Calculation of the Performance of Communication Systems From Measured Oscillator Phase Noise

Oscillator phase noise (PN) is one of the major problems that affect the performance of communication systems. In this paper, a direct connection between oscillator measurements, in terms of measured single-side band PN spectrum, and the optimal communication system performance, in terms of the resulting error vector magnitude (EVM) due to PN, is mathematically derived and analyzed. First, a statistical model of the PN, considering the effect of white and colored noise sources, is derived. Then, we utilize this model to derive the modified Bayesian Cramér-Rao bound on PN estimation, and use it to find an EVM bound for the system performance. Based on our analysis, it is found that the influence from different noise regions strongly depends on the communication bandwidth, i.e., the symbol rate. For high symbol rate communication systems, cumulative PN that appears near carrier is of relatively low importance compared to the white PN far from carrier. Our results also show that 1/f 3 noise is more predictable compared to 1/f 2 noise and in a fair comparison it affects the performance less.

[1]  Silvano Pupolin,et al.  Effects of phase noise spectral shape on the performance of dpsk systems for wireless applications , 2002, Eur. Trans. Telecommun..

[2]  Riccardo Raheli,et al.  On the information rate of phase noise-limited communications , 2013, 2013 Information Theory and Applications Workshop (ITA).

[3]  John McNeill,et al.  Jitter in ring oscillators , 1994, Proceedings of IEEE International Symposium on Circuits and Systems - ISCAS '94.

[4]  J. Barbot,et al.  Analytic and Asymptotic Analysis of Bayesian CramÉr–Rao Bound for Dynamical Phase Offset Estimation , 2008, IEEE Transactions on Signal Processing.

[5]  Giuseppe Durisi,et al.  On the capacity of MIMO Wiener phase-noise channels , 2013, 2013 Information Theory and Applications Workshop (ITA).

[6]  Julian Havil Gamma: Exploring Euler's Constant , 2003 .

[7]  Hani Mehrpouyan,et al.  On models, bounds, and estimation algorithms for time-varying phase noise , 2011, 2011 5th International Conference on Signal Processing and Communication Systems (ICSPCS).

[8]  Ana García Armada,et al.  Phase noise and sub-carrier spacing effects on the performance of an OFDM communication system , 1998, IEEE Communications Letters.

[9]  Gerhard Kramer,et al.  Multi-sample receivers increase information rates for Wiener phase noise channels , 2013, 2013 IEEE Global Communications Conference (GLOBECOM).

[10]  R. Hassun,et al.  Effective evaluation of link quality using error vector magnitude techniques , 1997, Proceedings of 1997 Wireless Communications Conference.

[11]  Xuefeng Yin,et al.  Estimation of MIMO Channel Capacity from Phase-Noise Impaired Measurements , 2008, IEEE GLOBECOM 2008 - 2008 IEEE Global Telecommunications Conference.

[12]  Frank Herzel,et al.  An analytical model for the power spectral density of a voltage-controlled oscillator and its analogy to the laser linewidth theory , 1998 .

[13]  Heinrich Meyr,et al.  Digital communication receivers - synchronization, channel estimation, and signal processing , 1997, Wiley series in telecommunications and signal processing.

[14]  Behzad Razavi,et al.  Predicting the Phase Noise and Jitter of PLLBased Frequency Synthesizers , 2003 .

[15]  H. V. Trees Detection, Estimation, And Modulation Theory , 2001 .

[16]  Chi-Ying Tsui,et al.  IEEE Transactions on Circuits and Systems—I:Regular Papers information for authors , 2018, IEEE Transactions on Circuits and Systems I: Regular Papers.

[17]  P. A. Humblet,et al.  Phase-noise-induced performance limits for DPSK modulation with and without frequency feedback , 1993 .

[18]  Thomas Eriksson,et al.  Effect of synchronizing coordinated base stations on phase noise estimation , 2013, 2013 IEEE International Conference on Acoustics, Speech and Signal Processing.

[19]  Marc Moeneclaey,et al.  Feedforward Data-Aided Phase Noise Estimation from a DCT Basis Expansion , 2009, EURASIP J. Wirel. Commun. Netw..

