On Characterizing the Capacity Region of Massive MIMO Systems with Joint Power Constraints

In this paper we consider the problem of computing the capacity of multi-user Gaussian MIMO systems under multiple linear transmit covariance constraints (LTCCs). These LTCCs are general enough to include many transmit power constraints such as sum power constraint (SPC) or per-antenna power constraint (PAPC) as special cases. For the considered MIMO systems with multiple LTCCs, existing solutions are based on subgradient or gradient descent methods, which are known to have slow convergence in general and are therefore not applicable to massive MIMO systems. In contrast, we propose a low-complexity semi-closed-form approach to computing the MIMO capacity for the system of interest. To this end, the considered problem in the broadcast channel is transformed into an equivalent minimax problem in the multiple access channel. The special structure of the minimax problem allows us to derive water-filling-like algorithms based on a novel combination of alternating optimization and concave-convex procedure. For the important case of joint SPC and PAPC, we also propose analytical expressions to find the optimal covariance matrix. Extensive analytical and numerical results are provided to demonstrate the effectiveness of our approach under various massive MIMO system settings.

[1]  Sergey Loyka,et al.  The Capacity of Gaussian MIMO Channels Under Total and Per-Antenna Power Constraints , 2016, IEEE Transactions on Communications.

[2]  Emre Telatar,et al.  Capacity of Multi-antenna Gaussian Channels , 1999, Eur. Trans. Telecommun..

[3]  Wei Yu,et al.  Iterative water-filling for Gaussian vector multiple-access channels , 2001, IEEE Transactions on Information Theory.

[4]  Thuy M. Pham,et al.  Revisiting the MIMO Capacity With Per-Antenna Power Constraint: Fixed-Point Iteration and Alternating Optimization , 2019, IEEE Transactions on Wireless Communications.

[5]  M. J. Gans,et al.  On Limits of Wireless Communications in a Fading Environment when Using Multiple Antennas , 1998, Wirel. Pers. Commun..

[6]  Hanif D. Sherali,et al.  On the Maximum Weighted Sum-Rate of MIMO Gaussian Broadcast Channels , 2008, 2008 IEEE International Conference on Communications.

[7]  Shlomo Shamai,et al.  The Capacity Region of the Gaussian Multiple-Input Multiple-Output Broadcast Channel , 2006, IEEE Transactions on Information Theory.

[8]  Srikrishna Bhashyam,et al.  Optimal Multi-Antenna Transmission With Multiple Power Constraints , 2019, IEEE Transactions on Wireless Communications.

[9]  Wei Yu,et al.  Uplink-downlink duality via minimax duality , 2006, IEEE Transactions on Information Theory.

[10]  W. Utschick,et al.  A general covariance-based optimization framework using orthogonal projections , 2008, 2008 IEEE 9th Workshop on Signal Processing Advances in Wireless Communications.

[11]  H. Vincent Poor,et al.  On Gaussian MIMO BC-MAC duality with multiple transmit covariance constraints , 2008, 2009 IEEE International Symposium on Information Theory.

[12]  Giuseppe Caire,et al.  Multiuser MISO Transmitter Optimization for Intercell Interference Mitigation , 2009, IEEE Transactions on Signal Processing.

[13]  Tobias J. Oechtering,et al.  Optimal Transmit Strategy for MISO Channels With Joint Sum and Per-Antenna Power Constraints , 2017, IEEE Transactions on Signal Processing.

[14]  Lassi Hentila,et al.  WINNER II Channel Models , 2009 .

[15]  Ying-Chang Liang,et al.  Weighted sum rate optimization for cognitive radio MIMO broadcast channels , 2009, IEEE Transactions on Wireless Communications.

[16]  Tobias J. Oechtering,et al.  Optimal transmit strategy for MIMO channels with joint sum and per-antenna power constraints , 2017, 2017 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP).

[17]  Thuy M. Pham,et al.  Alternating Optimization for Capacity Region of Gaussian MIMO Broadcast Channels with Per-Antenna Power Constraint , 2017, 2017 IEEE 85th Vehicular Technology Conference (VTC Spring).

[18]  Thuy M. Pham,et al.  Weighted Sum Rate Maximization for Zero-Forcing Methods with General Linear Covariance Constraints , 2018, 2018 IEEE International Conference on Communications (ICC).

[19]  Sergey Loyka,et al.  On the Capacity of Gaussian MIMO Channels Under the Joint Power Constraints , 2018, IEEE Wireless Communications Letters.

[20]  Yang Yang,et al.  Robust MIMO Cognitive Radio Systems Under Interference Temperature Constraints , 2013, IEEE Journal on Selected Areas in Communications.

[21]  Thuy M. Pham,et al.  On the MIMO Capacity with Multiple Linear Transmit Covariance Constraints , 2018, 2018 IEEE 87th Vehicular Technology Conference (VTC Spring).

[22]  A. Goldsmith,et al.  Sum power iterative water-filling for multi-antenna Gaussian broadcast channels , 2002, Conference Record of the Thirty-Sixth Asilomar Conference on Signals, Systems and Computers, 2002..

[23]  Mai H. Vu,et al.  MISO Capacity with Per-Antenna Power Constraint , 2010, IEEE Transactions on Communications.

[24]  Mai H. Vu,et al.  MIMO Capacity with Per-Antenna Power Constraint , 2011, 2011 IEEE Global Telecommunications Conference - GLOBECOM 2011.

[25]  Wei Yu,et al.  Transmitter Optimization for the Multi-Antenna Downlink With Per-Antenna Power Constraints , 2007, IEEE Transactions on Signal Processing.

[26]  Thuy M. Pham,et al.  Low-Complexity Approaches for MIMO Capacity with Per-Antenna Power Constraint , 2017, 2017 IEEE 85th Vehicular Technology Conference (VTC Spring).

[27]  Ronan Farrell,et al.  An Efficient Precoder Design for Multiuser MIMO Cognitive Radio Networks With Interference Constraints , 2016, IEEE Transactions on Vehicular Technology.