A. Wulder,et al.  Estimation of Airborne Lidar-Derived Tropical Forest Canopy Height Using Landsat Time Series in Cambodia , 2014, Remote. Sens..

[34]  Xiaohuan Xi,et al.  Above-ground biomass estimation using airborne discrete-return and full-waveform LiDAR data in a coniferous forest , 2017 .

[35]  Mukunda Dev Behera,et al.  Aboveground biomass estimation using multi-sensor data synergy and machine learning algorithms in a dense tropical forest , 2018, Applied Geography.

[36]  Bogdan Zagajewski,et al.  Comparison of Support Vector Machine and Random Forest Algorithms for Invasive and Expansive Species Classification Using Airborne Hyperspectral Data , 2020, Remote. Sens..

[37]  Hamdan Omar,et al.  Modelling individual tree aboveground biomass using discrete return Lidar in lowland Dipterocarp forest of Malaysia , 2017 .

[38]  Barbara Koch,et al.  Mapping forest biomass from space - Fusion of hyperspectral EO1-hyperion data and Tandem-X and WorldView-2 canopy height models , 2015, Int. J. Appl. Earth Obs. Geoinformation.

[39]  Tonny J. Oyana,et al.  Uncertainties of mapping aboveground forest carbon due to plot locations using national forest inventory plot and remotely sensed data , 2011 .

[40]  Michael J. Falkowski,et al.  A review of methods for mapping and prediction of inventory attributes for operational forest management , 2014 .

[41]  Lijuan Liu,et al.  A survey of remote sensing-based aboveground biomass estimation methods in forest ecosystems , 2016, Int. J. Digit. Earth.

[42]  Aniruddha Ghosh,et al.  A framework for mapping tree species combining hyperspectral and LiDAR data: Role of selected classifiers and sensor across three spatial scales , 2014, Int. J. Appl. Earth Obs. Geoinformation.

[43]  Ho Tong Minh Dinh,et al.  Interest of Integrating Spaceborne LiDAR Data to Improve the Estimation of Biomass in High Biomass Forested Areas , 2017, Remote. Sens..

[44]  Eileen H. Helmer,et al.  Root biomass allocation in the world's upland forests , 1997, Oecologia.

[45]  Sassan Saatchi,et al.  Measuring biomass changes due to woody encroachment and deforestation/degradation in a forest-savanna boundary region of central Africa using multi-temporal L-band radar backscatter , 2011 .

[46]  Xiaolin Zhu,et al.  Improving forest aboveground biomass estimation using seasonal Landsat NDVI time-series , 2015 .

[47]  Bangqian Chen,et al.  Spatio-temporal prediction of leaf area index of rubber plantation using HJ-1A/1B CCD images and recurrent neural network , 2015 .

[48]  Chao-kui Li,et al.  Forest aboveground biomass estimation using Landsat 8 and Sentinel-1A data with machine learning algorithms , 2020, Scientific Reports.

[49]  H. Padalia,et al.  Evaluation of RISAT-1 SAR data for tropical forestry applications , 2017 .

[50]  D. Lu Aboveground biomass estimation using Landsat TM data in the Brazilian Amazon , 2005 .

[51]  Thuy Le Toan,et al.  Dependence of radar backscatter on coniferous forest biomass , 1992, IEEE Trans. Geosci. Remote. Sens..

[52]  Manish Kumar Pandey,et al.  Band selection algorithms for foliar trait retrieval using AVIRIS-NG: a comparison of feature based attribute evaluators , 2021, Geocarto International.

[53]  A. Günlü,et al.  Estimating aboveground biomass using Landsat TM imagery: A case study of Anatolian Crimean pine forests in Turkey , 2014 .

[54]  Manish Kumar Pandey,et al.  Neural Net Time Series Forecasting Framework for Time-Aware Web Services Recommendation , 2020 .

[55]  Patrick Hostert,et al.  Using Class Probabilities to Map Gradual Transitions in Shrub Vegetation from Simulated EnMAP Data , 2015, Remote. Sens..

