Constrained waveform design for dual-functional MIMO radar-Communication system

Abstract This paper designs waveform for dual-functional multiple-input multiple-output (MIMO) radar-communication system. Reducing multi-user interference (MUI) energy can improve the sum-rate of communication, while a proper transmit beampattern can improve the target detection performance of radar. Considering the above facts, a weighted objective function is developed to design dual-functional waveform, which suppresses the MUI energy and makes the synthesized transmit beampattern approach to our desire. Besides, similarity and constant modulus constraints are enforced to ensure the pulse compression performance and unimodular property of designed waveform. The resulted optimization problem is quartic and non-convex. To tackle it, we develop an iterative algorithm based on the framework of block successive upper-bound minimization (BSUM). The proposed algorithm, monotonic and convergent, requires for low computational complexity, which benefits from the careful derivation to the upper-bound of objective function. Numerical simulations first analyze the convergence performance of the proposed algorithm and then comprehensively evaluate the performance of the designed waveform in terms of communication sum-rate, transmit beampattern and pulse compression performance.

[1]  Zhi-Quan Luo,et al.  Design of Phase Codes for Radar Performance Optimization With a Similarity Constraint , 2009, IEEE Transactions on Signal Processing.

[2]  R. Michael Buehrer,et al.  MIMO Radar Waveform Design to Support Spectrum Sharing , 2013, MILCOM 2013 - 2013 IEEE Military Communications Conference.

[3]  Jian Li,et al.  Waveform Synthesis for Diversity-Based Transmit Beampattern Design , 2007, IEEE Transactions on Signal Processing.

[4]  Lingjiang Kong,et al.  Wideband MIMO radar beampattern shaping with space-frequency nulling , 2019, Signal Process..

[5]  R. Varadhan,et al.  Simple and Globally Convergent Methods for Accelerating the Convergence of Any EM Algorithm , 2008 .

[6]  Jian Li,et al.  Wideband MIMO Radar Waveform Design , 2019, IEEE Transactions on Signal Processing.

[7]  Athina P. Petropulu,et al.  Optimum Co-Design for Spectrum Sharing between Matrix Completion Based MIMO Radars and a MIMO Communication System , 2015, IEEE Transactions on Signal Processing.

[8]  Shannon D. Blunt,et al.  Simultaneous radar and communications emissions from a common aperture, Part I: Theory , 2017, 2017 IEEE Radar Conference (RadarConf).

[9]  Lingjiang Kong,et al.  Space-Time Transmit Code and Receive Filter Design for Colocated MIMO Radar , 2017, IEEE Transactions on Signal Processing.

[10]  Christos Masouros,et al.  Interfering Channel Estimation in Radar-Cellular Coexistence: How Much Information Do We Need? , 2018, IEEE Transactions on Wireless Communications.

[11]  Awais Khawar,et al.  Spectrum sharing between S-band radar and LTE cellular system: A spatial approach , 2014, 2014 IEEE International Symposium on Dynamic Spectrum Access Networks (DYSPAN).

[12]  Sergiy A. Vorobyov,et al.  Fast Algorithms for Designing Unimodular Waveform(s) With Good Correlation Properties , 2017, IEEE Transactions on Signal Processing.

[13]  Athina P. Petropulu,et al.  Dual-functional Cellular and Radar Transmission: Beyond Coexistence , 2018, 2018 IEEE 19th International Workshop on Signal Processing Advances in Wireless Communications (SPAWC).

[14]  Lajos Hanzo,et al.  MU-MIMO Communications With MIMO Radar: From Co-Existence to Joint Transmission , 2017, IEEE Transactions on Wireless Communications.

[15]  Zishu He,et al.  MIMO Radar Waveform Design With PAPR and Similarity Constraints , 2018, IEEE Transactions on Signal Processing.

[16]  Zhi-Quan Luo,et al.  A Unified Algorithmic Framework for Block-Structured Optimization Involving Big Data: With applications in machine learning and signal processing , 2015, IEEE Signal Processing Magazine.

[17]  A. Aubry,et al.  A new radar waveform design algorithm with improved feasibility for spectral coexistence , 2015, IEEE Transactions on Aerospace and Electronic Systems.

[18]  Jian Li,et al.  On Probing Signal Design For MIMO Radar , 2006, IEEE Transactions on Signal Processing.

[19]  William H. Tranter,et al.  A practical precoding approach for radar/communications spectrum sharing , 2013 .

[20]  Athina P. Petropulu,et al.  Joint Transmit Designs for Coexistence of MIMO Wireless Communications and Sparse Sensing Radars in Clutter , 2017, IEEE Transactions on Aerospace and Electronic Systems.

[21]  Sumit Roy,et al.  Spectrum sharing between a surveillance radar and secondary Wi-Fi networks , 2016, IEEE Transactions on Aerospace and Electronic Systems.

