Social network analysis of multi-stakeholder platforms in agricultural research for development: Opportunities and constraints for innovation and scaling

Multi-stakeholder platforms (MSPs) are seen as a promising vehicle to achieve agricultural development impacts. By increasing collaboration, exchange of knowledge and influence mediation among farmers, researchers and other stakeholders, MSPs supposedly enhance their ‘capacity to innovate’ and contribute to the ‘scaling of innovations’. The objective of this paper is to explore the capacity to innovate and scaling potential of three MSPs in Burundi, Rwanda and the South Kivu province located in the eastern part of Democratic Republic of Congo (DRC). In order to do this, we apply Social Network Analysis and Exponential Random Graph Modelling (ERGM) to investigate the structural properties of the collaborative, knowledge exchange and influence networks of these MSPs and compared them against value propositions derived from the innovation network literature. Results demonstrate a number of mismatches between collaboration, knowledge exchange and influence networks for effective innovation and scaling processes in all three countries: NGOs and private sector are respectively over- and under-represented in the MSP networks. Linkages between local and higher levels are weak, and influential organisations (e.g., high-level government actors) are often not part of the MSP or are not actively linked to by other organisations. Organisations with a central position in the knowledge network are more sought out for collaboration. The scaling of innovations is primarily between the same type of organisations across different administrative levels, but not between different types of organisations. The results illustrate the potential of Social Network Analysis and ERGMs to identify the strengths and limitations of MSPs in terms of achieving development impacts.

[1]  M. Morris,et al.  INFERENCE FOR SOCIAL NETWORK MODELS FROM EGOCENTRICALLY SAMPLED DATA, WITH APPLICATION TO UNDERSTANDING PERSISTENT RACIAL DISPARITIES IN HIV PREVALENCE IN THE US. , 2017, The annals of applied statistics.

[2]  Pieter J. Beers,et al.  The distribution of roles and functions for upscaling and outscaling innovations in agricultural innovation systems , 2013 .

[3]  Tom Veldkamp,et al.  Social learning inside and outside transition projects: Playing free jazz for a heavy metal audience , 2014 .

[4]  M. Isaac,et al.  Agricultural information exchange and organizational ties: The effect of network topology on managing agrodiversity , 2012 .

[5]  J. Dessein,et al.  Using the rural web in dialogue with regional stakeholders , 2013 .

[6]  Laurens Klerkx,et al.  Systemic perspectives on scaling agricultural innovations. A review , 2016, Agronomy for Sustainable Development.

[7]  Dirk Roep,et al.  Scale dynamics of grassroots innovations through parallel pathways of transformative change , 2016 .

[8]  Bethany S. Dohleman Exploratory social network analysis with Pajek , 2006 .

[9]  John Scott What is social network analysis , 2010 .

[10]  B. Vanlauwe,et al.  Overcoming challenges for crops, people and policies in Central Africa. The story of CIALCA stakeholder engagement. , 2016 .

[11]  Duncan C. Thomas,et al.  Education, Vulnerability, and Resilience after a Natural Disaster. , 2013, Ecology and society : a journal of integrative science for resilience and sustainability.

[12]  Louis Lebel,et al.  Guest Editorial, part of a Special Feature on Scale and Cross-scale Dynamics Scale and Cross-Scale Dynamics: Governance and Information in a Multilevel World , 2006 .

[13]  Carmen Mathijssen,et al.  Cees Leeuwis & Rhiannon Pyburn (eds.), Wheelbarrows full of Frogs. Social Learning in Rural Resource Management. , 2005 .

[14]  D. Hunter,et al.  Goodness of Fit of Social Network Models , 2008 .

[15]  Tom A. B. Snijders,et al.  Social Network Analysis , 2011, International Encyclopedia of Statistical Science.

[16]  Jenine K. Harris An Introduction to Exponential Random Graph Modeling , 2013 .

[17]  Networks as Policy Instruments for Innovation , 2014 .

[18]  Matthew Hoffman,et al.  Extension 3.0: Managing Agricultural Knowledge Systems in the Network Age , 2014 .

[19]  C. Prell,et al.  Stakeholder Analysis and Social Network Analysis in Natural Resource Management , 2009, Society & Natural Resources.

[20]  Cees Leeuwis,et al.  Reconceptualizing Participation for Sustainable Rural Development: Towards a Negotiation Approach , 2000 .