[56]  E. Jiménez,et al.  Modeling of Aboveground Biomass with Landsat 8 OLI and Machine Learning in Temperate Forests , 2019, Forests.

[57]  Sandra A. Brown,et al.  Monitoring and estimating tropical forest carbon stocks: making REDD a reality , 2007 .

[58]  C. Kleinn,et al.  Estimating aboveground carbon in a catchment of the Siberian forest tundra: Combining satellite imagery and field inventory , 2009 .

[59]  Anthony M. Filippi,et al.  stimation of floodplain aboveground biomass using multispectral emote sensing and nonparametric modeling , 2014 .

[60]  Jin Liu,et al.  Mapping Global Forest Aboveground Biomass with Spaceborne LiDAR, Optical Imagery, and Forest Inventory Data , 2016, Remote. Sens..

[61]  Ramandeep Kaur M. Malhi,et al.  Synergetic use of in situ and hyperspectral data for mapping species diversity and above ground biomass in Shoolpaneshwar Wildlife Sanctuary, Gujarat , 2020 .

[62]  Md. Latifur Rahman Sarker,et al.  Forest biomass estimation from the fusion of C-band SAR and optical data using wavelet transform , 2013, Remote Sensing.

[63]  Mark Sanford,et al.  Tropical forest biomass recovery using GeoSAR observations , 2009, 2009 IEEE International Geoscience and Remote Sensing Symposium.

[64]  Simon L Lewis,et al.  Tropical forests and the changing earth system , 2006, Philosophical Transactions of the Royal Society B: Biological Sciences.

[65]  Lilian Blanc,et al.  Error propagation in biomass estimation in tropical forests , 2013 .

[66]  Erxue Chen,et al.  Estimating montane forest above-ground biomass in the upper reaches of the Heihe River Basin using Landsat-TM data , 2014 .

[67]  O. Mutanga,et al.  Evaluating the utility of the medium-spatial resolution Landsat 8 multispectral sensor in quantifying aboveground biomass in uMgeni catchment, South Africa , 2015 .

[68]  R. Valentini,et al.  Above ground biomass estimation in an African tropical forest with lidar and hyperspectral data , 2014 .

[69]  David Saah,et al.  Aboveground Forest Biomass Estimation with Landsat and LiDAR Data and Uncertainty Analysis of the Estimates , 2012 .

[70]  Lars M. H. Ulander,et al.  Model-Based Compensation of Topographic Effects for Improved Stem-Volume Retrieval From CARABAS-II VHF-Band SAR Images , 2009, IEEE Transactions on Geoscience and Remote Sensing.

[71]  George P. Petropoulos,et al.  An Integrated Spatiotemporal Pattern Analysis Model to Assess and Predict the Degradation of Protected Forest Areas , 2020, ISPRS Int. J. Geo Inf..

[72]  Wietske Bijker,et al.  Polarimetric scattering model for estimation of above ground biomass of multilayer vegetation using ALOS-PALSAR quad-pol data , 2015 .

[73]  Conghe Song,et al.  Optical remote sensing of forest leaf area index and biomass , 2013 .

[74]  W. Cohen,et al.  Lidar remote sensing of above‐ground biomass in three biomes , 2002 .

[75]  B. Koch,et al.  Non-parametric prediction and mapping of standing timber volume and biomass in a temperate forest: application of multiple optical/LiDAR-derived predictors , 2010 .

[76]  Olga V. Brovkina,et al.  Mapping forest aboveground biomass using airborne hyperspectral and LiDAR data in the mountainous conditions of Central Europe , 2017 .

[77]  M. Herold,et al.  Estimation of above‐ground biomass of large tropical trees with terrestrial LiDAR , 2017 .

[78]  A. Anand,et al.  LU/LC Change Detection and Forest Degradation Analysis in Dalma Wildlife Sanctuary Using 3S Technology: A Case Study in Jamshedpur-India , 2016 .

[79]  S. Fleck,et al.  Review of ground-based methods to measure the distribution of biomass in forest canopies , 2011, Annals of Forest Science.