[22]  Athina Petropulu,et al.  MIMO radar and communication spectrum sharing with clutter mitigation , 2016, 2016 IEEE Radar Conference (RadarConf).

[23]  Ziping Zhao,et al.  Unified Framework for Minimax MIMO Transmit Beampattern Matching under Waveform Constraints , 2019, ICASSP 2019 - 2019 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[24]  Jun Li,et al.  Communication-Aware Waveform Design for MIMO Radar With Good Transmit Beampattern , 2018, IEEE Transactions on Signal Processing.

[25]  Zhi-Quan Luo,et al.  A Unified Convergence Analysis of Block Successive Minimization Methods for Nonsmooth Optimization , 2012, SIAM J. Optim..

[26]  Xu Wang,et al.  On the Design of Constant Modulus Probing Signals for MIMO Radar , 2012, IEEE Transactions on Signal Processing.

[27]  Moeness G. Amin,et al.  Phase-modulation based dual-function radar-communications , 2016 .

[28]  Lingjiang Kong,et al.  Constrained transmit beampattern design for colocated MIMO radar , 2018, Signal Process..

[29]  Jun Li,et al.  Spectrally Compatible Waveform Design for MIMO Radar in the Presence of Multiple Targets , 2018, IEEE Transactions on Signal Processing.

[30]  Shabnam Sodagari,et al.  A projection based approach for radar and telecommunication systems coexistence , 2012, 2012 IEEE Global Communications Conference (GLOBECOM).

[31]  Prabhu Babu,et al.  Transmit Waveform/Receive Filter Design for MIMO Radar With Multiple Waveform Constraints , 2018, IEEE Transactions on Signal Processing.

[32]  Christos Masouros,et al.  Toward Dual-functional Radar-Communication Systems: Optimal Waveform Design , 2017, IEEE Transactions on Signal Processing.

[33]  Marco Lops,et al.  Adaptive Interference Removal for Uncoordinated Radar/Communication Coexistence , 2017, IEEE Journal of Selected Topics in Signal Processing.

[34]  Marco Lops,et al.  Joint Design of Overlaid Communication Systems and Pulsed Radars , 2017, IEEE Transactions on Signal Processing.

[35]  Jian Li,et al.  Constant Modulus Waveform Design for MIMO Radar Transmit Beampattern , 2017, IEEE Transactions on Signal Processing.

[36]  Yimin Zhang,et al.  Dual-Function Radar-Communications: Information Embedding Using Sidelobe Control and Waveform Diversity , 2016, IEEE Transactions on Signal Processing.

[37]  Daniel Pérez Palomar,et al.  MIMO Transmit Beampattern Matching Under Waveform Constraints , 2018, 2018 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[38]  Hing Cheung So,et al.  MIMO Radar Waveform Design for Quasi-Equiripple Transmit Beampattern Synthesis via Weighted $l_p$-Minimization , 2019, IEEE Transactions on Signal Processing.

[39]  Awais Khawar,et al.  Spectral Coexistence of MIMO Radar and MIMO Cellular System , 2017, IEEE Transactions on Aerospace and Electronic Systems.

[40]  Jian Li,et al.  Constrained Waveform Design for Colocated MIMO Radar With Uncertain Steering Matrices , 2019, IEEE Transactions on Aerospace and Electronic Systems.

[41]  Moeness G. Amin,et al.  Signaling strategies for dual-function radar communications: an overview , 2016, IEEE Aerospace and Electronic Systems Magazine.

[42]  Zishu He,et al.  Joint System Design for Coexistence of MIMO Radar and MIMO Communication , 2018, IEEE Transactions on Signal Processing.

[43]  Hongbin Li,et al.  MIMO Radar Waveform Design With Constant Modulus and Similarity Constraints , 2014, IEEE Transactions on Signal Processing.

[44]  Jian Li,et al.  Alternating direction method of multipliers for radar waveform design in spectrally crowded environments , 2018, Signal Process..

[45]  Charles R. Johnson,et al.  Matrix analysis , 1985, Statistical Inference for Engineers and Data Scientists.

[46]  B. Tavli,et al.  Spectrum sharing in radar and wireless communication systems: A review , 2014, 2014 International Conference on Electromagnetics in Advanced Applications (ICEAA).

[47]  William H. Tranter,et al.  A nullspace-based precoder with subspace expansion for radar/communications coexistence , 2013, 2013 IEEE Global Communications Conference (GLOBECOM).

[48]  Erik G. Larsson,et al.  Per-Antenna Constant Envelope Precoding for Large Multi-User MIMO Systems , 2012, IEEE Transactions on Communications.

[49]  Elias Aboutanios,et al.  Towards a dual-function MIMO radar-communication system , 2016, 2016 IEEE Radar Conference (RadarConf).

[50]  Shannon D. Blunt,et al.  Radar Spectrum Engineering and Management: Technical and Regulatory Issues , 2015, Proceedings of the IEEE.