Rates and Characteristics of Paid Malpractice Claims Among US Physicians by Specialty, 1992-2014

Importance Although physician concerns about medical malpractice are substantial, national data are lacking on the rate of claims paid on behalf of US physicians by specialty. Objective To characterize paid malpractice claims by specialty. Design, Setting, and Participants A comprehensive analysis was conducted of all paid malpractice claims, with linkage to physician specialty, from the National Practitioner Data Bank from January 1, 1992, to December 31, 2014, a period including an estimated 19.9 million physician-years. All dollar amounts were inflation adjusted to 2014 dollars using the Consumer Price Index. The dates on which this analysis was performed were from May 1, 2015, to February 20, 2016, and from October 25 to December 16, 2016. Main Outcomes and Measures For malpractice claims (n = 280 368) paid on behalf of physicians (in aggregate and by specialty): rates per physician-year, mean compensation amounts, the concentration of paid claims among a limited number of physicians, the proportion of paid claims that were greater than $1 million, severity of injury, and type of malpractice alleged. Results From 1992-1996 to 2009-2014, the rate of paid claims decreased by 55.7% (from 20.1 to 8.9 per 1000 physician-years; P < .001), ranging from a 13.5% decrease in cardiology (from 15.6 to 13.5 per 1000 physician-years; P = .15) to a 75.8% decrease in pediatrics (from 9.9 to 2.4 per 1000 physician-years; P < .001). The mean compensation payment was $329 565. The mean payment increased by 23.3%, from $286 751 in 1992-1996 to $353 473 in 2009-2014 (P < .001). The increases ranged from $17 431 in general practice (from $218 350 in 1992-1996 to $235 781 in 2009-2014; P = .36) to $114 410 in gastroenterology (from $276 128 in 1992-1996 to $390 538 in 2009-2014; P < .001) and $138 708 in pathology (from $335 249 in 1992-1996 to $473 957 in 2009-2014; P = .005). Of 280 368 paid claims, 21 271 (7.6%) exceeded $1 million (4304 of 69 617 [6.2%] in 1992-1996 and 4322 of 54 081 [8.0%] in 2009-2014), and 32.1% (35 293 of 109 865) involved a patient death. Diagnostic error was the most common type of allegation, present in 31.8% (35 349 of 111 066) of paid claims, ranging from 3.5% in anesthesiology (153 of 4317) to 87.0% in pathology (915 of 1052). Conclusions and Relevance Between 1992 and 2014, the rate of malpractice claims paid on behalf of physicians in the United States declined substantially. Mean compensation amounts and the percentage of paid claims exceeding $1 million increased, with wide differences in rates and characteristics across specialties. A better understanding of the causes of variation among specialties in paid malpractice claims may help reduce both patient injury and physicians’ risk of liability.

[1]  D. Studdert,et al.  Prevalence and Characteristics of Physicians Prone to Malpractice Claims. , 2016, The New England journal of medicine.

[2]  B. Miller,et al.  Improving Diagnosis in Health Care. , 2016, Military medicine.

[3]  P. Pronovost,et al.  Fifteen years after To Err is Human: a success story to learn from , 2015, BMJ Quality & Safety.

[4]  M. Reynolds,et al.  Trends in Coronary Revascularization Procedures Among Medicare Beneficiaries Between 2008 and 2012 , 2015, Circulation.

[5]  Liability impact of the hospitalist model of care. , 2014, Journal of hospital medicine.

[6]  Allen Kachalia,et al.  The medical liability climate and prospects for reform. , 2014, JAMA.

[7]  B. Black,et al.  Policy Limits, Payouts, and Blood Money: Medical Malpractice Settlements in the Shadow of Insurance , 2014 .

[8]  Anuj K. Dalal,et al.  Changes in medical errors after implementation of a handoff program. , 2014, The New England journal of medicine.

[9]  S. Seabury,et al.  Medical malpractice reform: noneconomic damages caps reduced payments 15 percent, with varied effects by specialty. , 2014, Health affairs.

[10]  J. Illuzzi,et al.  A comprehensive obstetric patient safety program reduces liability claims and payments. , 2014, American journal of obstetrics and gynecology.

[11]  M. Makary,et al.  Catastrophic Medical Malpractice Payouts in the United States , 2014, Journal for healthcare quality : official publication of the National Association for Healthcare Quality.

