On the Duality of the Max–Min Beamforming Problem With Per-Antenna and Per-Antenna-Array Power Constraints

This paper considers a downlink unicast transmission in a multicell network with multiple users. In a network with frequency reuse factor of one, intercell interference is a limiting factor. The max-min beamforming technique enables a balancing of the signal-to-interference-plus-noise ratio (SINR) among all users in a network under a power budget. Thus, a fair distribution of the achievable rate can be achieved. The max-min beamforming problem (MBP) is nonconvex in general. However, if instantaneous channel-state information (CSI) is available, the MBP has an equivalent quasiconvex form and can optimally be solved with an efficient algorithm based on a convex solver. In addition to this convex-solver-based solution, this paper considers the so-called surrogate dual problem of the MBP with per-antenna and per-antenna-array power constraints. The surrogate dual problem combines multiple power constraints to a single power constraint. Furthermore, the surrogate dual problem can efficiently be solved for long-term CSI in the form of spatial correlation matrices. Strong duality is proved for instantaneous and long-term CSI in the form of higher rank spatial correlation matrices. With the surrogate dual problem, a fast algorithm for the MBP is presented. The convergence issue is discussed. Numerical results verify the convergence and the performance of the proposed algorithm.

[1]  Gerd Ascheid,et al.  Max-min beamforming for multicell downlink systems using long-term channel statistics , 2009, 2009 IEEE 20th International Symposium on Personal, Indoor and Mobile Radio Communications.

[2]  Shlomo Shamai,et al.  The Capacity Region of the Gaussian Multiple-Input Multiple-Output Broadcast Channel , 2006, IEEE Transactions on Information Theory.

[3]  Holger Boche,et al.  SIR Balancing for strongly connected interference networks — Existence and uniqueness of a solution , 2010, 2010 7th International Symposium on Wireless Communication Systems.

[4]  Wei Yu,et al.  Transmitter Optimization for the Multi-Antenna Downlink With Per-Antenna Power Constraints , 2007, IEEE Transactions on Signal Processing.

[5]  Janghoon Yang,et al.  Multi-cell uplink-downlink beamforming throughput duality based on Lagrangian duality with per-base station power constraints , 2008, IEEE Communications Letters.

[6]  Harvey J. Greenberg,et al.  Surrogate Mathematical Programming , 1970, Oper. Res..

[7]  Nikos D. Sidiropoulos,et al.  Quality of Service and Max-Min Fair Transmit Beamforming to Multiple Cochannel Multicast Groups , 2008, IEEE Transactions on Signal Processing.

[8]  Shuguang Cui,et al.  Cooperative Interference Management With MISO Beamforming , 2009, IEEE Transactions on Signal Processing.

[9]  R. Srikant,et al.  Maximizing Sum Rate and Minimizing MSE on Multiuser Downlink: Optimality, Fast Algorithms and Equivalence via Max-min SINR , 2011, IEEE Transactions on Signal Processing.

[10]  Marian Codreanu,et al.  Linear Multiuser MIMO Transceiver Design With Quality of Service and Per-Antenna Power Constraints , 2008, IEEE Transactions on Signal Processing.

[11]  Robert J. Vanderbei,et al.  An Interior-Point Method for Semidefinite Programming , 1996, SIAM J. Optim..

[12]  Bjorn Ottersten,et al.  Optimum and Suboptimum Transmit Beamforming , 2001 .

[13]  Xiaoling Sun,et al.  Nonlinear Integer Programming , 2006 .

[14]  Jos F. Sturm,et al.  A Matlab toolbox for optimization over symmetric cones , 1999 .

[15]  Holger Boche,et al.  QoS-Based Resource Allocation and Transceiver Optimization , 2005, Found. Trends Commun. Inf. Theory.

[16]  David Tse,et al.  Opportunistic beamforming using dumb antennas , 2002, IEEE Trans. Inf. Theory.

[17]  Tony Q. S. Quek,et al.  Max-min weighted SINR in coordinated multicell MIMO downlink , 2011, 2011 International Symposium of Modeling and Optimization of Mobile, Ad Hoc, and Wireless Networks.

[18]  Gerd Ascheid,et al.  Low complexity cooperative downlink beamforming in multiuser multicell networks , 2010, 2010 IEEE 12th International Conference on Communication Technology.

[19]  Bhaskar D. Rao,et al.  Network duality and its application to multi-user MIMO wireless networks with SINR constraints , 2005, IEEE International Conference on Communications, 2005. ICC 2005. 2005.

[20]  R. Srikant,et al.  Maximizing sum rate and minimizing MSE on multiuser downlink: Optimality, fast algorithms and equivalence via max-min SIR , 2009, ISIT.

[21]  Gerd Ascheid,et al.  Max-Min Beamforming with Cooperative Multipoint Transmission , 2011, 2011 IEEE Vehicular Technology Conference (VTC Fall).

[22]  David G. Luenberger,et al.  Quasi-Convex Programming , 1968 .

[23]  Holger Boche,et al.  Solution of the multiuser downlink beamforming problem with individual SINR constraints , 2004, IEEE Transactions on Vehicular Technology.

[24]  Tony Q. S. Quek,et al.  A Unified Analysis of Max-Min Weighted SINR for MIMO Downlink System , 2011, IEEE Transactions on Signal Processing.

[25]  Weidong Yang,et al.  Optimal downlink power assignment for smart antenna systems , 1998, Proceedings of the 1998 IEEE International Conference on Acoustics, Speech and Signal Processing, ICASSP '98 (Cat. No.98CH36181).

[26]  U. Krause Concave Perron–Frobenius Theory and applications , 2001 .

[27]  Tony Q. S. Quek,et al.  Max-Min SINR Coordinated Multipoint Downlink Transmission—Duality and Algorithms , 2012, IEEE Transactions on Signal Processing.

[28]  Zhi-Quan Luo,et al.  Semidefinite Relaxation of Quadratic Optimization Problems , 2010, IEEE Signal Processing Magazine.

[29]  Martina Cardone,et al.  SINR balancing and beamforming for the MISO interference channel , 2011, 2011 IEEE 22nd International Symposium on Personal, Indoor and Mobile Radio Communications.

[30]  Stephen P. Boyd,et al.  Convex Optimization , 2004, Algorithms and Theory of Computation Handbook.

[31]  Klaus I. Pedersen,et al.  Spatial channel characteristics in outdoor environments and their impact on BS antenna system performance , 1998, VTC '98. 48th IEEE Vehicular Technology Conference. Pathway to Global Wireless Revolution (Cat. No.98CH36151).

[32]  Gene H. Golub,et al.  Matrix computations , 1983 .

[33]  Leandros Tassiulas,et al.  Transmit beamforming and power control for cellular wireless systems , 1998, IEEE J. Sel. Areas Commun..

[34]  Ami Wiesel,et al.  Linear precoding via conic optimization for fixed MIMO receivers , 2006, IEEE Transactions on Signal Processing.

[35]  Gerd Ascheid,et al.  Long-Term Beamforming in Single Frequency Networks using Semidefinite Relaxation , 2008, VTC Spring 2008 - IEEE Vehicular Technology Conference.

[36]  Thorsten Nieuwenhuizen Johri's general dual, the Lagrangian dual, and the surrogate dual , 1999, Eur. J. Oper. Res..

[37]  H. Boche,et al.  A general duality theory for uplink and downlink beamforming , 2002, Proceedings IEEE 56th Vehicular Technology Conference.