SYMMeTRy: Exploiting MIMO Self-Similarity for Under-Determined Modulation Recognition

Modulation recognition (modrec) seeks to identify the modulation of a transmitter from coresponding spectrum scans. It is an essential functional component of future spectrum sensing with critical applications in dynamic spectrum access and spectrum enforcement. While predominantly studied in single-input single-output (SISO) systems, practical modrec for multiple-input multiple-output (MIMO) communications requires more research attention. Existing MIMO modrec impose stringent requirements of fully- or over-determined sensing front-end, i.e. the number of sensor antennas should exceed that at the transmitter. This poses a prohibitive sensor cost even for simple 2x2 MIMO systems and will severely hamper progress in flexible spectrum access. We design a MIMO modrec framework that enables efficient and cost-effective modulation classification for under-determined settings involving fewer sensor antennas than those used for transmission. Our key idea is to exploit the inherent multi-scale self-similarity of MIMO modulation IQ constellations, which persists in under-determined settings. Our framework, called SYMMeTRy (Self-similaritY for MIMO ModulaTion Recognition), designs domain-aware classification features with high discriminative potential by summarizing regularities of symbol co-location in the MIMO constellation. To this end, we summarize the fractal geometry of observed samples to extract discriminative features for supervised MIMO modrec. We evaluate SYMMeTRy in a realistic simulation and in a small-scale MIMO testbed. We demonstrate that it maintains high and consistent performance across various noise regimes, channel fading conditions and with increasing MIMO transmitter complexity. Our efforts highlight SYMMeTRy's high potential to enable efficient and practical MIMO modrec in spectrum sensing infrastructures with mixed-complexity sensors.

[1]  Stratis Ioannidis,et al.  Spectrum Awareness at the Edge: Modulation Classification using Smartphones , 2019, 2019 IEEE International Symposium on Dynamic Spectrum Access Networks (DySPAN).

[2]  Wei Xiong,et al.  Robust and Efficient Modulation Recognition Based on Local Sequential IQ Features , 2019, IEEE INFOCOM 2019 - IEEE Conference on Computer Communications.

[3]  Yin Shen,et al.  Applications of Artificial Intelligence in Ophthalmology: General Overview , 2018, Journal of ophthalmology.

[4]  Yiyang Pei,et al.  Modulation-Constrained Clustering Approach to Blind Modulation Classification for MIMO Systems , 2018, IEEE Transactions on Cognitive Communications and Networking.

[5]  Andreas K. Maier,et al.  Myocardial Scar Segmentation in LGE-MRI using Fractal Analysis and Random Forest Classification , 2018, 2018 24th International Conference on Pattern Recognition (ICPR).

[6]  T. Charles Clancy,et al.  Over-the-Air Deep Learning Based Radio Signal Classification , 2017, IEEE Journal of Selected Topics in Signal Processing.

[7]  Zhilu Wu,et al.  Robust Automatic Modulation Classification Under Varying Noise Conditions , 2017, IEEE Access.

[8]  Sofie Pollin,et al.  Deep Learning Models for Wireless Signal Classification With Distributed Low-Cost Spectrum Sensors , 2017, IEEE Transactions on Cognitive Communications and Networking.

[9]  Ping Zhang,et al.  Automatic Modulation Classification of Overlapped Sources Using Multiple Cumulants , 2017, IEEE Transactions on Vehicular Technology.

[10]  S. Roy,et al.  CityScape: A Metro-Area Spectrum Observatory , 2017, 2017 26th International Conference on Computer Communication and Networks (ICCCN).

[11]  Sofie Pollin,et al.  Electrosense: Crowdsourcing spectrum monitoring , 2017, 2017 IEEE International Symposium on Dynamic Spectrum Access Networks (DySPAN).

[12]  Yifan Zhang,et al.  Modulation Recognition for Incomplete Signals through Dictionary Learning , 2017, 2017 IEEE Wireless Communications and Networking Conference (WCNC).

[13]  Jeffrey H. Reed,et al.  Spectrum access system for the citizen broadband radio service , 2015, IEEE Communications Magazine.

[14]  A. Nandi,et al.  Blind Modulation Classification for MIMO systems using Expectation Maximization , 2014, 2014 IEEE Military Communications Conference.

