Similarity and Frequency in Phonology

Similarity and Frequency in Phonology Stefan Frisch This thesis focuses upon parallels between phonology and phonological processing. I study phonological speech errors and a phonotactic dissimilarity constraint, demonstrating they have analogous similarity and frequency effects. In addition, I show that abstract phonological constraints are influenced by the phonological encoding of lexical items. The results of this thesis are based on a metric of similarity computed using the representations of STRUCTURED SPECIFICATION (Broe 1993). This metric is quantitatively superior to traditional metrics of similarity which are based on feature counting. I also employ a probabilistic model of a gradient linguistic constraint which is based on categorical perception. In this model, the acceptability of a form is gradient, and acceptability is correlated with frequency. The most acceptable forms in a language are the most frequent ones. This constraint model provides a better fit to gradient phonotactic data than traditional categorical linguistic constraints. Together, the similarity metric and gradient constraint model demonstrate that statistical patterns in language can be relevant, principled, and formally modeled in linguistic theory. Using the gradient constraint model, I show that similarity effects in phonotactics are stronger word initially than later in the word. A parallel pattern is experimentally demonstrated for speech errors. I claim that the effect for speech errors follows from the fact that production of segmental material in a lexical item is inherently temporal. I argue that segmental information in lexical representations is sequentially accessed even for abstract phonological purposes, like phonotactics. The effects of word position on similarity in both speech production and phonotactics are accounted for in a connectionist model of lexical access, which does not differentiate the storage of a representation from its use. Structured specification is incompatible with UNDERSPECIFICATION (Kiparsky 1982, Archangeli 1984). In underspecification, features are left blank in a linguistic representation to capture redundancy relationships and phonological markedness. I demonstrate that models of similarity in phonotactics and speech errors which use underspecification do not model the data as well as the similarity metric based on structured specification. iii ACKNOWLEDGMENTS

[1]  B. Kosko Fuzziness vs. probability , 1990 .

[2]  Janet B. Pierrehumbert,et al.  Word Games and Syllable Structure , 1995 .

[3]  D. G. MacKay The structure of words and syllables: Evidence from errors in speech , 1972 .

[4]  Björn Lindblom,et al.  Explaining Phonetic Variation: A Sketch of the H&H Theory , 1990 .

[5]  E. Rosch,et al.  Family resemblances: Studies in the internal structure of categories , 1975, Cognitive Psychology.

[6]  James M Scobbie,et al.  Constraint Violation and Conflict from the Perspective of Declarative Phonology , 1993, Canadian Journal of Linguistics/Revue canadienne de linguistique.

[7]  Amos Tversky,et al.  Studies of similarity , 1978 .

[8]  Victoria A. Fromkin,et al.  The Non-Anomalous Nature of Anomalous Utterances , 1971 .

[9]  F Smith,et al.  Temporal factors in visual information processing. , 1966, Canadian journal of psychology.

[10]  Joseph Paul Stemberger,et al.  The lexicon in a model of language production , 1985 .

[11]  B. Auditory and phonetic memory codes in the discrimination of consonants and vowels * , 2022 .

[12]  Richard Stanley,et al.  Redundancy Rules in Phonology , 1967 .

[13]  Elliot Saltzman,et al.  The dynamical perspectives on speech production: Data and theory , 1986 .

[14]  G. Bower,et al.  From conditioning to category learning: an adaptive network model. , 1988, Journal of experimental psychology. General.

[15]  Erik Fudge,et al.  Branching structure within the syllable , 1987, Journal of Linguistics.

[16]  Louis Goldstein,et al.  Towards an articulatory phonology , 1986, Phonology.

[17]  E. Rosch Cognitive Representations of Semantic Categories. , 1975 .

[18]  L. Lombardi Laryngeal features and laryngeal neutralization , 1997 .

[19]  L Saltzman Elliot,et al.  A Dynamical Approach to Gestural Patterning in Speech Production , 1989 .

[20]  A. Tversky Features of Similarity , 1977 .

[21]  Brian MacWhinney,et al.  Form-oriented inflectional errors in language processing , 1986, Cognitive Psychology.

