Clustering and visualization of failure modes using an evolving tree

Clustering and visualization of failure modes in FMEA is introduced.The ETree neural network model is adopted to improve FMEA implementation.Failure modes are visualized as a tree structure through their risk factors.A risk interval is introduced to order failure modes in groups.A case study with real edible bird nest process information is reported. Despite the popularity of Failure Mode and Effect Analysis (FMEA) in a wide range of industries, two well-known shortcomings are the complexity of the FMEA worksheet and its intricacy of use. To the best of our knowledge, the use of computation techniques for solving the aforementioned shortcomings is limited. As such, the idea of clustering and visualization pertaining to the failure modes in FMEA is proposed in this paper. A neural network visualization model with an incremental learning feature, i.e., the evolving tree (ETree), is adopted to allow the failure modes in FMEA to be clustered and visualized as a tree structure. In addition, the ideas of risk interval and risk ordering for different groups of failure modes are proposed to allow the failure modes to be ordered, analyzed, and evaluated in groups. The main advantages of the proposed method lie in its ability to transform failure modes in a complex FMEA worksheet to a tree structure for better visualization, while maintaining the risk evaluation and ordering features. It can be applied to the conventional FMEA methodology without requiring additional information or data. A real world case study in the edible bird nest industry in Sarawak (Borneo Island) is used to evaluate the usefulness of the proposed method. The experiments show that the failure modes in FMEA can be effectively visualized through the tree structure. A discussion with FMEA users engaged in the case study indicates that such visualization is helpful in comprehending and analyzing the respective failure modes, as compared with those in an FMEA table. The resulting tree structure, together with risk interval and risk ordering, provides a quick and easily understandable framework to elucidate important information from complex FMEA forms; therefore facilitating the decision-making tasks by FMEA users. The significance of this study is twofold, viz., the use of a computational visualization approach to tackling two well-known shortcomings of FMEA; and the use of ETree as an effective neural network learning paradigm to facilitate FMEA implementations. These findings aim to spearhead the potential adoption of FMEA as a useful and usable risk evaluation and management tool by the wider community.

[1]  Ketil Stølen,et al.  Reducing the Effort to Comprehend Risk Models: Text Labels Are Often Preferred Over Graphical Means , 2011, Risk analysis : an official publication of the Society for Risk Analysis.

[2]  Rua-Huan Tsaih,et al.  The prediction approach with Growing Hierarchical Self-Organizing Map , 2012, The 2012 International Joint Conference on Neural Networks (IJCNN).

[3]  Irem Y. Tumer,et al.  Failure Mode Identification Through Clustering Analysis , 2004 .

[4]  Hu-Chen Liu,et al.  Fuzzy Failure Mode and Effects Analysis Using Fuzzy Evidential Reasoning and Belief Rule-Based Methodology , 2013, IEEE Transactions on Reliability.

[5]  Chong Li,et al.  An integrated framework for effective safety management evaluation: Application of an improved grey clustering measurement , 2015, Expert Syst. Appl..

[6]  Hu-Chen Liu,et al.  Evaluating the risk of healthcare failure modes using interval 2-tuple hybrid weighted distance measure , 2014, Comput. Ind. Eng..

[7]  Chee Peng Lim,et al.  A Single Input Rule Modules Connected Fuzzy FMEA Methodology for Edible Bird Nest Processing , 2014, SOCO 2014.

[8]  Erkki Oja,et al.  Engineering applications of the self-organizing map , 1996, Proc. IEEE.

[9]  Damminda Alahakoon,et al.  Fast Growing Self Organizing Map for Text Clustering , 2011, ICONIP.

[10]  Nan Liu,et al.  Risk evaluation approaches in failure mode and effects analysis: A literature review , 2013, Expert Syst. Appl..

[11]  Chee Peng Lim,et al.  A New Two-Stage Fuzzy Inference System-Based Approach to Prioritize Failures in Failure Mode and Effect Analysis , 2015, IEEE Transactions on Reliability.

[12]  Bonnie C. Wintle,et al.  Exploring Risk Judgments in a Trade Dispute Using Bayesian Networks , 2014, Risk analysis : an official publication of the Society for Risk Analysis.

[13]  Esa Alhoniemi,et al.  Clustering of the self-organizing map , 2000, IEEE Trans. Neural Networks Learn. Syst..

[14]  Ian H. Witten,et al.  Data mining: practical machine learning tools and techniques, 3rd Edition , 1999 .

[15]  Chee Peng Lim,et al.  On the use of fuzzy inference techniques in assessment models: part I—theoretical properties , 2008, Fuzzy Optim. Decis. Mak..

[16]  Boudewijn P. F. Lelieveldt,et al.  A new cluster validity index for the fuzzy c-mean , 1998, Pattern Recognit. Lett..

[17]  Chee Peng Lim,et al.  A clustering-based failure mode and effect analysis model and its application to the edible bird nest industry , 2015, Neural Computing and Applications.

[18]  Erkki Oja,et al.  The Evolving Tree—A Novel Self-Organizing Network for Data Analysis , 2004, Neural Processing Letters.

[19]  Jhareswar Maiti,et al.  Risk analysis using FMEA: Fuzzy similarity value and possibility theory based approach , 2014, Expert Syst. Appl..

[20]  Teuvo Kohonen,et al.  Self-Organizing Maps , 2010 .

[21]  Moharam Habibnejad Korayem,et al.  Improvement of 3P and 6R mechanical robots reliability and quality applying FMEA and QFD approaches , 2008 .

