of University Inventors and University Patenting Patterns at Lund University:Conceptual- Methodological & Empirical Findings

One of the most interesting indicators to show the change in the socio-economic role of universities in the last several decades has been the use of university patenting. However except some individual studies for European countries (e.g. Finland, Norway, Belgium, Italy, Germany and France) there has been no such a comprehensive data available for Sweden and most other European countries. The main motivation of this paper is therefore to obtain a systematic database on university patenting activities in Sweden. The main method of this research is datamatching between the EPO-patents and Lund University Faculty registers, and manual controls. The methodology of this research underlines the importance of searching for university-patents by the name of university inventors rather their affiliated university. The main findings of this research includes among others, the rate of patenting activity showed a positive trend between the years 1990 and 2004. 458 patents have been filed by Lund University researchers. The total number of inventors is 250. Although the number of large firms is lesser than the SMEs, the former group (e.g. Ericsson, Astra-Zeneca) has applied for a larger number of patents than the total number of patents of SMEs.

[1]  Janet Bercovitz,et al.  Organizational Structure as a Determinant of Academic Patent and Licensing Behavior: An Exploratory Study of Duke, Johns Hopkins, and Pennsylvania State Universities , 2001 .

[2]  Staffan Jacobsson,et al.  How large is the Swedish ‘academic’ sector really?: A critical analysis of the use of science and technology indicators , 2004 .

[3]  M. Trajtenberg,et al.  Universities as a Source of Commercial Technology: A Detailed Analysis of University Patenting, 19651988 , 1995, Review of Economics and Statistics.

[4]  Magnus Gulbrandsen,et al.  Light in the empirical shadow: base-lining the impact of academic patenting legislation in Norway , 2005 .

[5]  Ming-Huei Chen,et al.  Industrializing Academic Knowledge In Taiwan , 2005 .

[6]  Keith Pavitt,et al.  USES AND ABUSES OF PATENT STATISTICS , 1988 .

[7]  David C. Mowery,et al.  Ivory tower and industrial innovation : university-industry technology transfer before and after the Bayh-Dole Act in the United States , 2004 .

[8]  E. Mansfield Academic research and industrial innovation: An update of empirical findings1 , 1998 .

[9]  Koenraad Debackere,et al.  Linking science to technology: Using bibliographic references in patents to build linkage schemes , 2004, Scientometrics.

[10]  D Blumenthal,et al.  University-industry research relationships in biotechnology: implications for the university. , 1986, Science.

[11]  Maryann P. Feldman,et al.  Real Effects of Academic Research: Comment , 1992 .

[12]  M. Rothschild,et al.  The Economics of Patents , 2002 .

[13]  Attila Varga,et al.  Geographic and sectoral characteristics of academic knowledge externalities , 2000 .

[14]  Ugur Muldur,et al.  Society, the Endless Frontier: A European Vision of Research and Innovation Policies for the 21st Century , 1998 .

[15]  H. Etzkowitz,et al.  The Future of the University and the University of the Future: Evolution of Ivory Tower to Entrepreneurial Paradigm , 2000 .

[16]  Marie C. Thursby,et al.  Industry/University Licensing: Characteristics, Concerns and Issues from the Perspective of the Buyer , 2003 .

[17]  Y. Miyata An empirical analysis of innovative activity of universities in the United States , 2000 .

[18]  M. Meyer Academic entrepreneurs or entrepreneurial academics? research–based ventures and public support mechanisms , 2003 .

[19]  Daniele Archibugi,et al.  Patenting as an indicator of technological innovation: a review , 1992 .

[20]  T. Data,et al.  The Economic Logic of “Open Science” and the Balance between Private Property Rights and the Public Domain in Scientific Data and Information: A Primer , 2003 .

[21]  Rebecca Henderson,et al.  Special Issue on University Entrepreneurship and Technology Transfer: Putting Patents in Context: Exploring Knowledge Transfer from MIT , 2002, Manag. Sci..

[22]  Marie C. Thursby,et al.  Objectives, Characteristics and Outcomes of University Licensing: A Survey of Major U.S. Universities , 2001 .

[23]  S. Breschi,et al.  THE SCIENTIFIC PRODUCTIVITY OF ACADEMIC INVENTORS: NEW EVIDENCE FROM ITALIAN DATA , 2007 .

[24]  A. Geuna,et al.  University patenting and its effects on academic research: The emerging European evidence , 2006 .

[25]  Richard R. Nelson,et al.  Observations on the Post-Bayh-Dole Rise of Patenting at American Universities , 2001 .

