Recommended Best Practices in Freeze Dryer Equipment Performance Qualification: 2022

Best practices for performing freeze dryer equipment qualification are recommended, focusing on identifying methods to quantify shelf thermal uniformity (also known as “shelf surface uniformity”), equipment capability, and performance metrics of the freeze dryer essential to the pharmaceutical Quality by Design paradigm. Specific guidelines for performing shelf temperature mapping, freeze dryer equipment limit testing (the capability curve), and condenser performance metrics have been provided. Concerning shelf temperature mapping and equipment capability measurements, the importance of paying attention to the test setup and the use of appropriate testing tools are stressed. In all the guidelines provided, much attention has been paid to identifying the balance between obtaining useful process knowledge, logistical challenges associated with testing in the production environment vs that at laboratory scale, and the frequency of the testing necessary to obtain such useful information. Furthermore, merits and demerits of thermal conditions maintained on the cooled surfaces of the freeze dryer condenser have been discussed identifying the specific influence of the condenser surface temperature on the process conditions using experimental data to support the guidelines. Finally, guidelines for systematic leak rate testing criteria for a freeze dryer are presented. These specific procedural recommendations are based on calculations, measurements, and experience to provide useful process and equipment knowledge. Graphical Abstract

[1]  Edwin Vilanova Velez,et al.  Lyophilizer Leak Rate Testing - An Industry Survey and Best Practice Recommendation. , 2022, Journal of pharmaceutical sciences.

[2]  Alina A. Alexeenko,et al.  A Compact Model for Lyophilizer Equipment Capability Estimation , 2021, AAPS PharmSciTech.

[3]  Alina A. Alexeenko,et al.  Equipment Capability Measurement of Laboratory Freeze-Dryers: a Comparison of Two Methods , 2021, AAPS PharmSciTech.

[4]  D. Fissore,et al.  Temperature/end point monitoring and modelling of a batch freeze-drying process using an infrared camera. , 2020, European journal of pharmaceutics and biopharmaceutics : official journal of Arbeitsgemeinschaft fur Pharmazeutische Verfahrenstechnik e.V.

[5]  Alina A. Alexeenko,et al.  Freeze-Dryer Equipment Capability Limit: Comparison of Computational Modeling With Experiments at Laboratory Scale. , 2019, Journal of pharmaceutical sciences.

[6]  Davide Fissore,et al.  Monitoring of the freezing stage in a freeze-drying process using IR thermography. , 2019, International journal of pharmaceutics.

[7]  A. Ganguly,et al.  Mass spectrometry in freeze‐drying: Motivations for using a bespoke PAT for laboratory and production environment , 2018, European journal of pharmaceutics and biopharmaceutics : official journal of Arbeitsgemeinschaft fur Pharmazeutische Verfahrenstechnik e.V.

[8]  Alina A. Alexeenko,et al.  Spatial Variation of Pressure in the Lyophilization Product Chamber Part 1: Computational Modeling , 2017, AAPS PharmSciTech.

[9]  Alina A. Alexeenko,et al.  Recommended Best Practices for Process Monitoring Instrumentation in Pharmaceutical Freeze Drying—2017 , 2017, AAPS PharmSciTech.

[10]  Alina A. Alexeenko,et al.  Spatial Variation of Pressure in the Lyophilization Product Chamber Part 2: Experimental Measurements and Implications for Scale-up and Batch Uniformity , 2017, AAPS PharmSciTech.

[11]  G. K. Raju,et al.  Understanding Pharmaceutical Quality by Design , 2014, The AAPS Journal.

[12]  Alina A. Alexeenko,et al.  Freeze-drying simulation framework coupling product attributes and equipment capability: toward accelerating process by equipment modifications. , 2013, European journal of pharmaceutics and biopharmaceutics : official journal of Arbeitsgemeinschaft fur Pharmazeutische Verfahrenstechnik e.V.

[13]  Lisa M. Hardwick,et al.  A proposed rationale and test methodology for establishment of acceptance criteria for vacuum integrity testing of pharmaceutical freeze dryers. , 2013, European journal of pharmaceutics and biopharmaceutics : official journal of Arbeitsgemeinschaft fur Pharmazeutische Verfahrenstechnik e.V.

[14]  Alina Alexeenko,et al.  Modeling and measurements of water–vapor flow and icing at low pressures with application to pharmaceutical freeze-drying , 2012 .

[15]  Gregory A Sacha,et al.  Quality by design in formulation and process development for a freeze-dried, small molecule parenteral product: a case study , 2011, Pharmaceutical development and technology.

[16]  Davide Fissore,et al.  Scale-up and Process Transfer of Freeze-Drying Recipes , 2011 .

[17]  Swetaprovo Chaudhuri,et al.  Choked flow and importance of Mach I in freeze-drying process design , 2010 .

[18]  Feroz Jameel,et al.  The effect of dryer load on freeze drying process design. , 2010, Journal of pharmaceutical sciences.

[19]  Davide Fissore,et al.  Model-Based Monitoring and Control of Industrial Freeze-Drying Processes: Effect of Batch Nonuniformity , 2010 .

[20]  Sajal Manubhai Patel,et al.  Process Analytical Technologies (PAT) in freeze-drying of parenteral products , 2009, Pharmaceutical development and technology.

[21]  Alina A. Alexeenko,et al.  Computational analysis of fluid dynamics in pharmaceutical freeze-drying. , 2009, Journal of pharmaceutical sciences.

[22]  H. Gieseler,et al.  Evaluation of a New Wireless Temperature Remote Interrogation System (TEMPRIS) to Measure Product Temperature During Freeze Drying , 2008, AAPS PharmSciTech.

[23]  Xiao Feng,et al.  Exergy analysis for a freeze-drying process , 2008 .

[24]  Steven J Davis,et al.  Evaluation of tunable diode laser absorption spectroscopy for in-process water vapor mass flux measurements during freeze drying. , 2007, Journal of pharmaceutical sciences.

[25]  Michael J. Pikal,et al.  Heat and mass transfer scale-up issues during freeze-drying, III: Control and characterization of dryer differences via operational qualification tests , 2006, AAPS PharmSciTech.

[26]  B. D. Kay,et al.  What determines the sticking probability of water molecules on ice? , 2005, Physical review letters.

[27]  Michael J. Pikal,et al.  Heat and mass transfer scale-up issues during freeze-drying, I: Atypical radiation and the edge vial effect , 2003, AAPS PharmSciTech.

[28]  E. Trappler Validation of Lyophilization , 2003 .

[29]  M. Pikal,et al.  Mass and heat transfer in vial freeze-drying of pharmaceuticals: role of the vial. , 1984, Journal of pharmaceutical sciences.

[30]  Alina A. Alexeenko,et al.  Determining Maximum Sublimation Rate for a Production Lyophilizer: Computational Modeling and Comparison With Ice Slab Tests. , 2019, Journal of pharmaceutical sciences.

[31]  Steven L. Nail,et al.  Elements of Quality by Design in Development and Scale-Up of Freeze-Dried Parenterals , 2008 .

[32]  Matt Wiencek,et al.  Biotech CIP Cycle Development: Case Study Examples Utilizing QRM , 2006 .

[33]  Masakazu Kobayashi Development of New Refrigeration System and Optimum Geometry of the Vapor Condenser for Pharmaceutical Freeze Dryers , 1985 .

[34]  I. G. Currie Fundamental mechanics of fluids , 1974 .