Preventing Errors in Clinical Practice: A Call for Self-Awareness

While ascribing medical errors primarily to systems factors can free clinicians from individual blame, there are elements of medical errors that can and should be attributed to individual factors. These factors are related less commonly to lack of knowledge and skill than to the inability to apply the clinician’s abilities to situations under certain circumstances. In concert with efforts to improve health care systems, refining physicians’ emotional and cognitive capacities might also prevent many errors. In general, physicians have the sensation of making a mistake because of the interference of emotional elements. We propose a so-called rational-emotive model that emphasizes 2 factors in error causation: (1) difficulty in reframing the first hypothesis that goes to the physician’s mind in an automatic way, and (2) premature closure of the clinical act to avoid confronting inconsistencies, low-level decision rules, and emotions. We propose a teaching strategy based on developing the physician’s insight and self-awareness to detect the inappropriate use of low-level decision rules, as well as detecting the factors that limit a physician’s capacity to tolerate the tension of uncertainty and ambiguity. Emotional self-awareness and self-regulation of attention can be consciously cultivated as habits to help physicians function better in clinical situations.

[1]  F. Bloom,et al.  Child Development and Neuroscience. , 1997, Child development.

[2]  S. P. Springer,et al.  Left brain, right brain , 1981 .

[3]  F. Benes Brain development, VII. Human brain growth spans decades. , 1998, The American journal of psychiatry.

[4]  Byrne,et al.  Doctors Talking to Patients , 1984 .

[5]  Michael J. Apter,et al.  Reversal Theory: Motivation, Emotion and Personality , 1989 .

[6]  S. French Professional Judgment: A Reader in Clinical Decision Making , 1988 .

[7]  J. Ogawa,et al.  Development and the fragmented self: Longitudinal study of dissociative symptomatology in a nonclinical sample , 1997, Development and Psychopathology.

[8]  G Bordage,et al.  Elaborated knowledge: a key to successful diagnostic thinking , 1994, Academic medicine : journal of the Association of American Medical Colleges.

[9]  N M Laird,et al.  Relation between malpractice claims and adverse events due to negligence. Results of the Harvard Medical Practice Study III. , 1991, The New England journal of medicine.

[10]  Hanna Damasio,et al.  Impairment of social and moral behavior related to early damage in human prefrontal cortex , 1999, Nature Neuroscience.

[11]  I. Jambaqué,et al.  The right brain hemisphere is dominant in human infants. , 1997, Brain : a journal of neurology.

[12]  M. Keshavan,et al.  A.E. Bennett Research Award. Developmental traumatology. Part II: Brain development. , 1999, Biological psychiatry.

[13]  Joseph E LeDoux The Emotional Brain: The Mysterious Underpinnings of Emotional Life , 1996 .

[14]  P. Johnson-Laird,et al.  Mental Models: Towards a Cognitive Science of Language, Inference, and Consciousness , 1985 .

[15]  J. Bremner,et al.  The effects of stress on memory and the hippocampus throughout the life cycle: Implications for childhood development and aging , 1998, Development and Psychopathology.

[16]  C. Pechura,et al.  From the Institute of Medicine. , 1993, JAMA.

[17]  D. Sackett,et al.  The Ends of Human Life: Medical Ethics in a Liberal Polity , 1992, Annals of Internal Medicine.

[18]  W. Ray,et al.  Handbook of dissociation: Theoretical, empirical, and clinical perspectives. , 1996 .

[19]  C. Frith,et al.  Orbitofrontal cortex is activated during breaches of expectation in tasks of visual attention , 1999, Nature Neuroscience.

[20]  E. Wilson Consilience: The Unity of Knowledge , 1998 .

[21]  Eric Halgren,et al.  Emotional neurophysiology of the amygdala within the context of human cognition. , 1992 .

[22]  Paul Ekman,et al.  Facial Expressions of Emotion: New Findings, New Questions , 1992 .

[23]  M. Main,et al.  Parents' unresolved traumatic experiences are related to infant disorganized attachment status: Is frightened and/or frightening parental behavior the linking mechanism? , 1990 .

[24]  B. Repacholi,et al.  Disorganized infant attachment classification and maternal psychosocial problems as predictors of hostile-aggressive behavior in the preschool classroom. , 1993, Child development.

[25]  T. Leahey,et al.  Learning and cognition , 1993 .

[26]  James E. Black,et al.  Induction of brain structure by experience: Substrates for cognitive development. , 1992 .