[21]  Frank W. Geels,et al.  Strategic niche management and sustainable innovation journeys: theory, findings, research agenda, and policy , 2008, Technol. Anal. Strateg. Manag..

[22]  Martina Morris,et al.  Adjusting for Network Size and Composition Effects in Exponential-Family Random Graph Models. , 2010, Statistical methodology.

[23]  B. A. Wood,et al.  Agricultural Science in the Wild: A Social Network Analysis of Farmer Knowledge Exchange , 2014, PloS one.

[24]  Patricia H. Thornton,et al.  The Institutional Logics Perspective: A New Approach to Culture, Structure and Process , 2012 .

[25]  J. Esparcia,et al.  Innovation and networks in rural areas. An analysis from European innovative projects , 2014 .

[26]  W. M. Rivera,et al.  Enhancing coordination among AKIS/RD actors: An analytical and comparative review of country studies on agricultural knowledge and information systems for rural development (AKIS/RD) , 2005 .

[27]  E. Totin,et al.  Between Script and Improvisation: Institutional Conditions and Their Local Operation , 2014 .

[28]  Julien Brailly,et al.  Exponential Random Graph Models for Social Networks , 2014 .

[29]  C. Leeuwis,et al.  INNOVATION PLATFORMS: EXPERIENCES WITH THEIR INSTITUTIONAL EMBEDDING IN AGRICULTURAL RESEARCH FOR DEVELOPMENT , 2015, Experimental Agriculture.

[30]  J. V. Damme Analyse systémique des processus d'innovation dans les systèmes agraires de la région des Grands Lacs basés sur la culture de la banane , 2013 .

[31]  M. Schut,et al.  Sustainable intensification of agricultural systems in the Central African Highlands: The need for institutional innovation , 2016 .

[32]  Laurens Klerkx,et al.  Unravelling the role of innovation platforms in supporting co-evolution of innovation: Contributions and tensions in a smallholder dairy development programme , 2013 .

[33]  V. Gilsing,et al.  A system failure framework for innovation policy design , 2005 .

[34]  Vladimir Batagelj,et al.  Exploratory Social Network Analysis with Pajek , 2005 .

[35]  B. Vanlauwe,et al.  Agro-Ecological Intensification of Agricultural Systems in the African Highlands , 2013 .

[36]  Steven M. Goodreau,et al.  Advances in exponential random graph (p*) models applied to a large social network , 2007, Soc. Networks.

[37]  Laurens Klerkx,et al.  Agricultural Innovation Platforms in West Africa , 2014 .

[38]  Garry Robins,et al.  Testing Policy Theory with Statistical Models of Networks , 2012 .

[39]  Stanley Wasserman,et al.  Statistical Models for Social Networks , 2000 .

[40]  Peter Uvin,et al.  Think Large and Act Small: Toward a New Paradigm for NGO Scaling Up , 2000 .

[41]  Dirk Roep,et al.  Application of an integrated systemic framework for analysing agricultural innovation systems and informing innovation policies: Comparing the Dutch and Scottish agrifood sectors , 2014 .

[42]  R. Lemarchand Consociationalism and Power Sharing in Africa: Rwanda, Burundi, and the Democratic Republic of the Congo , 2007 .

[43]  D. Roep,et al.  Arranging public support to unfold collaborative modes of governance in rural areas , 2013 .

[44]  Marc Schut,et al.  Ex Ante Scale Dynamics Analysis in the Policy Debate on Sustainable Biofuels in Mozambique , 2013 .

[45]  Dirk Roep,et al.  Structural Conditions for Collaboration and Learning in Innovation Networks: Using an Innovation System Performance Lens to Analyse Agricultural Knowledge Systems , 2015 .

[46]  David J. Spielman,et al.  Rural innovation systems and networks: findings from a study of Ethiopian smallholders , 2011 .

[47]  Joseph J. Cadilhon,et al.  Innovation platforms for agricultural development: Evaluating the mature innovation platforms landscape , 2016 .

[48]  C. Leeuwis Capacity to innovate from a system CGIAR research program perspective , 2017 .

[49]  Laurens Klerkx,et al.  Information networks that generate economic value: a study on clusters of adopters of new or improved technologies and practices among oil palm growers in Mexico. , 2015 .