[22]  W. Cooper,et al.  Sentence Processing: Psycholinguistic Studies Presented to Merrill Garrett. , 1980 .

[23]  S. Goldinger,et al.  Priming Lexical Neighbors of Spoken Words: Effects of Competition and Inhibition. , 1989, Journal of memory and language.

[24]  John W. Tukey,et al.  Exploratory Data Analysis. , 1979 .

[25]  William D Marslen-Wilson,et al.  Processing interactions and lexical access during word recognition in continuous speech , 1978, Cognitive Psychology.

[26]  Janet B. Pierrehumbert,et al.  Synthesizing Allophonic Glottalization , 1997 .

[27]  J. Pierrehumbert,et al.  Japanese Tone Structure , 1988 .

[28]  Gary S. Dell,et al.  Effects of Frequency and Vocabulary Type on Phonological Speech Errors , 1990 .

[29]  P. Ladefoged,et al.  The sounds of the world's languages , 1996 .

[30]  B. Baars,et al.  Experimental verbal slip studies: A review and an editing model of language encoding , 1983 .

[31]  Geoffrey K. Pullum,et al.  Generalized Phrase Structure Grammar , 1985 .

[32]  J. McCarthy Feature Geometry and Dependency: A Review , 1988 .

[33]  Daniel A. Silverman,et al.  Phasing and Recoverability , 1997 .

[34]  Diana Archangeli,et al.  Yoruba vowel harmony , 1989 .

[35]  M. Lionel Bender,et al.  Amharic verb morphology : a generative approach , 1978 .

[36]  A. Healy,et al.  The roles of phoneme frequency, similarity, and availability in the experimental elicitation of speech errors , 1985 .

[37]  Robert L. Goldstone Similarity, interactive activation, and mapping , 1994 .

[38]  H. Nusbaum Sizing up the Hoosier Mental Lexicon: Measuring the Familiarity of 20,000 Words, Research on Speech Perception , 1984 .

[39]  G. Dell,et al.  Representation of serial order in speech: evidence from the repeated phoneme effect in speech errors. , 1984, Journal of experimental psychology. Learning, memory, and cognition.

[40]  Steven Bird,et al.  Computational phonology: A constraint-based approach , 1995, CL.

[41]  K. D. de Jong The supraglottal articulation of prominence in English: linguistic stress as localized hyperarticulation. , 1995, The Journal of the Acoustical Society of America.

[42]  R. Treiman,et al.  The internal structure of word-initial consonant clusters☆ , 1986 .

[43]  B. C. Griffith,et al.  The discrimination of speech sounds within and across phoneme boundaries. , 1957, Journal of experimental psychology.

[44]  J. McCarthy The phonetics and phonology of Semitic pharyngeals , 1994 .

[45]  F. Hayes-Roth,et al.  Concept learning and the recognition and classification of exemplars , 1977 .

[46]  Gary S. Dell,et al.  The retrieval of phonological forms in production: tests of predictions from a connectionist model , 1988 .

[47]  Gregory A Lamontagne Syllabification and consonant cooccurrence conditions , 1993 .

[48]  Eugene Buckley,et al.  Tigrinya Root Consonants and the OCP , 1997 .

[49]  J D Miller,et al.  Speech perception by the chinchilla: identification function for synthetic VOT stimuli. , 1978, The Journal of the Acoustical Society of America.

[50]  Björn Lindblom,et al.  Economy of Speech Gestures , 1983 .

[51]  D. G. MacKay Spoonerisms: the structure of errors in the serial order of speech. , 1970, Neuropsychologia.

[52]  J. Stemberger Apparent anti-frequency effects in language production: The Addition Bias and phonological underspecification☆ , 1991 .

[53]  M. Halle The Sound Pattern of Russian: A Linguistic and Acoustical Investigation , 1962 .

[54]  Diana Archangeli,et al.  Aspects of underspecification theory , 1988, Phonology.

[55]  Edward William Lane,et al.  Arabic-English Lexicon , 2003 .

[56]  S. Frisch,et al.  The change in negation in middle English: A NEGP licensing account: A NEGP licensing account , 1997 .