[27]  R. Epstein,et al.  Mindful practice. , 1999, JAMA.

[28]  M. Mesulam,et al.  From sensation to cognition. , 1998, Brain : a journal of neurology.

[29]  Beatrice Beebe,et al.  Representation and internalization in infancy: three principles of salience , 1994 .

[30]  G Bordage,et al.  The structure of medical knowledge in the memories of medical students and general practitioners: categories and prototypes , 1984, Medical education.

[31]  Edmund T. Rolls,et al.  A theory of emotion and consciousness, and its application to understanding the neural basis of emotion. , 1995 .

[32]  E. Tulving,et al.  Toward a theory of episodic memory: the frontal lobes and autonoetic consciousness. , 1997, Psychological bulletin.

[33]  James W. Garson,et al.  ‘Here’ and ‘Now’ , 1969 .

[34]  Erik Hesse,et al.  The adult attachment interview: Historical and current perspectives. , 1999 .

[35]  Dynamics and indeterminism in developmental and social processes , 1997 .

[36]  Raymond J. Dolan,et al.  On the neurology of morals , 1999, Nature Neuroscience.

[37]  J. Sinacore,et al.  Medical student errors in making a diagnosis. , 1998, Academic medicine : journal of the Association of American Medical Colleges.

[38]  R. Epstein Mindful practice in action (II): Cultivating habits of mind. , 2003 .

[39]  Marc D. Lewis Personality self-organization: Cascading constraints on cognition–emotion interaction. , 1997 .

[40]  Robin Robertson,et al.  Chaos theory in Psychology and the Life Sciences , 1995 .

[41]  D. Schacter,et al.  Priming and the Brain , 1998, Neuron.

[42]  Nathan A. Fox,et al.  The development of emotion regulation : biological and behavioral considerations , 1994 .

[43]  Allen Newell,et al.  Human Problem Solving. , 1973 .

[44]  E. Kandel,et al.  Cognitive Neuroscience and the Study of Memory , 1998, Neuron.

[45]  C. Patterson,et al.  Joint Commission on Accreditation of Healthcare Organizations. , 1995 .

[46]  D. Cicchetti,et al.  The role of self-organization in the promotion of resilience in maltreated children , 1997, Development and Psychopathology.

[47]  C. Wild Building a safer health system , 2001 .

[48]  C. Marano,et al.  To err is human. Building a safer health system , 2005 .

[49]  J. Bowlby Attachment and loss: retrospect and prospect. , 1969, The American journal of orthopsychiatry.

[50]  Ryszard S. Michalski,et al.  Learning and Cognition , 1995, WOCFAI.

[51]  D. Stern The interpersonal world of infant , 1985 .

[52]  James L. McClelland Complementary Learning Systems in the Brain: A Connectionist Approach to Explicit and Implicit Cognition and Memory , 1998, Annals of the New York Academy of Sciences.

[53]  R. Epstein,et al.  Calibrating the Physician: Personal Awareness and Effective Patient Care , 1997 .

[54]  A. Damasio,et al.  Emotion in the perspective of an integrated nervous system 1 Published on the World Wide Web on 27 January 1998. 1 , 1998, Brain Research Reviews.

[55]  P. Bauer,et al.  What do infants recall of their lives? Memory for specific events by one- to two-year-olds. , 1996, The American psychologist.

[56]  M. Main,et al.  Disorganization and Disorientation in Infant Strange Situation Behavior Phenotypic Resemblance to Dissociative States , 1996 .

[57]  K. Pribram,et al.  Social and Emotional Self‐Regulation a , 1995, Annals of the New York Academy of Sciences.

[58]  S. French Professional Judgement: A Reader in Clinical Decision Making , 1989 .

[59]  S. Baron-Cohen,et al.  A model of the mindreading system: Neuropsychological and neurobiological perspectives. , 1994 .

[60]  H. Dreyfus Mind Over Machine , 1986 .

[61]  J. Dimsdale Delays and slips in medical diagnosis. , 1984, Perspectives in biology and medicine.

[62]  D. Siegel Cognition, Memory, and Dissociation , 1996 .

[63]  R. Sternberg Thinking and problem solving , 1994 .

[64]  M. A. Rogers,et al.  Principles of Neural Science, 2nd ed , 1987 .

[65]  Allan N. Schore,et al.  The experience-dependent maturation of a regulatory system in the orbital prefrontal cortex and the origin of developmental psychopathology , 1996, Development and Psychopathology.