[50]  M. Maertens,et al.  Understanding the Process of Agricultural Technology Adoption: Mineral Fertilizer in Eastern DR Congo , 2014 .

[51]  Laurens Klerkx,et al.  Towards dynamic research configurations: A framework for reflection on the contribution of research to policy and innovation processes , 2014 .

[52]  T. Snijders Statistical Models for Social Networks , 2011 .

[53]  Adrian Smith,et al.  Grassroots innovation movements: challenges and contributions , 2014 .

[54]  R.A.A. Suurs,et al.  Motors of sustainable innovation : Towards a theory on the dynamics of technological innovation systems , 2009 .

[55]  Jonne Rodenburg,et al.  RAAIS: Rapid Appraisal of Agricultural Innovation Systems (Part I). A diagnostic tool for integrated analysis of complex problems and innovation capacity , 2015 .

[56]  Martina Morris,et al.  A statnet Tutorial. , 2008, Journal of statistical software.

[57]  Andreas Neef,et al.  Stakeholder participation in agricultural research projects: a conceptual framework for reflection and decision-making , 2011 .

[58]  Andrew Hall,et al.  From measuring impact to learning institutional lessons: an innovation systems perspective on improving the management of international agricultural research , 2003 .

[59]  S. Fujisaka,et al.  Scaling up and out: achieving widespread impact through agricultural research , 2004 .

[60]  Bradley A. Evanoff,et al.  Academic Cross-Pollination: The Role of Disciplinary Affiliation in Research Collaboration , 2016, PloS one.

[61]  Martina Morris,et al.  statnet: Software Tools for the Representation, Visualization, Analysis and Simulation of Network Data. , 2008, Journal of statistical software.

[62]  V. Rasheed Sulaiman,et al.  Extension: Object of Reform, Engine for Innovation , 2009 .

[63]  David J. Spielman,et al.  An innovation systems perspective on strengthening agricultural education and training in sub-Saharan Africa , 2008 .

[64]  C. Leeuwis,et al.  Wheelbarrows full of frogs , 2002 .

[65]  J. Schot,et al.  Regime shifts to sustainability through processes of niche formation : the approach of strategic niche management , 1998 .

[66]  E. Rogers,et al.  Diffusion of innovations , 1964, Encyclopedia of Sport Management.

[67]  F. Hermans,et al.  Evaluation of stakeholder participation in monitoring regional sustainable development , 2011 .

[68]  Third Edition,et al.  THE MEASUREMENT OF SCIENTIFIC AND TECHNOLOGICAL ACTIVITIES: PROPOSED GUIDELINES FOR COLLECTING AND INTERPRETING INNOVATION DATA , 2005 .

[69]  Marko P. Hekkert,et al.  How mismatching institutional logics hinder niche–regime interaction and how boundary spanners intervene , 2015 .

[70]  Michele-Lee Moore,et al.  Research, part of a Special Feature on Resilience Through Multi-scalar Collaboration Surmountable Chasms: Networks and Social Innovation for Resilient Systems , 2011 .

[71]  J. Rotmans,et al.  Power in Transition: An Interdisciplinary Framework to Study Power in Relation to Structural Change , 2009 .

[72]  Stefan Kuhlmann,et al.  Functions of innovation systems: A new approach for analysing technological change , 2007 .

[73]  J. Sumberg,et al.  From Agricultural Research to ‘Product Development’ , 2013 .

[74]  R. Smits Innovation studies in the 21st century , 2002 .

[75]  Bart Nooteboom,et al.  Optimal Cognitive Distance and Absorptive Capacity , 2005 .

[76]  Nicholas E. Korres,et al.  Cultivars to face climate change effects on crops and weeds: a review , 2016, Agronomy for Sustainable Development.

[77]  G. V. D. Ven,et al.  Multi-actor governance of sustainable biofuels in developing countries: The case of Mozambique , 2014 .

[78]  F. Biermann,et al.  Towards Adaptive Management: Examining the Strategies of Policy Entrepreneurs in Dutch Water Management , 2011 .

[79]  Nicolas Faysse,et al.  Troubles on the way: An analysis of the challenges faced by multi-stakeholder platforms , 2006 .

[80]  Jenine K. Harris,et al.  Interpersonal Influence Among Public Health Leaders in the United States Department of Health and Human Services , 2012, Journal of public health research.