Analysis of Multiple Antenna Systems With Finite-Rate Channel Information Feedback Over Spatially Correlated Fading Channels

This paper employs a high resolution quantization framework to study the effects of finite-rate quantization of the channel state information (CSI) on the performance of MISO systems over correlated fading channels. The contributions of this paper are twofold. First, as an application of the general distortion analysis, tight lower bounds on the capacity loss of correlated MISO systems due to the finite-rate channel quantization are provided. Closed-form expressions for the capacity loss in high-signal-to-noise ratio (SNR) and low-SNR regimes are also provided, and their analysis reveals that the capacity loss of correlated MISO channels is related to that of i.i.d. fading channels by a simple multiplicative factor which is given by the ratio of the geometric mean to the arithmetic mean of the eigenvalues of the channel covariance matrix. Second, this paper extends the general asymptotic distortion analysis to the important practical problem of suboptimal quantizers resulting from mismatches in the distortion functions, source statistics, and quantization criteria. As a specific application, two types of mismatched MISO CSI quantizers are investigated: quantizers whose codebooks are designed with minimum mean square error (MMSE) criterion but the distortion measure is the ergodic capacity loss (i.e., mismatched design criterion), and quantizers with codebook designed with a mismatched channel covariance matrix (i.e., mismatched statistics). Bounds on the channel capacity loss of the mismatched codebooks are provided and compared to that of the optimal quantizers. Finally, numerical and simulation results are presented and they confirm the tightness of theoretical distortion bounds.

[1]  N. J. A. Sloane,et al.  Packing Lines, Planes, etc.: Packings in Grassmannian Spaces , 1996, Exp. Math..

[2]  Robert W. Heath,et al.  Grassmannian beamforming on correlated MIMO channels , 2004, IEEE Global Telecommunications Conference, 2004. GLOBECOM '04..

[3]  Andrea J. Goldsmith,et al.  Capacity and power allocation for fading MIMO channels with channel estimation error , 2006, IEEE Trans. Inf. Theory.

[4]  David James Love,et al.  Feedback rate-capacity loss tradeoff for limited feedback MIMO systems , 2006, IEEE Transactions on Information Theory.

[5]  Bhaskar D. Rao,et al.  Analysis of Multiple-Antenna Systems With Finite-Rate Feedback Using High-Resolution Quantization Theory , 2006, IEEE Transactions on Signal Processing.

[6]  Mikael Skoglund,et al.  On the capacity of a multiple-antenna communication link with channel side information , 2003, IEEE J. Sel. Areas Commun..

[7]  M. Honig,et al.  Asymptotic performance of MIMO wireless channels with limited feedback , 2003, IEEE Military Communications Conference, 2003. MILCOM 2003..

[8]  Elza Erkip,et al.  On beamforming with finite rate feedback in multiple-antenna systems , 2003, IEEE Trans. Inf. Theory.

[9]  Georgios B. Giannakis,et al.  Multiantenna adaptive modulation with beamforming based on bandwidth-constrained feedback , 2005, IEEE Transactions on Communications.

[10]  Robert W. Heath,et al.  Grassmannian beamforming for multiple-input multiple-output wireless systems , 2003, IEEE Trans. Inf. Theory.

[11]  G.B. Giannakis,et al.  Design and analysis of transmit-beamforming based on limited-rate feedback , 2004, IEEE 60th Vehicular Technology Conference, 2004. VTC2004-Fall. 2004.

[12]  Bhaskar D. Rao,et al.  Design and Analysis of MIMO Spatial Multiplexing Systems With Quantized Feedback , 2006, IEEE Transactions on Signal Processing.

[13]  Srinath Hosur,et al.  Performance analysis of closed-loop transmit diversity in the presence of feedback delay , 2001, IEEE Trans. Commun..

[14]  Bhaskar D. Rao,et al.  Capacity Analysis of Correlated Multiple Antenna Systems With Finite Rate Feedback , 2006, 2006 IEEE International Conference on Communications.

[15]  Robert W. Heath,et al.  Limited feedback unitary precoding for orthogonal space-time block codes , 2005, IEEE Transactions on Signal Processing.

[16]  R. Muirhead Aspects of Multivariate Statistical Theory , 1982, Wiley Series in Probability and Statistics.

[17]  Vincent K. N. Lau,et al.  On the design of MIMO block-fading channels with feedback-link capacity constraint , 2004, IEEE Transactions on Communications.

[18]  Bhaskar D. Rao,et al.  Theoretical analysis of the high-rate vector quantization of LPC parameters , 1995, IEEE Trans. Speech Audio Process..

[19]  M. C. Jones On moments of ratios of quadratic forms in normal variables , 1987 .

[20]  G.B. Giannakis,et al.  Quantifying the power loss when transmit beamforming relies on finite-rate feedback , 2005, IEEE Transactions on Wireless Communications.

[21]  Andrea J. Goldsmith,et al.  Capacity of fading MIMO channels with channel estimation error , 2004, 2004 IEEE International Conference on Communications (IEEE Cat. No.04CH37577).

[22]  R. Gray Source Coding Theory , 1989 .

[23]  Ashutosh Sabharwal,et al.  On Diversity and Multiplexing Gain of Multiple Antenna Systems with Transmitter Channel Information , 2004 .

[24]  W. R. Bennett,et al.  Spectra of quantized signals , 1948, Bell Syst. Tech. J..

[25]  Bhaskar D. Rao,et al.  A vector quantization based approach for equal gain transmission , 2005, GLOBECOM '05. IEEE Global Telecommunications Conference, 2005..

[26]  Allen Gersho,et al.  Vector quantization and signal compression , 1991, The Kluwer international series in engineering and computer science.

[27]  B. Rao,et al.  Performance analysis of multiple antenna systems with VQ-based feedback , 2004, Conference Record of the Thirty-Eighth Asilomar Conference on Signals, Systems and Computers, 2004..

[28]  J. H. Winters,et al.  Effect of fading correlation on adaptive arrays in digital mobile radio , 1994 .

[29]  Robert W. Heath,et al.  Equal gain transmission in multiple-input multiple-output wireless systems , 2002, Global Telecommunications Conference, 2002. GLOBECOM '02. IEEE.

[30]  Gregory W. Wornell,et al.  Efficient use of side information in multiple-antenna data transmission over fading channels , 1998, IEEE J. Sel. Areas Commun..

[31]  Bhaskar D. Rao,et al.  Transmit beamforming in multiple-antenna systems with finite rate feedback: a VQ-based approach , 2006, IEEE Transactions on Information Theory.

[32]  Allen Gersho,et al.  Asymptotically optimal block quantization , 1979, IEEE Trans. Inf. Theory.

[33]  Bhaskar D. Rao,et al.  Capacity Analysis of Multiple Antenna Systems with Mismatched Channel Quantization Schemes , 2006, 2006 IEEE International Conference on Acoustics Speech and Signal Processing Proceedings.

[34]  Bhaskar D. Rao,et al.  Modeling and quantization techniques for speech compression systems , 1994 .