[66]  Jim Q. Smith,et al.  Image Theory: Decision Making in Personal and Organizational Contexts. , 1991 .

[67]  D. Cicchetti,et al.  Attachment in the preschool years , 1991 .

[68]  Mainous Ag rd,et al.  Perceived causes of family physicians' errors. , 1995, The Journal of family practice.

[69]  K W Kizer,et al.  Promoting patient safety by preventing medical error. , 1998, JAMA.

[70]  Ann G. Lawthers,et al.  Relation between malpractice claims and adverse events due to negligence. Results of the Harvard Medical Practice Study III. , 1991 .

[71]  E. Kandel,et al.  A new intellectual framework for psychiatry. , 1998, The American journal of psychiatry.

[72]  A. van Ooyen,et al.  Activity-dependent neurite outgrowth and neural network development. , 1994, Progress in brain research.

[73]  Richard W. Homan,et al.  Differential hemispheric lateralization of primary and social emotions: implications for developing a comprehensive neurology for emotions, repression, and the subconscious , 1994 .

[74]  L. Ciompi,et al.  Affects as Central Organising and Integrating Factors a New Psychosocial/Biological Model of the Psyche , 1991, British Journal of Psychiatry.

[75]  D. Siegel Memory, trauma, and psychotherapy: A cognitive science view. , 1995 .

[76]  Colwyn Trevarthen,et al.  Lateral Asymmetries in Infancy: Implications for the Development of the Hemispheres , 1996, Neuroscience & Biobehavioral Reviews.

[77]  Joseph E LeDoux The emotional brain , 1996 .

[78]  Carroll E. Izard,et al.  The development of emotion regulation and dysregulation: Emotions system functioning and emotion regulation , 1991 .

[79]  D. Cicchetti,et al.  Representations of self and other in the narratives of neglected, physically abused, and sexually abused preschoolers , 1997, Development and Psychopathology.

[80]  A. Schore Early organization of the nonlinear right brain and development of a predisposition to psychiatric disorders , 1997, Development and Psychopathology.

[81]  R. Feldman,et al.  Mother-infant affect synchrony as an antecedent of the emergence of self-control. , 1999, Developmental psychology.

[82]  L. Cosmides From : The Cognitive Neurosciences , 1995 .

[83]  J. Dimsdale Delays and Sups in Medical Diagnosis , 2015 .

[84]  A. Iggo,et al.  Somatosensory System , 1973 .

[85]  L. Kohn,et al.  COMMITTEE ON QUALITY OF HEALTH CARE IN AMERICA , 2000 .

[86]  S. Pallini Attachment Disorganization: Unresolved Loss, Relational Violence, and Lapses in Behavioral and Attentional Strategies , 2002 .

[87]  D F Watt Affect and the limbic system: some hard problems. , 1998, The Journal of neuropsychiatry and clinical neurosciences.

[88]  Jaak Panksepp,et al.  Toward a general psychobiological theory of emotions , 1982, Behavioral and Brain Sciences.

[89]  A. Wall,et al.  Book ReviewTo Err is Human: building a safer health system Kohn L T Corrigan J M Donaldson M S Washington DC USA: Institute of Medicine/National Academy Press ISBN 0 309 06837 1 $34.95 , 2000 .

[90]  S. Goldberg,et al.  Book Review: ATTACHMENT THEORY: SOCIAL, DEVELOPMENTAL, AND CLINICAL PERSPECTIVES. Edited by Susan Goldberg, Roy Muir, and John Kerr. Hillsdale, NJ: The Analytic Press, 1995, 520 pp., $49.95 , 1999 .

[91]  K. Dodge,et al.  The development of emotion regulation and dysregulation: Preface , 1991 .

[92]  Ingo Wegener,et al.  Complexity Theory , 2005 .

[93]  Don M. Tucker,et al.  Development and self-regulatory structures of the mind , 1994, Development and Psychopathology.

[94]  G. Liotti Disorganized/disoriented attachment in the etiology of the dissociative disorders. , 1992 .

[95]  J. Belsky,et al.  Earned security, daily stress, and parenting: A comparison of five alternative models , 1998, Development and Psychopathology.

[96]  P. Giovacchini The Developing Mind: Toward a Neurobiology of Interpersonal Experience , 2000 .

[97]  Hylton Boothroyd Image Theory: Decision Making in Personal and Organizational Contexts. , 1990 .