[57]  J. Padgett,et al.  Stricture in Feature Geometry , 1995 .

[58]  Gunnar Fant,et al.  Speech sounds and features , 1973 .

[59]  Robert L. Goldstone The role of similarity in categorization: providing a groundwork , 1994, Cognition.

[60]  A. Tversky,et al.  Similarity, separability, and the triangle inequality. , 1982, Psychological review.

[61]  Janet B. Pierrehumbert,et al.  Source allophony and speech synthesis , 1994, SSW.

[62]  P. Luce Neighborhoods of words in the mental lexicon , 1986 .

[63]  B. Baars,et al.  ENCODING SENSITIVITIES TO PHONOLOGICAL MARKEDNESS AND TRANSITIONAL PROBABILITY: EVIDENCE FROM SPOONERISMS , 1975 .

[64]  B. Repp Categorical Perception: Issues, Methods, Findings , 1984 .

[65]  J. McCarthy OCP effects: Gemination and antigemination , 1986 .

[66]  Michael Broe Gesture, Segment, Prosody: An introduction to feature geometry , 1992 .

[67]  Janet B. Pierrehumbert,et al.  Paradigm Uniformity and the Phonetics-Phonology Boundary , 1996 .

[68]  Masayuki Sawashima,et al.  Laryngeal Gestures in Speech Production , 1983 .

[69]  D. Gentner,et al.  Respects for similarity , 1993 .

[70]  Robert M. Nosofsky,et al.  Exemplar-based approach to relating categorization, identification, and recognition , 1992 .

[71]  Junko Ito,et al.  Feature Predictability and Underspecification: Palatal Prosody in Japanese Mimetics , 1989 .

[72]  S. Shattuck-Hufnagel The role of word structure in segmental serial ordering , 1992, Cognition.

[73]  Paul Kiparsky,et al.  Lexical Phonology and Morphology , 1982 .

[74]  W. Marslen-Wilson Functional parallelism in spoken word-recognition , 1987, Cognition.

[75]  Joseph Paul Stemberger,et al.  THE UNDERSPECIFICATION OF CORONALS: EVIDENCE FROM LANGUAGE ACQUISITION AND PERFORMANCE ERRORS , 1991 .

[76]  Gary S. Dell,et al.  Structure and Content in Language Production: A Theory of Frame Constraints in Phonological Speech Errors , 1993, Cogn. Sci..

[77]  John Coleman,et al.  The phonetic interpretation of headed phonological structures containing overlapping constituents , 1992, Phonology.

[78]  H. Gross Errors in Linguistic Performance: Slips of the Tongue, Ear, Pen, and Hand , 1983 .

[79]  Stuart Davis,et al.  CORONALS AND THE PHONOTACTICS OF NONADJACENT CONSONANTS IN ENGLISH , 1991 .

[80]  Michel Treisman,et al.  Space or lexicon? The word frequency effect and the error response frequency effect , 1978 .

[81]  W. Levelt,et al.  Speaking: From Intention to Articulation , 1990 .

[82]  Michael B. Broe Specification theory : the treatment of redundancy in generative phonology , 1993 .

[83]  David B. Pisoni,et al.  Similarity neighborhoods of spoken words , 1991 .

[84]  P. Keating PHONETIC AND PHONOLOGICAL REPRESENTATION OF STOP CONSONANT VOICING , 1984 .

[85]  George N. Clements,et al.  The geometry of phonological features , 1985, Phonology Yearbook.

[86]  A. S. Meyer,et al.  Phonological encoding in language production: a priming study , 1988 .

[87]  平野 実,et al.  Vocal fold physiology : voice quality control , 1995 .

[88]  K. Hayward,et al.  ‘GUTTURAL’: ARGUMENTS FOR A NEW DISTINCTIVE FEATURE , 1989 .

[89]  John Kingston,et al.  Between the grammar and physics of speech , 1994 .

[90]  D. Bouwhuis,et al.  Attention and performance X : control of language processes , 1986 .

[91]  Patricia A. Keating,et al.  CORONAL PLACES OF ARTICULATION , 1991 .