[20]  A. Viterbi Phase-locked loop dynamics in the presence of noise by Fokker-Planck techniques , 1963 .

[21]  Hani Mehrpouyan,et al.  Optimal and Approximate Methods for Detection of Uncoded Data with Carrier Phase Noise , 2011, 2011 IEEE Global Telecommunications Conference - GLOBECOM 2011.

[22]  Ali Hajimiri,et al.  A general theory of phase noise in electrical oscillators , 1998 .

[23]  Alper Demir,et al.  Computing Timing Jitter From Phase Noise Spectra for Oscillators and Phase-Locked Loops With White and$1/f$Noise , 2006, IEEE Transactions on Circuits and Systems I: Regular Papers.

[24]  Ken Kundert,et al.  Predicting the Phase Noise and Jitter of PLL-Based Frequency Synthesizers , 2009 .

[25]  Ana García Armada,et al.  Understanding the effects of phase noise in orthogonal frequency division multiplexing (OFDM) , 2001, IEEE Trans. Broadcast..

[26]  H. Bolcskei,et al.  Impact of phase noise on MIMO channel measurement accuracy , 2004, IEEE 60th Vehicular Technology Conference, 2004. VTC2004-Fall. 2004.

[27]  Yeheskel Bar-Ness,et al.  OFDM systems in the presence of phase noise: consequences and solutions , 2004, IEEE Transactions on Communications.

[28]  Luciano Tomba,et al.  On the effect of Wiener phase noise in OFDM systems , 1998, IEEE Trans. Commun..

[29]  Justin Dauwels,et al.  Phase estimation by message passing , 2004, 2004 IEEE International Conference on Communications (IEEE Cat. No.04CH37577).

[30]  D. Leeson A simple model of feedback oscillator noise spectrum , 1966 .

[31]  A. Gualtierotti H. L. Van Trees, Detection, Estimation, and Modulation Theory, , 1976 .

[32]  J.E. Mazo,et al.  Digital communications , 1985, Proceedings of the IEEE.

[33]  Siamak Yousefi,et al.  On the predictability of phase noise modeled as flicker FM plus white FM , 2010, 2010 Conference Record of the Forty Fourth Asilomar Conference on Signals, Systems and Computers.

[34]  S. Kay Fundamentals of statistical signal processing: estimation theory , 1993 .

[35]  Thomas Eriksson,et al.  Estimation of Phase Noise in Oscillators with Colored Noise Sources , 2013, IEEE Communications Letters.

[36]  Apostolos Georgiadis,et al.  Gain, phase imbalance, and phase noise effects on error vector magnitude , 2004, IEEE Transactions on Vehicular Technology.

[37]  N. Kasdin Discrete simulation of colored noise and stochastic processes and 1/fα power law noise generation , 1995, Proc. IEEE.

[38]  Marc Moeneclaey,et al.  BER sensitivity of OFDM systems to carrier frequency offset and Wiener phase noise , 1995, IEEE Trans. Commun..

[39]  Siamak Yousefi,et al.  A novel model for simulation of RF oscillator phase noise , 2010, 2010 IEEE Radio and Wireless Symposium (RWS).

[40]  A.A. Abidi,et al.  Phase Noise and Jitter in CMOS Ring Oscillators , 2006, IEEE Journal of Solid-State Circuits.

[41]  H. Zirath,et al.  Development of 60-GHz front-end circuits for a high-data-rate communication system , 2004, IEEE Journal of Solid-State Circuits.

[42]  John A. McNeill,et al.  Jitter in oscillators with 1/f noise sources , 2004, 2004 IEEE International Symposium on Circuits and Systems (IEEE Cat. No.04CH37512).

[43]  Mike Brookes,et al.  A Spectral Model for RF Oscillators With Power-Law Phase Noise , 2006, IEEE Transactions on Circuits and Systems I: Regular Papers.

[44]  T. Nakagawa,et al.  Effect of phase noise on RF communication signals , 2000, Vehicular Technology Conference Fall 2000. IEEE VTS Fall VTC2000. 52nd Vehicular Technology Conference (Cat. No.00CH37152).