[22]  R. J. Kuo,et al.  Integration of growing self-organizing map and continuous genetic algorithm for grading lithium-ion battery cells , 2012, Appl. Soft Comput..

[23]  Kuei-Hu Chang,et al.  A more general risk assessment methodology using a soft set-based ranking technique , 2014, Soft Comput..

[24]  J. J. Hobbs Problems in the harvest of edible birds' nests in Sarawak and Sabah, Malaysian Borneo , 2004, Biodiversity & Conservation.

[25]  Chee Peng Lim,et al.  A New Evolving Tree for Text Document Clustering and Visualization , 2014, SOCO 2014.

[26]  Shu Yamada,et al.  Failure mode and effects analysis in pharmaceutical research , 2010 .

[27]  Jiebo Luo,et al.  Image segmentation via adaptive K-mean clustering and knowledge-based morphological operations with biomedical applications , 1998, IEEE Trans. Image Process..

[28]  Hu-Chen Liu,et al.  Evaluating the risk of failure modes with extended MULTIMOORA method under fuzzy environment , 2014, Eng. Appl. Artif. Intell..

[29]  Xinyang Deng,et al.  A new method in failure mode and effects analysis based on evidential reasoning , 2014, International Journal of System Assurance Engineering and Management.

[30]  Ping Li,et al.  Failure mode and effects analysis using intuitionistic fuzzy hybrid weighted Euclidean distance operator , 2014, Int. J. Syst. Sci..

[31]  Erkki Oja,et al.  The evolving tree-analysis and applications , 2006, IEEE Transactions on Neural Networks.

[32]  Hui Li,et al.  Risk evaluation in failure mode and effects analysis using fuzzy digraph and matrix approach , 2014, Journal of Intelligent Manufacturing.

[33]  E. N. Dialynas,et al.  Reliability prediction and failure mode effects and criticality analysis (FMECA) of electronic devices using fuzzy logic , 2005 .

[34]  M. C. Signor,et al.  The failure-analysis matrix: a kinder, gentler alternative to FMEA for information systems , 2002, Annual Reliability and Maintainability Symposium. 2002 Proceedings (Cat. No.02CH37318).

[35]  Remigiusz Iwankowicz,et al.  Clustering risk assessment method for shipbuilding industry , 2014, Ind. Manag. Data Syst..

[36]  Teuvo Kohonen,et al.  Self-Organizing Maps, Third Edition , 2001, Springer Series in Information Sciences.

[37]  Jian-Xin You,et al.  Failure mode and effects analysis using intuitionistic fuzzy hybrid TOPSIS approach , 2015, Soft Comput..

[38]  Erhan Bozdag,et al.  Risk prioritization in Failure Mode and Effects Analysis using interval type-2 fuzzy sets , 2015, Expert Syst. Appl..

[39]  Hu-Chen Liu,et al.  Failure mode and effects analysis using D numbers and grey relational projection method , 2014, Expert Syst. Appl..

[40]  Hui Li,et al.  Risk assessment in system FMEA combining fuzzy weighted average with fuzzy decision-making trial and evaluation laboratory , 2015, Int. J. Comput. Integr. Manuf..

[41]  Celso Marcelo Franklin Lapa,et al.  Fuzzy FMEA applied to PWR chemical and volume control system , 2004 .

[42]  K. Mcnally,et al.  Failure-mode and effects analysis in improving a drug distribution system. , 1997, American journal of health-system pharmacy : AJHP : official journal of the American Society of Health-System Pharmacists.

[43]  J. B. Bowles,et al.  Fuzzy logic prioritization of failures in a system failure mode, effects and criticality analysis , 1995 .

[44]  T. A. Montgomery,et al.  FMEA automation for the complete design process , 1996, Proceedings of 1996 Annual Reliability and Maintainability Symposium.

[45]  Gülsen Aydin Keskin,et al.  An alternative evaluation of FMEA: Fuzzy ART algorithm , 2009, Qual. Reliab. Eng. Int..

[46]  H. Schneider Failure mode and effect analysis : FMEA from theory to execution , 1996 .

[47]  Gail A. Carpenter,et al.  S-TREE: self-organizing trees for data clustering and online vector quantization , 2001, Neural Networks.

[48]  Hu-Chen Liu,et al.  A Novel Approach for FMEA: Combination of Interval 2‐Tuple Linguistic Variables and Gray Relational Analysis , 2015, Qual. Reliab. Eng. Int..

[49]  Chee Peng Lim,et al.  Application of the fuzzy Failure Mode and Effect Analysis methodology to edible bird nest processing , 2013 .

[50]  David Jordan Globalisation and bird's nest soup , 2004 .

[51]  Chee Peng Lim,et al.  On the use of fuzzy inference techniques in assessment models: part II: industrial applications , 2008, Fuzzy Optim. Decis. Mak..

[52]  Chee Peng Lim,et al.  Enhancing an Evolving Tree-based text document visualization model with Fuzzy c-Means clustering , 2013, 2013 IEEE International Conference on Fuzzy Systems (FUZZ-IEEE).

[53]  Tim Menzies,et al.  Experiences using Visualization Techniques to Present Requirements, Risks to Them, and Options for Risk Mitigation , 2006, 2006 First International Workshop on Requirements Engineering Visualization (REV'06 - RE'06 Workshop).

[54]  Chee Peng Lim,et al.  Fuzzy FMEA with a guided rules reduction system for prioritization of failures , 2006 .

[55]  B. John Garrick,et al.  The approach to risk analysis in three industries: nuclear power, space systems, and chemical process , 1988 .