[98]  R. Epstein,et al.  Calibrating the physician. Personal awareness and effective patient care. Working Group on Promoting Physician Personal Awareness, American Academy on Physician and Patient. , 1997, JAMA.

[99]  Mardi J. Horowitz,et al.  States of Mind , 1979, Critical Issues in Psychiatry.

[100]  Alan S. Unis,et al.  Affect Regulation and the Origin of the Self: The Neurobiology of Emotional Development , 1996 .

[101]  C. Trevarthen,et al.  Self/other organization in human psychological development , 1997, Development and Psychopathology.

[102]  Shakti Sharma,et al.  Maternal care, hippocampal glucocorticoid receptors, and hypothalamic-pituitary-adrenal responses to stress. , 1997, Science.

[103]  C. Nelson,et al.  The effects of stress and trauma on brain and memory: A view from developmental cognitive neuroscience , 1998, Development and Psychopathology.

[104]  R. M. Siegel,et al.  Bright Air, Brilliant Fire: On the Matter of the Mind , 1992 .

[105]  P. Johnson-Laird Mental models , 1989 .

[106]  M. Keshavan,et al.  A.E. Bennett Research Award. Developmental traumatology. Part I: Biological stress systems. , 1999, Biological psychiatry.

[107]  H. Barbas,et al.  Anatomic basis of cognitive-emotional interactions in the primate prefrontal cortex , 1995, Neuroscience & Biobehavioral Reviews.

[108]  R. Davidson Prolegomenon to the structure of emotion: Gleanings from neuropsychology , 1992 .

[109]  S. Ian Robertson,et al.  Problem-solving , 2001, Human Thinking.

[110]  L. Kohn,et al.  To Err Is Human : Building a Safer Health System , 2007 .

[111]  F. Craik,et al.  Hemispheric encoding/retrieval asymmetry in episodic memory: positron emission tomography findings. , 1994, Proceedings of the National Academy of Sciences of the United States of America.

[112]  M. Hofer Hidden regulators in attachment, separation, and loss. , 1994, Monographs of the Society for Research in Child Development.

[113]  L. Huffman Emotional Development: The Organization of Emotional Life in the Early Years , 1997 .

[114]  Phillip R. Shaver,et al.  Handbook of attachment : theory, research, and clinical applications , 1999 .

[115]  Leslie G. Ungerleider,et al.  Face encoding and recognition in the human brain. , 1996, Proceedings of the National Academy of Sciences of the United States of America.

[116]  J. Bruer The Myth of the First Three Years , 1999 .

[117]  A. Damasio The Feeling of What Happens: Body and Emotion in the Making of Consciousness , 1999 .

[118]  R. Epstein,et al.  Mindful Practice in Action (I): Technical Competence, Evidence-Based Medicine, and Relationship-Centered Care , 2003 .

[119]  J. Kassirer,et al.  Learning Clinical Reasoning , 1991 .

[120]  P Fonagy,et al.  Attachment and reflective function: Their role in self-organization , 1997, Development and Psychopathology.

[121]  Esther Thelen,et al.  Systems and Development , 1989 .

[122]  S. Baron-Cohen Mindblindness: An Essay on Autism and Theory of Mind , 1997 .

[123]  G. Globus,et al.  Psychiatry and the new dynamics , 1994, Biological Psychiatry.

[124]  Matcheri S Keshavan,et al.  Developmental traumatology part I: biological stress systems∗ ∗ See accompanying Editorial, in this issue. , 1999, Biological Psychiatry.

[125]  Marc D. Lewis Cognition-Emotion Feedback and the Self-Organization of Developmental Paths , 1995 .

[126]  M. W. Andrews,et al.  Adverse early experiences affect noradrenergic and serotonergic functioning in adult primates , 1994, Biological Psychiatry.

[127]  E. Carlson A prospective longitudinal study of attachment disorganization/disorientation. , 1998, Child development.

[128]  A. Damasio Descartes' error: emotion, reason, and the human brain. avon books , 1994 .

[129]  K. Dodge Emotion and social information processing. , 1991 .

[130]  B. J. Casey,et al.  Developmental traumatology part II: brain development∗ ∗ See accompanying Editorial, in this issue. , 1999, Biological Psychiatry.

[131]  R. Knight,et al.  Frontal Lobe Contributions to Theory of Mind , 1998, Journal of Cognitive Neuroscience.