[92]  Noam Chomsky,et al.  The Sound Pattern of English , 1968 .

[93]  Dedre Gentner,et al.  Mechanisms of Analogical Learning. , 1987 .

[94]  Michael Kenstowicz,et al.  Phonology In Generative Grammar , 1994 .

[95]  John J. McCarthy,et al.  Formal Problems in Semitic Phonology and Morphology , 2018 .

[96]  Theodore M. Lightner AGAINST MORPHEME STRUCTURE RULES AND OTHER THINGS , 1973 .

[97]  G. Dell,et al.  The sequential cuing effect in speech production , 1994, Cognition.

[98]  D. Archangeli Underspecification in Yawelmani phonology and morphology , 1984 .

[99]  S. Pinker,et al.  On language and connectionism: Analysis of a parallel distributed processing model of language acquisition , 1988, Cognition.

[100]  Jane K. Cowan,et al.  Hans Wehr: a dictionary of modern written Arabic , 1977 .

[101]  Janet B. Pierrehumbert,et al.  Phonological and phonetic representation , 1990 .

[102]  John J. Ohala,et al.  Alternatives to the sonority hierarchy for explaining segmental sequential constraints , 1997 .

[103]  W. Zemlin Speech and Hearing Science : Anatomy and Physiology , 1968 .

[104]  Douglas L. Medin,et al.  Context theory of classification learning. , 1978 .

[105]  Stuart Davis Topics in syllable geometry , 1985 .

[106]  Joseph Paul Stemberger,et al.  Radical underspecification in language production , 1991, Phonology.

[107]  Stefanie Shattuck-Hufnagel,et al.  The Limited Use of Distinctive Features and Markedness in Speech Production: Evidence from Speech Error Data. , 1979 .

[108]  G S Dell,et al.  A spreading-activation theory of retrieval in sentence production. , 1986, Psychological review.

[109]  J. Goldsmith Autosegmental and Metrical Phonology , 1990 .

[110]  Michael J. Watkins,et al.  Inhibition in recall with extralist "cues." , 1975 .

[111]  Ivan A. Sag,et al.  Book Reviews: Head-driven Phrase Structure Grammar and German in Head-driven Phrase-structure Grammar , 1996, CL.

[112]  Moira Yip,et al.  Feature geometry and cooccurrence restrictions , 1989, Phonology.

[113]  Robert L. Goldstone,et al.  Relational similarity and the nonindependence of features in similarity judgments , 1991, Cognitive Psychology.

[114]  P. Kiparsky Explanation In Phonology , 1982 .

[115]  Wayne D. Gray,et al.  Basic objects in natural categories , 1976, Cognitive Psychology.

[116]  Gary S. Dell,et al.  Stages in sentence production: An analysis of speech error data , 1981 .

[117]  D. G. MacKay The Problems of Flexibility, Fluency, and Speed-Accuracy Trade-Off in Skilled Behavior. , 1982 .

[118]  C. Browman,et al.  Papers in Laboratory Phonology: Tiers in articulatory phonology, with some implications for casual speech , 1990 .

[119]  Noam Chomsky A minimalist program for linguistic theory , 1992 .

[120]  Kenneth N. Stevens,et al.  On the quantal nature of speech , 1972 .

[121]  J. Greenberg The Patterning of Root Morphemes in Semitic , 1950, On Language.

[122]  Mohamad Mrayati,et al.  Distinctive regions and modes: a new theory of speech production , 1988, Speech Commun..

[123]  Elizabeth Caroline Sagey,et al.  The representation of features and relations in non-linear phonology , 1986 .

[124]  K. Stevens,et al.  Primary Features and Their Enhancement in Consonants , 1989 .

[125]  Samuel Jay Keyser,et al.  CV Phonology: A Generative Theory of the Syllable , 1988 .

[126]  Linda Lombardi,et al.  Postlexical rules and the status of privative features , 1996, Phonology.

[127]  D W Massaro,et al.  Retroactive interference in short-term recognition memory for pitch. , 1970, Journal of experimental psychology.