A multi-method approach to study robustness of social–ecological systems: the case of small-scale irrigation systems

Abstract: Elinor Ostrom was a leader in using multiple methods to perform institutional analysis. In this paper, we discuss how a multi-method approach she pioneered may be used to study the robustness of social–ecological systems. We synthesize lessons learned from a series of studies on small-scale irrigation systems in which we use case-study analysis, experimental methods in laboratory and field settings, and mathematical models. The accumulated insights show the importance of creating institutional arrangements that fit the human ecology within the biophysical constraints of the system. The examples of work based on multiple methods approaches presented here highlight several lessons. For example, experimental work helps us better understand the details of how the ability to maintain trust relationships, low levels of inequality, and low transaction costs of coordination are critical for success. Likewise, the integration of case-study analysis and modeling helps us better understand how systems that can leverage biophysical characteristics to help address challenges of monitoring, sanctioning, and coordination may be able to increase their chances of success.

[1]  Ozan İsler,et al.  2012 ) : The Price of Inequality : How Today ’ s Divided Society Endangers Our Future , 2013 .

[2]  E. Araral Does Geography Matter to Institutional Choice? A Comparative Study of Ancient Commons , 2013 .

[3]  J. Anderies,et al.  Environmental variability and collective action: Experimental insights from an irrigation game , 2013 .

[4]  Michael E. Cox Diagnosing Institutional Fit: a Formal Perspective , 2012 .

[5]  T. Myint Governing International Rivers: Polycentric Politics in the Mekong and the Rhine , 2012, Global Environmental Politics.

[6]  M. Janssen,et al.  Field experiments on irrigation dilemmas , 2012 .

[7]  Ram C. Bastakoti,et al.  Rules and collective action: an institutional analysis of the performance of irrigation systems in Nepal , 2012 .

[8]  E. Ostrom,et al.  Improving Irrigation in Asia: Sustainable Performance of an Innovative Intervention in Nepal , 2011 .

[9]  J. Anderies,et al.  The fragility of robust social-ecological systems , 2011 .

[10]  J. Anderies,et al.  Coordination and cooperation in asymmetric commons dilemmas , 2011 .

[11]  Gwen Arnold,et al.  A Review of Design Principles for Community-based Natural Resource Management , 2010 .

[12]  Susanne C Moser,et al.  A framework to diagnose barriers to climate change adaptation , 2010, Proceedings of the National Academy of Sciences.

[13]  John M. Anderies,et al.  Robustness, vulnerability, and adaptive capacity in small-scale social-ecological systems: The Pumpa Irrigation System in Nepal , 2010 .

[14]  Amy R. Poteete,et al.  Working Together: Collective Action, the Commons, and Multiple Methods in Practice , 2010 .

[15]  medolbec Linkages between vulnerability, resilience, and adaptive capacity , 2010 .

[16]  Julia A. Ekstrom,et al.  Evaluating Functional Fit between a Set of Institutions and an Ecosystem , 2009 .

[17]  B. Bryan,et al.  Mapping community values for natural capital and ecosystem services , 2009 .

[18]  E. Araral What Explains Collective Action in the Commons? Theory and Evidence from the Philippines , 2009 .

[19]  G. Alagarswamy,et al.  Spatial variation of crop yield response to climate change in East Africa , 2009 .

[20]  A. Duit,et al.  Governance and Complexity—Emerging Issues for Governance Theory , 2008 .

[21]  Jeroen C. J. H. Aerts,et al.  Research, part of a Special Feature on New Methods for Adaptive Water Management Managing Change toward Adaptive Water Management through Social Learning , 2007 .

[22]  S. Hall,et al.  Diagnosis and management of small‐scale fisheries in developing countries , 2007 .

[23]  C. Folke,et al.  The problem of fit between ecosystems and institutions , 2007 .

[24]  Jouni Paavola,et al.  Institutions and environmental governance: A reconceptualization , 2007 .

[25]  Sigrid Stagl,et al.  See Blockindiscussions, Blockinstats, Blockinand Blockinauthor Blockinprofiles Blockinfor Blockinthis Blockinpublication Managing Blockincomplex Blockinadaptive Blockinsystems Blockin— Blockina Blockinco- Evolutionary Blockinperspective Blockinon Blockinnatural Blockinresource Management , 2022 .

[26]  Derek Armitage,et al.  A resilience-based framework for evaluating adaptive co-management: Linking ecology, economics and society in a complex world , 2007 .

[27]  G. Gallopin Linkages between vulnerability, resilience, and adaptive capacity , 2006 .