[45]  A. Hajimiri,et al.  Jitter and phase noise in ring oscillators , 1999, IEEE J. Solid State Circuits.

[46]  Arne Svensson,et al.  An ICI reduction scheme for OFDM system with phase noise over fading channels , 2008, IEEE Transactions on Communications.

[47]  D.B. Harris Selective Demodulation , 1947, Proceedings of the IRE.

[48]  Subbarayan Pasupathy,et al.  Adaptive iterative detectors for phase-uncertain channels via variational bounding , 2009, IEEE Transactions on Communications.

[49]  A. Demir,et al.  Phase noise in oscillators: a unifying theory and numerical methods for characterization , 2000 .

[50]  N. Jeremy Usdin,et al.  Discrete Simulation of Colored Noise and Stochastic Processes and llf" Power Law Noise Generation , 1995 .

[51]  G. S. Dow,et al.  A 62-GHz monolithic InP-based HBT VCO , 1995 .

[52]  Arne Svensson,et al.  Estimation of Phase Noise for QPSK Modulation over AWGN Channels , 2003 .

[53]  Foster F. Dai,et al.  Effects of LO Phase and Amplitude Imbalances and Phase Noise on $M$-QAM Transceiver Performance , 2009, IEEE Transactions on Industrial Electronics.

[54]  George K. Karagiannidis,et al.  Joint Estimation of Channel and Oscillator Phase Noise in MIMO Systems , 2012, IEEE Transactions on Signal Processing.

[55]  Tommy Svensson,et al.  Soft Metrics and Their Performance Analysis for Optimal Data Detection in the Presence of Strong Oscillator Phase Noise , 2013, IEEE Transactions on Communications.

[56]  Umberto Mengali,et al.  Data-aided frequency estimation for burst digital transmission , 1997, IEEE Trans. Commun..

[57]  Tommy Svensson,et al.  Variational Bayesian framework for receiver design in the presence of phase noise in MIMO systems , 2012, 2012 IEEE Wireless Communications and Networking Conference (WCNC).

[58]  Umberto Mengali,et al.  The modified Cramer-Rao bound and its application to synchronization problems , 1994, IEEE Trans. Commun..

[59]  S.E. Gunnarsson,et al.  Highly integrated 60 GHz transmitter and receiver MMICs in a GaAs pHEMT technology , 2005, IEEE Journal of Solid-State Circuits.

[60]  A. Demir Phase noise and timing jitter in oscillators with colored-noise sources , 2002 .

[61]  B. Razavi A General Theory of Phase Noise in Electrical Oscillators , 2003 .

[62]  Giuseppe Caire,et al.  Algorithms for iterative decoding in the presence of strong phase noise , 2005, IEEE Journal on Selected Areas in Communications.

[63]  Pierre-Olivier Amblard,et al.  Phase tracking: what do we gain from optimality? Particle filtering versus phase-locked loops , 2003, Signal Process..

[64]  Gerhard Kramer,et al.  On Wiener phase noise channels at high Signal-to-Noise Ratio , 2013, 2013 IEEE International Symposium on Information Theory.

[65]  Marc Moeneclaey,et al.  A sequential Monte Carlo method for blind phase noise estimation and data detection , 2005, 2005 13th European Signal Processing Conference.

[66]  Gleb V. Klimovitch Near-carrier oscillator spectrum due to flicker and white noise , 2000, 2000 IEEE International Symposium on Circuits and Systems. Emerging Technologies for the 21st Century. Proceedings (IEEE Cat No.00CH36353).

[67]  D. Kuylenstierna,et al.  A model-based analysis of phase jitter in RF oscillators , 2012, 2012 IEEE International Frequency Control Symposium Proceedings.

[68]  Robert W. Heath,et al.  Is the PHY layer dead? , 2011, IEEE Communications Magazine.

[69]  G. Klimovitch A nonlinear theory of near-carrier phase noise in free-running oscillators , 2000, Proceedings of the 2000 Third IEEE International Caracas Conference on Devices, Circuits and Systems (Cat. No.00TH8474).