[26]  Marie C. Thursby,et al.  Who is Selling the Ivory Tower , 2000 .

[27]  Bjørn L. Basberg,et al.  Patents and the measurement of technological change: A survey of the literature☆ , 1987 .

[28]  Scott Shane,et al.  Why do some universities generate more start-ups than others? , 2003 .

[29]  M. Meyer Does science push technology? Patents citing scientific literature , 2000 .

[30]  C. Freeman Economics of Industrial Innovation , 1975 .

[31]  H. Etzkowitz Entrepreneurial scientists and entrepreneurial universities in American academic science , 1983, Minerva.

[32]  Keith Pavitt,et al.  Do Patents Reflect the Useful Research Output of Universities , 1998 .

[33]  H. Grupp,et al.  Patent statistics in the age of globalisation: new legal procedures, new analytical methods, new economic interpretation , 1999 .

[34]  David B. Audretsch,et al.  The Knowledge Filter and Economic Growth: The Role of Scientist Entrepreneurship , 2006 .

[35]  W. Powell,et al.  The expanding role of university patenting in the life sciences: assessing the importance of experience and connectivity , 2003 .

[36]  Arvids A. Ziedonis,et al.  The growth of patenting and licensing by U.S. universities: an assessment of the effects of the Bayh–Dole act of 1980 , 2001 .

[37]  Hariolf Grupp,et al.  Foundations of the economics of innovation : theory, measurement and practice , 1998 .

[38]  Aldo Geuna,et al.  University Patenting and its Effects on Academic Research , 2003 .

[39]  Henry Etzkowitz,et al.  The second academic revolution and the rise of entrepreneurial science , 2001, IEEE Technol. Soc. Mag..

[40]  Martin Meyer,et al.  Free Patent Information as a Resource for Policy Analysis , 2003 .

[41]  U. Schmoch,et al.  Science-based technologies: university-industry interactions in four fields , 1998 .

[42]  J. Wallmark,et al.  Inventions and patents at universities: the case of Chalmers University of Technology , 1997 .

[43]  Martin Meyer,et al.  Academic patents as an indicator of useful research? A new approach to measure academic inventiveness , 2003 .

[44]  E. Mansfield,et al.  The modern university: contributor to industrial innovation and recipient of industrial R&D support , 1996 .

[45]  Bruno van Pottelsberghe de la Potterie,et al.  What Patent Data Reveal about Universities: The Case of Belgium , 2003 .

[46]  Jerry G. Thursby,et al.  Special Issue on University Entrepreneurship and Technology Transfer: Who Is Selling the Ivory Tower? Sources of Growth in University Licensing , 2002, Manag. Sci..

[47]  S. Breschi,et al.  Networks of inventors and the role of academia: an exploration of Italian patent data , 2004 .

[48]  G. Moschini,et al.  The Economics of Patents: An Overview , 2002 .

[49]  Kimberly S. Hamilton,et al.  The increasing linkage between U.S. technology and public science , 1997 .

[50]  Scott Shane,et al.  Encouraging university entrepreneurship? The effect of the Bayh-Dole Act on university patenting in the United States , 2004 .

[51]  Irah H. Donner Patent or Perish , 1995, Computer.

[52]  Adam B. Jaffe,et al.  Reinventing Public R&D: Patent Policy and the Commercialization of National Laboratory Technologies , 2001 .

[53]  Attila Varga,et al.  Local Geographic Spillovers between University Research and High Technology Innovations , 1997 .

[54]  R. Lucas On the Mechanics of Economic Development , 1988 .

[55]  Adam B. Jaffe Patents, patent citations, and the dynamics of technological change , 1998 .

[56]  Henry Etzkowttz,et al.  Entrepreneurial Science in the Academy: A Case of the Transformation of Norms , 1989 .

[57]  Rosa Grimaldi,et al.  Institutional Changes and the Commercialization of Academic Knowledge: A Study of Italian Universities' Patenting Activities Between 1965 and 2002 , 2006 .

[58]  Andrea Piccaluga,et al.  Patenting Activity of European Universities. Relevant? Growing? Useful? , 2002 .

[59]  Aldo Geuna,et al.  The Changing Rationale for European University Research Funding: Are There Negative Unintended Consequences? , 2001 .

[60]  B. Clark Creating entrepreneurial universities , 1998 .

[61]  Martin Meyer,et al.  Towards hybrid Triple Helix indicators: A study of university-related patents and a survey of academic inventors , 2003, Scientometrics.