[28]  C. Folke RESILIENCE: THE EMERGENCE OF A PERSPECTIVE FOR SOCIAL-ECOLOGICAL SYSTEMS ANALYSES , 2006 .

[29]  G. Shivakoti,et al.  The robustness of Montane irrigation systems of Thailand in a dynamic human–water resources interface , 2006, Journal of Institutional Economics.

[30]  J. Anderies Robustness, institutions, and large-scale change in social-ecological systems: the Hohokam of the Phoenix Basin , 2006, Journal of Institutional Economics.

[31]  Tim R. McClanahan,et al.  Periodic Closures as Adaptive Coral Reef Management in the Indo- Pacific , 2006 .

[32]  J. Norberg,et al.  ADAPTIVE GOVERNANCE OF SOCIAL-ECOLOGICAL SYSTEMS , 2005 .

[33]  Elinor Ostrom,et al.  A Framework to Analyze the Robustness of Social-ecological Systems from an Institutional Perspective , 2004 .

[34]  Thomas A. Lyson,et al.  Civic Agriculture: Reconnecting Farm, Food, and Community , 2004 .

[35]  E. Ostrom,et al.  Improving Irrigation Governance and Management in Nepal , 2003 .

[36]  Elizabeth R. DeSombre,et al.  The Institutional Dimensions of Environmental Change: Fit, Interplay, and Scale , 2002 .

[37]  Jean-Louis Viovy,et al.  Self-Assembled Magnetic Matrices for DNA Separation Chips , 2002, Science.

[38]  John Doyle,et al.  Complexity and robustness , 2001, Proceedings of the National Academy of Sciences of the United States of America.

[39]  P. Trawick Successfully Governing the Commons: Principles of Social Organization in an Andean Irrigation System , 2001 .

[40]  Jules Pretty Obe The Living Land : Agriculture, Food and Community Regeneration in the 21st Century , 1999 .

[41]  A. Hall Priorities for irrigated agriculture , 1999 .

[42]  W. Lam,et al.  Governing Irrigation Systems in Nepal: Institutions, Infrastructure, and Collective Action , 1998 .

[43]  E. Ostrom,et al.  Coping with Asymmetries in the Commons: Self-Governing Irrigation Systems Can Work , 1993 .

[44]  Ian K. Smout,et al.  Crafting institutions for self‐governing irrigation systems by Elinor Ostrom, Institute for Contemporary Studies, California, 1992. No. of pages: 112. Price: £9.95. ISBN 1558151680 , 1993 .

[45]  G. Brady Governing the Commons: The Evolution of Institutions for Collective Action , 1993 .

[46]  J. Stephen Lansing,et al.  Priests and Programmers: Technologies of Power in the Engineered Landscape of Bali by J. Stephen Lansing (review) , 1992, Technology and Culture.

[47]  Elinor Ostrom,et al.  Crafting Institutions for Self-Governing Irrigation Systems , 1992 .

[48]  J. Acheson,et al.  The Question of the Commons: The Culture and Ecology of Communal Resources , 1989 .

[49]  Robert C. Hunt,et al.  Size and the Structure of Authority in Canal Irrigation Systems , 1988, Journal of Anthropological Research.

[50]  A. Schmid The Question of the Commons: the Culture and Ecology of Communal Resources , 1988 .

[51]  C. S. Holling Resilience and Stability of Ecological Systems , 1973 .

[52]  Louis C. Midgley,et al.  The Logic of Collective Action: Public Goods and the Theory of Groups , 1969 .

[53]  G. Hardin,et al.  The Tragedy of the Commons , 1968, Green Planet Blues.

[54]  M. Olson,et al.  The Logic of Collective Action: Public Goods and the Theory of Groups , 1969 .

[55]  Anthony Scott,et al.  The Fishery: The Objectives of Sole Ownership , 1955, Journal of Political Economy.

[56]  H. Gordon,et al.  The economic theory of a common-property resource: The fishery , 1954, Journal of Political Economy.

[57]  C. Carter,et al.  The Price of Inequality: How Today's Divided Society Endangers Our Future , 2013 .

[58]  T. Myint Governing International Rivers , 2012 .

[59]  E. Ostrom,et al.  Improving Irrigation in Asia , 2011 .

[60]  L. Hood,et al.  Reverse Engineering of Biological Complexity , 2007 .

[61]  R. Barker,et al.  Evolution of irrigation in south and southeast Asia , 2004 .

[62]  E. Ostrom An agenda for the study of institutions , 1986 .