Integration of EEMD and ICA for wind turbine gearbox diagnosis

Gearbox failure becomes a major concern for reliability of wind turbine because of complex repair procedures, long downtime and high replacement costs. Prior studies showed that the majority of gearbox failures were initiated from bearing failures. Because of the low signal-to-noise ratio (mixture of bearing defect signals and gear meshing signals) and transient nature of bearing signals, it poses significant difficulty for bearing defect diagnosis in wind turbine gearbox at the incipient stage. To address it, this paper presents an effective fault component separation method that integrates ensemble empirical mode decomposition (EEMD; an adaptive signal decomposition method in time-frequency domain) with independent component analysis (ICA; a blind source separation technique), without requiring a priori information on the rotating speeds or bandwidth. The method firstly decomposes one-channel vibration measurements into a series of intrinsic mode functions as pseudo-multi-channel signals, by means of EEMD. ICA is performed on the intrinsic mode functions to separate bearing defect-related signals from gear meshing signals. Envelope spectrum analysis is performed on the bearing defect-related signals to identify bearing structural defects. The effectiveness of the developed method in separating bearing defect-related signals from gear meshing signals for more effective fault diagnosis in bearings is evaluated and confirmed, numerically and experimentally. Copyright © 2013 John Wiley & Sons, Ltd.

[1]  Jing Lin,et al.  Fault feature separation using wavelet-ICA filter , 2005 .

[2]  Yingning Qiu,et al.  Wind turbine condition monitoring: technical and commercial challenges , 2014 .

[3]  Simon J. Watson,et al.  Physics of Failure approach to wind turbine condition based maintenance , 2009 .

[4]  Tzyy-Ping Jung,et al.  Imaging brain dynamics using independent component analysis , 2001, Proc. IEEE.

[5]  F. Oyague,et al.  Gearbox Modeling and Load Simulation of a Baseline 750-kW Wind Turbine Using State-of-the-Art Simulation Codes , 2009 .

[6]  M. Zuo,et al.  Feature separation using ICA for a one-dimensional time series and its application in fault detection , 2005 .

[7]  Chuan-Pin Lu,et al.  Noise separation of the yarn tension signal on twister using FastICA , 2005 .

[8]  Norden E. Huang,et al.  A review on Hilbert‐Huang transform: Method and its applications to geophysical studies , 2008 .

[9]  Charles R. Farrar,et al.  Structural health monitoring of wind turbines: method and application to a HAWT , 2011 .

[10]  Fanrang Kong,et al.  Detection of signal transients using independent component analysis and its application in gearbox condition monitoring , 2007 .

[11]  Robert X. Gao,et al.  Base Wavelet Selection for Bearing Vibration Signal Analysis , 2009, Int. J. Wavelets Multiresolution Inf. Process..

[12]  N. Huang,et al.  The empirical mode decomposition and the Hilbert spectrum for nonlinear and non-stationary time series analysis , 1998, Proceedings of the Royal Society of London. Series A: Mathematical, Physical and Engineering Sciences.

[13]  Wenxian Yang,et al.  Cost-Effective Condition Monitoring for Wind Turbines , 2010, IEEE Transactions on Industrial Electronics.

[14]  Peter W. Tse,et al.  Development of an advanced noise reduction method for vibration analysis based on singular value decomposition , 2003 .

[15]  F. Oyague,et al.  Wind Energy's New Role in Supplying the World's Energy: What Role will Structural Health Monitoring Play? , 2009 .

[16]  Norden E. Huang,et al.  Ensemble Empirical Mode Decomposition: a Noise-Assisted Data Analysis Method , 2009, Adv. Data Sci. Adapt. Anal..

[17]  Sung-Hoon Ahn,et al.  Condition monitoring and fault detection of wind turbines and related algorithms: A review , 2009 .

[18]  Peter Tavner,et al.  Reliability analysis for wind turbines , 2007 .

[19]  Ruxu Du,et al.  Separating mixed multi-component signal with an application in mechanical watch movement , 2008, Digit. Signal Process..

[20]  Erkki Oja,et al.  Independent component analysis: algorithms and applications , 2000, Neural Networks.

[21]  Jung-Ryul Lee,et al.  Structural health monitoring for a wind turbine system: a review of damage detection methods , 2008 .

[22]  Tet Hin Yeap,et al.  A joint wavelet lifting and independent component analysis approach to fault detection of rolling element bearings , 2007 .

[23]  S. Butterfield,et al.  Improving Wind Turbine Gearbox Reliability , 2007 .

[24]  Yaguo Lei,et al.  Fault diagnosis of rotating machinery using an improved HHT based on EEMD and sensitive IMFs , 2009 .

[25]  Robert B. Randall,et al.  Rolling element bearing diagnostics—A tutorial , 2011 .

[26]  Lai-Wan Chan,et al.  Dimension reduction as a deflation method in ICA , 2006, IEEE Signal Process. Lett..

[27]  Aapo Hyvärinen,et al.  Fast and robust fixed-point algorithms for independent component analysis , 1999, IEEE Trans. Neural Networks.

[28]  Robert B. Randall,et al.  Unsupervised noise cancellation for vibration signals: part I—evaluation of adaptive algorithms , 2004 .

[29]  O. Eisen,et al.  Ground‐based measurements of spatial and temporal variability of snow accumulation in East Antarctica , 2008 .

[30]  Robert X. Gao,et al.  Rotary Machine Health Diagnosis Based on Empirical Mode Decomposition , 2008 .

[31]  Wenyi Liu,et al.  A new wind turbine fault diagnosis method based on the local mean decomposition , 2012 .

[32]  Zhiqiang Ge,et al.  Fault detection in non-Gaussian vibration systems using dynamic statistical-based approaches , 2010 .

[33]  Ju Liu,et al.  Speech Signal Enhancement Based on MAP Algorithm in the ICA Space , 2008, IEEE Transactions on Signal Processing.

[34]  P. D. McFadden,et al.  A revised model for the extraction of periodic waveforms by time domain averaging , 1987 .