Filtered OFDM Systems, Algorithms, and Performance Analysis for 5G and Beyond

Filtered orthogonal frequency division multiplexing (F-OFDM) system is a promising waveform for 5G and beyond to enable the multi-service system and spectrum efficient network slicing. However, the performance for F-OFDM systems has not been systematically analyzed in the literature. In this paper, we first establish a mathematical model for an F-OFDM system and derive the conditions to achieve the interference-free one-tap channel equalization. In the practical cases (e.g., insufficient guard interval, asynchronous transmission, and so on), the analytical expressions for inter-symbol interference, inter-carrier interference, and adjacent-carrier interference are derived, where the last term is considered as one of the key factors for asynchronous transmissions. Based on the framework, an optimal power compensation matrix is derived to make all of the subcarriers having the same ergodic performance. Another key contribution of this paper is that we propose a multi-rate F-OFDM system to enable low-complexity low-cost communication scenarios, such as narrow-band Internet of Things, at the cost of generating inter-subband interference (ISubBI). Low computational complexity algorithms are proposed to cancel the ISubBI. The result shows that the derived analytical expressions match the simulation results, and the proposed ISubBI cancelation algorithms can significantly save the original F-OFDM complexity (up to 100 times) without significant performance loss.