Serviceability limit state CPT-based design for vertically loaded shallow footings on sand

In this study, reliability-based design of vertically-loaded shallow foundations on cohesionless soil at the serviceability limit state is addressed and related to cone penetration resistance. A special database of 30 large footings on 12 different sands is investigated in a statistical and probabilistic perspective to quantify the load-displacement-capacity response and derive a direct design method based on cone penetrometer testing (CPT). A reference load-displacement model is identified through a comparative assessment of fitting of model types to load test data. The uncertainties in the load-displacement model and in the model inputs are modeled probabilistically. The probability of exceedance of a target probability of occurrence of a pre-established allowable settlement is computed in the form of a reliability index through Monte Carlo simulation. A partial load factor is defined and calibrated based on simulation outputs. Analytical expressions for the load factor as a function of the ratio of allowable settlement to footing dimensions are derived using least squares regression. The final design format allows simple and practical utilization on the part of the engineer while ensuring the minimization of excess conservatism.

[1]  Roger Frank,et al.  Cone penetration testing in France : National Report , 1995 .

[2]  James K. Mitchell,et al.  In Situ Measurement of Volume Change Characteristics , 1975 .

[3]  D. Darling,et al.  A Test of Goodness of Fit , 1954 .

[4]  F. W. Diederich,et al.  Structural optimization and design based on a reliability design criterion , 1963 .

[5]  Duc Long Phung Footing with Settlement-Reducing Piles in Non-Cohesive Soil , 1993 .

[6]  D L Webb,et al.  SETTLEMENT OF STRUCTURES ON DEEP ALLUVIAL SANDY SEDIMENTS IN DURBAN, SOUTH AFRICA , 1970 .

[7]  F. C. Townsend,et al.  Load Testing and Settlement Prediction of Shallow Foundation , 2007 .

[8]  Rodrigo Salgado,et al.  Estimation of Bearing Capacity of Circular Footings on Sands Based on Cone Penetration Test , 2005 .

[9]  J. Burland Ninth Laurits Bjerrum Memorial Lecture: "Small is beautiful"—the stiffness of soils at small strains , 1989 .

[10]  Paul W. Mayne,et al.  Closure to “Approximate Displacement Influence Factors for Elastic Shallow Foundations” by Paul W. Mayne and Harry G. Poulos , 2001 .

[11]  P. Robertson Soil classification using the cone penetration test , 1990 .

[12]  Fred H. Kulhawy,et al.  Estimation of In-Situ Test Uncertainty , 1996 .

[13]  G. G. Meyerhof Penetration Tests and Bearing Capacity of Cohesionless Soils , 1956 .

[14]  Eslami Abou Alfazl,et al.  BEARING CAPACITY ANALYSIS OF SHALLOW FOUNDATIONS FROM CPT DATA , 2003 .

[15]  Bill Ravens,et al.  An Introduction to Copulas , 2000, Technometrics.

[16]  Kok-Kwang Phoon,et al.  RELIABILITY-BASED DESIGN OF DRILLED SHAFTS UNDER UNDRAINED LATERAL-MOMENT LOADING , 2004 .

[17]  F. Tatsuoka,et al.  Deformation characteristics of soils and rocks from field and laboratory tests, Keynote Lecture , 1992 .

[18]  Eslami Abou Alfazl,et al.  ANALYTICAL MODEL FOR THE ULTIMATE BEARING CAPACITY OF FOUNDATIONS FROM CONE RESISTANCE , 2006 .

[19]  John H. Schmertmann,et al.  Static Cone to Compute Static Settlement over Sand , 1970 .

[20]  Joachim Weickert,et al.  Scale-Space Theories in Computer Vision , 1999, Lecture Notes in Computer Science.

[21]  Kok-Kwang Phoon,et al.  Reliability-Based Design of Foundations for Transmission Line Structures , 2006 .

[22]  Jean-Louis Briaud,et al.  Spread Footings in Sand: Load Settlement Curve Approach , 2007 .

[23]  Paul W. Mayne,et al.  Approximate Displacement Influence Factors for Elastic Shallow Foundations , 1999 .

[24]  Gordon A. Fenton,et al.  Probabilistic Applications in Geotechnical Engineering , 2007 .

[25]  R. Geary Testing for normality. , 1947, Biometrika.

[26]  Thierry Roncalli,et al.  Which Copula is the Right One? , 2000 .

[27]  F. H. Kulhawy,et al.  Characterization of Model Uncertainties for Augered Cast-In-Place (ACIP) Piles under Axial Compression , 2006 .

[28]  Kenneth E. Tand,et al.  Footing Load Tests on Sand , 1994 .

[29]  Bengt H. Fellenius,et al.  Stress and Settlement of Footings in Sand , 1994 .

[30]  Fred H. Kulhawy,et al.  Axial Compression of Footings in Cohesionless Soils. I: Load-Settlement Behavior , 2009 .

[31]  Suzanne Lacasse,et al.  Soil variability analysis for geotechnical practice , 2006 .

[32]  Fernando Schnaid,et al.  BEHAVIOR OF FIVE LARGE SPREAD FOOTINGS IN SAND a , 2000 .

[33]  Gregory B. Baecher Statistical Analysis of Geotechnical Data. , 1987 .

[34]  U Bergdahl,et al.  CALCULATION OF SETTLEMENTS OF FOOTINGS IN SANDS. PROCEEDINGS OF THE ELEVENTH INTERNATIONAL CONFERENCE ON SOIL MECHANICS AND FOUNDATION ENGINEERING, SAN FRANCISCO, 12-16 AUGUST 1985 , 1985 .

[35]  P. Robertson Interpretation of cone penetration tests — a unified approach , 2009 .

[36]  P. W. Mayne,et al.  Integrated ground behavior: in-situ and labs tests , 2005 .

[37]  Fred H. Kulhawy,et al.  Drilled Shaft Design for Transmission Structures Using LRFD and MRFD , 2002 .

[38]  F. H. Kulhawy,et al.  Probabilistic Hyperbolic Models for Foundation Uplift Movements , 2007 .

[39]  John H. Schmertmann,et al.  GUIDELINES FOR CONE PENETRATION TEST. (PERFORMANCE AND DESIGN) , 1978 .

[40]  N. Jaspen Applied Nonparametric Statistics , 1979 .

[41]  Barry Lehane,et al.  Settlement prediction for footings on sand , 2008 .

[42]  Osamu Kusakabe,et al.  Closure of "Large-Scale Loading Tests of Shallow Footings in Pneumatic Caisson" , 1994 .

[43]  Kok-Kwang Phoon,et al.  Reliability-Based Design in Geotechnical Engineering: Computations and Applications , 2009 .

[44]  K. P. Soil classification using the cone penetration test , 1999 .

[45]  Alan J. Lutenegger,et al.  Scale effects of shallow foundation bearing capacity on granular material , 2007 .

[46]  Kok-Kwang Phoon Serviceability limit state reliability-based design , 2006 .

[47]  Kok-Kwang Phoon,et al.  Multiple Resistance Factor Design for Shallow Transmission Line Structure Foundations , 2003 .

[48]  Michael McVay,et al.  LOAD AND RESISTANCE FACTOR DESIGN (LRFD) FOR DEEP FOUNDATIONS , 2004 .