[15]  Wenlong Liu,et al.  Further Complexity Reduction Using Rotational Symmetry for EDAS in Spatial Modulation , 2014, IEEE Communications Letters.

[16]  Wei Su,et al.  Modulation Classification in MIMO Systems , 2013, MILCOM 2013 - 2013 IEEE Military Communications Conference.

[17]  Octavia A. Dobre,et al.  A Low Complexity Modulation Classification Algorithm for MIMO Systems , 2013, IEEE Communications Letters.

[18]  Octavia A. Dobre,et al.  Automatic Modulation Classification for MIMO Systems Using Fourth-Order Cumulants , 2012, 2012 IEEE Vehicular Technology Conference (VTC Fall).

[19]  Marion Berbineau,et al.  Blind Digital Modulation Identification for Spatially-Correlated MIMO Systems , 2012, IEEE Transactions on Wireless Communications.

[20]  Christos Faloutsos,et al.  Fast feature selection using fractal dimension , 2010, J. Inf. Data Manag..

[21]  Li Zhang,et al.  On the sparseness of 1-norm support vector machines , 2010, Neural Networks.

[22]  Po-Whei Huang,et al.  Automatic Classification for Pathological Prostate Images Based on Fractal Analysis , 2009, IEEE Transactions on Medical Imaging.

[23]  A. Sahai,et al.  Spectrum Enforcement and Liability Assignment in Cognitive Radio Systems , 2008, 2008 3rd IEEE Symposium on New Frontiers in Dynamic Spectrum Access Networks.

[24]  Harald Haas,et al.  Spatial Modulation , 2008, IEEE Transactions on Vehicular Technology.

[25]  Ali Abdi,et al.  Survey of automatic modulation classification techniques: classical approaches and new trends , 2007, IET Commun..

[26]  Nasser M. Nasrabadi,et al.  Pattern Recognition and Machine Learning , 2006, Technometrics.

[27]  John G. Proakis,et al.  Digital Signal Processing 4th Edition , 2006 .

[28]  Han Gang,et al.  Study of modulation recognition based on HOCs and SVM , 2004, 2004 IEEE 59th Vehicular Technology Conference. VTC 2004-Spring (IEEE Cat. No.04CH37514).

[29]  Robert Tibshirani,et al.  1-norm Support Vector Machines , 2003, NIPS.

[30]  Y. Bar-Ness,et al.  Higher-order cyclic cumulants for high order modulation classification , 2003, IEEE Military Communications Conference, 2003. MILCOM 2003..

[31]  Lior Wolf,et al.  Feature selection for unsupervised and supervised inference: the emergence of sparsity in a weighted-based approach , 2003, Proceedings Ninth IEEE International Conference on Computer Vision.

[32]  Achilleas Anastasopoulos,et al.  Likelihood ratio tests for modulation classification , 2000, MILCOM 2000 Proceedings. 21st Century Military Communications. Architectures and Technologies for Information Superiority (Cat. No.00CH37155).

[33]  Brian M. Sadler,et al.  Hierarchical digital modulation classification using cumulants , 2000, IEEE Trans. Commun..

[34]  Christos Faloutsos,et al.  Beyond uniformity and independence: analysis of R-trees using the concept of fractal dimension , 1994, PODS.

[35]  S. N. Rasband,et al.  Chaotic Dynamics of Nonlinear Systems , 1990 .

[36]  L. Liebovitch,et al.  A fast algorithm to determine fractal dimensions by box counting , 1989 .

[37]  Zan Li,et al.  Low Complexity Automatic Modulation Classification Based on Order-Statistics , 2017, IEEE Transactions on Wireless Communications.

[38]  Lajos Hanzo,et al.  Spatial Modulation for Generalized MIMO: Challenges, Opportunities, and Implementation , 2014, Proceedings of the IEEE.

[39]  Heng Tao Shen,et al.  Principal Component Analysis , 2009, Encyclopedia of Biometrics.

[40]  Gilles Burel,et al.  BLIND MODULATION RECOGNITION FOR MIMO SYSTEMS , 2009 .

[41]  N. Otsu A threshold selection method from gray level histograms , 1979 .