[12]  A. Chandra,et al.  Medical professional liability risk among US cardiologists. , 2014, American heart journal.

[13]  Harlan M. Krumholz,et al.  National trends in patient safety for four common conditions, 2005-2011. , 2014, The New England journal of medicine.

[14]  How policy makers can smooth the way for communication-and- resolution programs. , 2014, Health affairs.

[15]  B. Black,et al.  The Receding Tide of Medical Malpractice Litigation: Part 2—Effect of Damage Caps , 2013 .

[16]  D. Hyman,et al.  The Receding Tide of Medical Malpractice Litigation: Part 1—National Trends , 2013 .

[17]  M. Vidovich,et al.  Medicolegal characteristics of cardiac catheterization litigation in the United States, 1985 to 2009. , 2013, The American journal of cardiology.

[18]  Gabriel H. Teninbaum Reforming the National Practitioner Data Bank to Promote Fair Med-Mal Outcomes , 2013 .

[19]  A. Chandra,et al.  Malpractice Risk Among US Pediatricians , 2013, Pediatrics.

[20]  D. Cohen,et al.  TRENDS IN CORONARY REVASCULARIZATION PROCEDURES AMONG MEDICARE BENEFICIARIES BETWEEN FISCAL YEARS 2008 AND 2010 , 2012 .

[21]  Shu B. Chan,et al.  Malpractice claims on emergency physicians: time and money. , 2012, The Journal of emergency medicine.

[22]  Amitabh Chandra,et al.  Malpractice risk according to physician specialty. , 2011, The New England journal of medicine.

[23]  L. Casalino,et al.  Paid malpractice claims for adverse events in inpatient and outpatient settings. , 2011, JAMA.

[24]  Allen Kachalia,et al.  New directions in medical liability reform. , 2011, The New England journal of medicine.

[25]  Charles Maynard,et al.  Trends in Coronary Revascularization in the United States From 2001 to 2009: Recent Declines in Percutaneous Coronary Intervention Volumes , 2011, Circulation. Cardiovascular quality and outcomes.

[26]  M. Mello,et al.  Physicians' fears of malpractice lawsuits are not assuaged by tort reforms. , 2010, Health affairs.

[27]  Sanjay Saint,et al.  Liability Claims and Costs Before and After Implementation of a Medical Error Disclosure Program , 2010, Annals of Internal Medicine.

[28]  E. Copeland,et al.  A Surgical Safety Checklist to Reduce Morbidity and Mortality in a Global Population , 2010 .

[29]  W. Berry,et al.  A Surgical Safety Checklist to Reduce Morbidity and Mortality in a Global Population , 2009, The New England journal of medicine.

[30]  K. Simpson,et al.  A comprehensive perinatal patient safety program to reduce preventable adverse outcomes and costs of liability claims. , 2009, Joint Commission journal on quality and patient safety.

[31]  B. Black,et al.  Estimating the Effect of Damages Caps in Medical Malpractice Cases: Evidence from Texas , 2009 .

[32]  Shu B. Chan,et al.  Malpractice Claims on Emergency Physicians: Time and Money , 2007 .

[33]  B. Black,et al.  Do Defendants Pay What Juries Award? Post-Verdict Haircuts in Texas Medical Malpractice Cases, 1988-2003 , 2007 .

[34]  P. Budetti,et al.  Impact of state tort reforms on physician malpractice payments. , 2007, Health affairs.

[35]  T. Brennan,et al.  Missed and Delayed Diagnoses in the Ambulatory Setting: A Study of Closed Malpractice Claims , 2006, Annals of Internal Medicine.

[36]  Catherine Yoon,et al.  Claims, errors, and compensation payments in medical malpractice litigation. , 2006, The New England journal of medicine.

[37]  David M Studdert,et al.  Defensive medicine among high-risk specialist physicians in a volatile malpractice environment. , 2005, JAMA.

[38]  Thomas Pasko,et al.  Physician Characteristics and Distribution in the Us: 1999 , 1998 .

[39]  W. Marder,et al.  The supply of renal physicians: an analysis of data from the American Medical Association Physician Masterfile. , 1991, American journal of kidney diseases : the official journal of the National Kidney Foundation.

[40]  Mahmud Hassan,et al.  Medical malpractice experience of physicians. Predictable or haphazard? , 1989, JAMA.