Achieving Phase Coherency and Gain Stability in Active Antenna Arrays for Sub-6 GHz FDD and TDD FD-MIMO: Challenges and Solutions

Full-dimension MIMO (FD-MIMO) using planar active antenna systems (AAS) is considered a critical technology for fifth-generation (5G) cellular systems to improve network capacity. An AAS is typically subject to hardware impairments that negatively impact network capacity. Hence, this article focuses on impairments that cause phase and magnitude errors between radio frequency (RF) chains and shows why they are particularly difficult to avoid in practical AAS. Although previous investigations show these impairments to degrade performance, they are not useful in deriving measurable impairment margins for practical FD-MIMO deployments. Knowing impairment limits are critical for system designers to make hardware design tradeoffs such as AAS configuration, component selection, implementation complexity, and cost. Moreover, it also helps set conformance limits for critical lab verification. Therefore, the paper first investigates the impact of the impairments and derives their practical limits for FD-MIMO by explicitly considering the cumulative effects of the channel model, inter-cell interference, link adaptation, and channel aging due to feedback delays. It is shown that a lower number of digitized RF chains can be a better choice under lower impairments. Next, the sources of impairments are investigated by using measurements carried out in the lab and the field during live operation in a commercial LTE network. Phase drift from local oscillators (LO) and internal temperature variations are identified as two significant sources. The tradeoffs and shortcomings of some of the existing solutions in massive MIMO literature are discussed. Finally, in order to address the shortcomings, a novel and practical coherent LO distribution architecture and array calibration mechanism are proposed. This solution is shown to be applicable to both TDD and FDD FD-MIMO. Measurement results are provided to prove the high degree of coherency and stability achieved on a unique array architecture called high definition active antenna system (HDAAS).